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Test your basic knowledge |
CA Life Agent Exam
Start Test
Study First
Subject
:
certifications
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. Benefits NOT taxable; employer-paid premiums deductible to employer; individual plans not deductible unless over 7 1/2% of adjusted gross income - then excess deductible.
Medicare Part A (aka Hospital Insurance or HI)
Payor (aka Waiver of Payor's Premium) rider
IRS Penalties for Annuities
Tax implications of medical plans
2. Although death benefit is tax-free - it is included in gross estate value so federal &/or state taxes may apply to a portion in excess of fixed federal limit.
CA Work. Comp. Statutes
Tax implications of an Estate
Joint Life (aka "First to die") policy
Long Term Care (LTC) policy
3. Provides coverage for specific disease(s) - such as cancer or leukemia.
Dread Disease policy
Binding receipt (aka Temporary Insurance Agreement)
Types of Insurers (by ownership)
Guaranteed Insurability (aka Additional Purchase or Future Increase) Disability rider
4. Insurance purchased by other Insurer(s) to spread or diversify risk; promotes industry stability.
Insuring clause/provision (aka Insuring Agreement)
Tax implications of an Estate
Modified Endowment Contract (MEC)
Reinsurance
5. An irrevocable IRS classification of a policy (determined by the 7 Pay Test) whereby tax advantages are lost for all distributions ONLY.
Survivorship (aka "Last to die") policy
Modified Endowment Contract (MEC)
IRS Penalties for Annuities
Total disability (as commonly defined)
6. Beneficiary has right to leave death benefits / Insurer to protect $ from creditors; interest (taxable) paid on retained funds.
Levels of Long Term Care provided
Spendthrift provision
Enhanced Ordinary (aka Extraordinary) Whole Life policy
Residual disability rider
7. Annuity distributions prior to age 59 1/2 incur a 10% IRS penalty EXCEPT for death - disability - immediate annuity - or rollover.
Types of Medical Plans
Change of Occupation provision
Juvenile Life (aka Jumping Juvenile) policy
IRS Penalties for Annuities
8. 1: parties to contract; 2: insured party or life; 3: insurable interest - if 3rd party; 4: risks insured against; 5: policy period (term); 6: premium & mode.
Tax implications of Death Benefit & Cash Value
Types of Medical Plans
Valid life insurance contracts must identify...
Types of reinsurance
9. Provides medical & personal services for people needing extended assistance w/ Activities of Daily Living (ADL). Other benefits include: assisted living care; respite care; hospice care; adult day care.
Penalties for violating AIDS/HIV privacy laws
Long Term Care (LTC) policy
Guaranteed Insurability (aka Additional Purchase or Future Increase) Disability rider
Revocable vs. Irrevocable beneficiary
10. Mandatory 100% employer-funded coverage for injuries/illnesses occurring "on" job; full-time employees only; exclusive remedy. Provides: 1: unlimited medical benefit; 2: survivor income replacement & funeral ($5 -000 max.); 3: disability benefit @ 66
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11. Grows @ fixed min. interest rate but w/ possible higher rate tied to equity index (i.e S&P Equity Index) appreciation; gains shared w/ Insurer.
Waiver of Premium (Waiver of Cost of Insurance) rider
Occupational Disability policy
Equity Indexed annuity
Term Life policy
12. After 2-3 yrs. - Whole Life policy equity builds tax-deferred @ fixed interest rate until it equals death benefit; borrowable but taxable.
Tax implications of Dividends - Loans & Interest
Policy loans
Business Overhead Expense (BOE) Disability policy
Cash value
13. Provides usual & customary business expenses (rent - utilities - salaries - mortgage) if owner becomes disabled; premiums deductible - benefits taxable.
Business Overhead Expense (BOE) Disability policy
Beneficiary provisions
Whole (aka Permanent or Straight) Life policy
Tax implications of medical plans
14. Same as WL but cash value increases @ current interest rates (not set); premium can start low or high & may change.
Current Assumption (aka Interest-Sensitive) Whole Life policy
Insurer (as defined by CIC)
Proof of Loss provision
Tax implications of an Estate
15. Any person - assoc. - org. - partnership - business trust - LLC - or corp. capable of making an insurance contract.
Medicare
Policy loans
Insurer (as defined by CIC)
Medicare Part B (aka Supplemental Medical Insurance or SMI)
16. Provides accidental death benefit @ full $ of "principal sum". Dismemberment is paid only @ 50% principal sum ("capital sum").
Types of Accident & Health insurance
Accidental Death & Dismemberment (AD&D) Life policy
Insurer (as defined by CIC)
Types of Insurers (by sector)
17. Life license + NASD (FINRA) Series 6 or 7.
1035 Exchange
Requirements to sell variable life products
Medicare Part C (aka Medicare Advantage)
Insurer (as defined by CIC)
18. Federal law to protect Federal employees' (& their beneficiaries') pension - group insurance - & welfare benefits.
Annuity Classifications (1 of 5): How premium is paid
Employee Retirement Income Security Act (ERISA)
Employer-Administered plan
Exclusions to Work. Comp.
19. Covers disabilities occurring both "on" AND "off" job; "on" job benefits paid in addition to work. comp. - if applicable (i.e. individual plan).
Elements to contract
Cost of Living Adjustment (COLA) Life rider
Occupational Disability policy
Payment of Premium provision
20. Excludes coverage for specific injury/illness either temporarily or permanently in order to eliminate pre-existing condition.
Impairment (Exclusion) rider
Insuring clause/provision (aka Insuring Agreement)
Variable Life policy (2 of 2)
Health Maintenance Organization (HMO)
21. 1: Straight aka Pure Life - lifetime income but no survivorship refund; 2: Life w/ Period Certain - lifetime income w/ death benefit of monthly annuity for remaining predetermined term. 3: Annuity Certain - monthly income paid for predetermined term
Consolidated Omnibus Budget Reconciliation Act (COBRA)
Universal (aka Flexible Premium Adjustable) Life policy (2 of 4)
Requirements to sell variable life products
Annuity Classifications (4 of 5): Disposition "pay-out" of proceeds
22. Excludes coverage for suicide during 1st 2 yrs. ONLY but - if it does - all premiums must be returned to beneficiary.
Suicide clause/provision
Parole Pardon Rule
Free Look provision
Adjustable Whole Life policy
23. An unintentional mistake committed by an insurance representative; may be covered by E&O insurance.
Adverse selection
Errors & Omissions (E&O)
Types of Accident & Health insurance
Disability Income policy
24. Federal program financed by payroll taxes provided equally by both employer & employee OR entirely by individual (if self-employed). Provides benefits for: Medicare @ age 65+; retirement; $255 lump sum death benefit; (limited) disability; survivors;
Social Security (aka Old Age Survivors Disability Health Insurance or OASDHI)
Presumptive disability
Permanent vs. Temporary disability
Dread Disease policy
25. Application submitted w/out premium; no coverage until submission of full consideration & completed Statement of Continued Good Health.
Common Accident provision
Small Employer Medical Expense plan
Trial Application (aka Request for Offer)
7 Pay Test
26. Potential circumstance that could cause a loss; measured in dollars.
Loss of Earnings Test
Presumptive disability
24 Hour Coverage (CA)
Loss exposure
27. Pure risk involves chance of loss ONLY (accident or misfortune). Speculative risk involves chance of loss OR gain (gambling - stock investment).
Modified Premium Whole Life policy
CHAMPUS (aka TriCare)
Pure risk vs. Speculative risk
Workers' Compensation insurance
28. Grows @ fixed interest rate for set term but cash value may adjust to prevailing rate (+ or -) if fully surrendered before term ends; % w/drawal ok.
Notice of Claim provision
Civil Rights/Pregnancy Discrimination Act
Market Value Adjusted (aka Modified Guaranteed) annuity
Medicare Part B (aka Supplemental Medical Insurance or SMI)
29. Receipt whereby coverage incepts ONLY after underwriting approval.
Single Pay Whole Life policy
Approval Type Conditional receipt
Social Security Benefit (Supplement) rider
Enhanced Ordinary (aka Extraordinary) Whole Life policy
30. Same as WL but w/ Decreasing Term rider; upon death - pays monthly income for REMAINING term AFTER which pays full death benefit.
Family Income policy
Return of Premium rider
Loss exposure
Insurable interest
31. If total premiums paid w/in 1st 7 yrs. exceed net level premium that should have been paid - policy is an MEC.
Universal (aka Flexible Premium Adjustable) Life policy (3 of 4)
Guaranteed Insurability Life rider
7 Pay Test
Dividends
32. Monthly; Quarterly; Semi-annually; Annually (cheapest due to less admin cost).
Loss of Earnings Test
Fraud
Premium modes
Whole (aka Permanent or Straight) Life policy
33. Covers entire family w/ WL for breadwinner & (convertible) Level Term for spouse & children (until certain age).
Rate (as defined by CIC)
Underwriting risk categories
Family policy
Fraud
34. Permanent - not recoverable (spinal cord injury); Temporary - recoverable (temp. illness/injury - broken limb).
Permanent vs. Temporary disability
Types of Insurers (by domicile)
Flexible Spending Account (FSA)
Cross Purchase Plan
35. Available for any reason up to full cash value @ fixed (max 8%) OR variable interest rate; loan $ + interest deducted from benefit @ death.
Split Dollar Plan
Medicare
Total disability (any-occupational definition)
Policy loans
36. Disability policy rider covering "the inability to perform some - but not all of your duties"; pays max. 50% of disability benefit for up to 6 mths.
Partial disability rider
Limited Pay Whole Life policy
Elimination (aka Waiting) period
Policy delivery
37. Expands individual WL policy to include Term Life for dependents (spouse - children - etc.).
Family or Dependents rider
Whole (aka Permanent or Straight) Life policy
Market Value Adjusted (aka Modified Guaranteed) annuity
Age Discrimination in Employment Act (ADEA)
38. Two death benefit options - Option A: death benefit ONLY; Option B: death benefit + cash value; death benefit NOT guaranteed.
Business Continuation (aka Buy-Sell) Disability policy
Limited Pay Whole Life policy
Plans A-L of Medical Supplement or Medigap
Universal (aka Flexible Premium Adjustable) Life policy (4 of 4)
39. Period of time following any children's survivor benefit & before benefits are provided to employee's widow/widower.
Variable Universal Life policy
Blackout Period
Non-forfeiture options for WL policy
Blue Cross/Blue Shield
40. Guaranteed min. interest rate on cash value buildup but possible higher rate if short-term investment returns higher than expected.
Universal (aka Flexible Premium Adjustable) Life policy (2 of 4)
Universal (aka Flexible Premium Adjustable) Life policy (3 of 4)
Requirements to sell variable life products
Presumptive disability
41. Pre-existing illness/injury; Waiting period; Elimination period; Probationary period; Benefits - Exclusions - Limitations; Underwriting reqs.
Considerations in replacing Health insurance
Business Continuation (aka Buy-Sell) Disability policy
Preferred Provider Organization (PPO)
Presumptive disability
42. To "make whole again" w/out benefit or detriment; neither monetary profit nor loss.
Premium modes
Total disability (more restrictive definition)
Indemnify
Accidental Death & Dismemberment (AD&D) Disability rider
43. Specialized policy covering diagnostic & preventative dental care; often no deductible; co-insurance; expensive; may be included w/ medical plan.
24 Hour Coverage (CA)
Waiver of Premium provision
Dental Plan
Plans A-L of Medical Supplement or Medigap
44. Primary - if 2 or more - equally shared; Contingent (Secondary) - only if primary dead; Tertiary - only if both primary & secondary dead. If none listed - goes to estate.
Beneficiary provisions
Employer-Administered plan
Business Continuation (aka Buy-Sell) Disability policy
Limited Pay Whole Life policy
45. Privately-provided or Medicare-provided (if no private carrier) prescription drug plans for qualified individuals but w/ premium - deductible & co-pay.
Medicare Part D
Exclusions for Major Medical plan
Considerations in replacing Health insurance
Joint Life (aka "First to die") policy
46. Federal law which prohibits companies w/ 15+ employees from decreasing coverage benefits for women affected by pregnancy or childbirth.
Civil Rights/Pregnancy Discrimination Act
Universal (aka Flexible Premium Adjustable) Life policy (4 of 4)
Accidental Death (aka Multiple Indemnity) rider
Family Maintenance policy
47. Reappearance of disability w/in 6 mth. period after "recovery" from same disability is considered recurrence - not new disability.
Fraud
Medical cost containment (aka Managed care)
Earned vs. Unearned premium
Recurrent disability clause/provision
48. War - 2 types; Suicide (1st 2 yrs.); Aviation (non-commercial); Hazardous hobbies; Criminal acts; Alcohol/Drug influenced.
Types of Term Life policies
Universal (aka Flexible Premium Adjustable) Life policy (3 of 4)
Common Life Exclusions
7 Pay Test
49. If Insured & primary beneficiary die due to same act (w/in 14 days) - primary assumed 1st to die & contingent beneficiary paid death benefit.
Common Disaster (Simultaneous Death Act) clause/provision
Recurrent disability clause/provision
Policy delivery
Annuity Classifications (1 of 5): How premium is paid
50. Treating or mitigating loss exposures through 1: avoidance; 2: retention (deductibles); 3: sharing; 4: reduction; or 5: transfer.
Market Value Adjusted (aka Modified Guaranteed) annuity
Disability Income policy
Medicare Supplement or Medigap policy
Risk management