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Test your basic knowledge |
CA Life Agent Exam
Start Test
Study First
Subject
:
certifications
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. Actual/Expressed - written powers; Implied - unwritten but customary practices; Apparent - perceived powers.
Exclusions for Major Medical plan
Types of Agency Authority
Universal (aka Flexible Premium Adjustable) Life policy (4 of 4)
Variable Life policy (1 of 2)
2. No coverage for injuries while: 1: @ voluntary social event; 2: self-inflicted (intentional); 3: under alcohol/drug influence; 4: committing criminal act; 5: aggressor in workplace fight; 6: participating in athletic event (non-pro. athletes) 7: par
Penalties for violating AIDS/HIV privacy laws
Waiver of Premium (Waiver of Cost of Insurance) rider
Exclusions to Work. Comp.
Automatic Premium Loan (APL) provision
3. Mathematical law stating the larger # of occurrences - the more predictable the losses; used to calculate premiums.
Law of Large Numbers
Annuity
Insurance contract characteristics (2 of 2)
Return of Premium rider
4. Non-qualified Annuity - Non-deductible contributions & tax-deferred growth. At pay-out - tax-free principal but taxable growth.
Medi-Cal Share Cost plan
Employee Retirement Income Security Act (ERISA)
Tax implications of an Annuity (1 of 2)
Medicare Part B (aka Supplemental Medical Insurance or SMI)
5. Same as WL but w/ adjustable death benefit (& corresponding premium) & over-fund option but w/ annually renewable term (ART).
Total disability (any-occupational definition)
Insurable interest
Universal (aka Flexible Premium Adjustable) Life policy (1 of 4)
Major Medical plan
6. Provides benefit during Social Security "black-out" period - up to 1 yr.
Equity Indexed annuity
Risk management
Social Security Benefit (Supplement) rider
Legal Action provision
7. Receipt whereby coverage incepts ONLY after underwriting approval.
Approval Type Conditional receipt
Grace Period provision
Health Insurance Portability and Accountability Act (HIPAA)
Claim Form (aka Proof of Loss Form) provision
8. Insurance purchased by other Insurer(s) to spread or diversify risk; promotes industry stability.
Beneficiary provisions
Departments of an Insurer
Single Pay Whole Life policy
Reinsurance
9. Fraternal - non-profit - members only; Reciprocal - unincorp'd org. - members insure each other; Lloyd's Assoc. - groups sharing risks; Surplus lines - special market risks.
Accidental Death (aka Multiple Indemnity) rider
Dividends
Types of Insurers (miscellaneous)
Plans A-L of Medical Supplement or Medigap
10. Earned premium is $ paid for coverage to date. Unearned premium is $ paid & returnable due to coverage not provided.
Impairment (Exclusion) rider
Earned vs. Unearned premium
Concealment exceptions
Return of Premium rider
11. 'The inability to perform ANY gainful occupation'.
Total disability (more restrictive definition)
Notice of Claim provision
Total disability (any-occupational definition)
Types of Licensed Producers
12. Type of partial disability rider - which pays fluctuating % of lost income w/out time limit.
Payment of Premium provision
Employer-Administered plan
Law of Large Numbers
Residual disability rider
13. Federal law which allows health coverage portability when changing jobs - so long as previous coverage was in effect 63+ days; allows some tax deductibility for LTC.
Health Insurance Portability and Accountability Act (HIPAA)
Current Assumption (aka Interest-Sensitive) Whole Life policy
Types of Accident & Health (A&H) providers
Considerations in replacing Health insurance
14. If Insured changes to: more hazardous job - benefits reduced; less hazardous job - premiums reduce.
COBRA Time Limitations
Change of Occupation provision
Business Continuation (aka Buy-Sell) policy
Fraud
15. Provides coverage for specific disease(s) - such as cancer or leukemia.
Underwriting risk categories
Dread Disease policy
Tax implications of an Annuity (1 of 2)
24 Hour Coverage (CA)
16. Death benefit determined by Insured's financial goals & needs (minus assets).
Parole Pardon Rule
Annuity Classifications (5 of 5): # of lives
Needs approach (most common)
Split Dollar Plan
17. Federal law which prohibits companies w/ 20+ employees from denying work & medical benefits to employees due to age.
Notice of Claim provision
Age Discrimination in Employment Act (ADEA)
Key Employee Disability policy
Modified Endowment Contract (MEC)
18. Annuity distributions prior to age 59 1/2 incur a 10% IRS penalty EXCEPT for death - disability - immediate annuity - or rollover.
Medicare Supplement or Medigap policy
IRS Penalties for Annuities
Total disability (as commonly defined)
Needs approach (most common)
19. Federal program financed by payroll taxes provided equally by both employer & employee OR entirely by individual (if self-employed). Provides benefits for: Medicare @ age 65+; retirement; $255 lump sum death benefit; (limited) disability; survivors;
Variable Life policy (1 of 2)
Social Security (aka Old Age Survivors Disability Health Insurance or OASDHI)
Tax implications of an Annuity (1 of 2)
Universal (aka Flexible Premium Adjustable) Life policy (2 of 4)
20. Policy provisions must conform to state regulations where policy is sold.
Conformity with State Statute provision
Equity Indexed annuity
Group Disability plan
CA Work. Comp. Statutes
21. Waives premium upon disability of Insured until return to work; disability must persist for 6 mths. or longer. Cash value & dividends not affected.
Waiver of Premium (Waiver of Cost of Insurance) rider
Grace Period provision
Human Life Value approach
Insurability Type Conditional receipt
22. Upon death - death benefit is paid + the aggregate of premiums paid to date; add-on to Term policy ONLY.
Revocable vs. Irrevocable beneficiary
Return of Premium rider
Types of Insurers (by sector)
Doctrine of Comity
23. Provides medical & personal services for people needing extended assistance w/ Activities of Daily Living (ADL). Other benefits include: assisted living care; respite care; hospice care; adult day care.
Types of Insurers (by ownership)
Pure risk vs. Speculative risk
Payor (aka Waiver of Payor's Premium) rider
Long Term Care (LTC) policy
24. Death benefit is NOT taxable. Cash value grows tax-deferred but cost basis (base premium) is not taxable - only interest is.
Medicare Supplement or Medigap policy
Tax implications of Death Benefit & Cash Value
Experience vs. Community rating in Group Health plan
Return of Cash Value rider
25. Written contract that provides INCOME @ high interest rate for fixed period OR for annuitant's lifetime w/ possible death benefit.
Insurance contract characteristics (2 of 2)
Flexible Spending Account (FSA)
AIDS/HIV discrimination
Annuity
26. Same as WL but policy owner can adjust death benefit w/ corresponding premium adjustments; mostly obsolete.
Adjustable Whole Life policy
Variable Life policy (2 of 2)
Blue Cross/Blue Shield
Earned vs. Unearned premium
27. Written policy terms supersede oral statements made prior to policy issue.
Fraud
Law of Large Numbers
Parole Pardon Rule
Employer Liability
28. Refund of 50-80% of premium (minus claims paid) every 5-10 yrs. OR age 65; expensive!
7 Pay Test
Preferred Provider Organization (PPO)
Pure risk vs. Speculative risk
Return of Premium rider
29. War; elective cosmetic surgery; routine dental; work. comp.-covered claims; self-inflicted (intentional); gov't. facility treatment; LTC; private nursing.
Exclusions for Major Medical plan
Group Disability plan
Plans A-L of Medical Supplement or Medigap
Comprehensive Major Medical plan
30. Mathematical calculation based on overall FICA contributions used to determine retirement/disability/survivorship benefit.
Equity Indexed annuity
Business Continuation (aka Buy-Sell) Disability policy
Valid life insurance contracts must identify...
Primary Insurance Amount (PIA)
31. Same as WL but premium low for set # yrs. - THEN premiums vary (+ or -) based on Insurer's investment returns - w/ Gmax.
Family or Dependents rider
Non-forfeiture options for WL policy
Variable Universal Life policy
Indeterminate Premium Whole Life policy
32. Level - fixed death benefit - premium fixed until renewal; Decreasing - death benefit decreases over term - premium fixed until renewal; Increasing - death benefit increases over term - premium fixed until renewal.
Types of Term Life policies
Employer Liability
Whole (aka Permanent or Straight) Life policy
Market Value Adjusted (aka Modified Guaranteed) annuity
33. Receipt whereby coverage incepts conditionally upon submission of full consideration and that all underwriting reqs. are met.
Universal (aka Flexible Premium Adjustable) Life policy (4 of 4)
Accidental Death (aka Multiple Indemnity) rider
Market Value Adjusted (aka Modified Guaranteed) annuity
Insurability Type Conditional receipt
34. Agents - represent Insurer; Brokers - represent themselves & Insured; Solicitors - represent one agent to solicit leads.
Misstatement of Age/Sex provision
Types of Licensed Producers
Civil Rights/Pregnancy Discrimination Act
Age Discrimination in Employment Act (ADEA)
35. Benefits automatically increase annually based on inflationary index (i.e. Consumer Price Index) OR flat rate (5% max.).
Cost of Living Adjustment (COLA) Disability rider
Trial Application (aka Request for Offer)
Civil Rights/Pregnancy Discrimination Act
Insurance contract characteristics (2 of 2)
36. Pure risk involves chance of loss ONLY (accident or misfortune). Speculative risk involves chance of loss OR gain (gambling - stock investment).
Market Value Adjusted (aka Modified Guaranteed) annuity
Rescission
Human Life Value approach
Pure risk vs. Speculative risk
37. Provides 24 hr. health coverage both "on" & "off" job - but may cause coverage duplication & coordination challenges.
Medicare Part A (aka Hospital Insurance or HI)
Basic Medical plan
Health Maintenance Organization (HMO)
24 Hour Coverage (CA)
38. 1: parties to contract; 2: insured party or life; 3: insurable interest - if 3rd party; 4: risks insured against; 5: policy period (term); 6: premium & mode.
Small Employer Medical Expense plan
Considerations in replacing Health insurance
Valid life insurance contracts must identify...
Workers' Compensation insurance
39. Although death benefit is tax-free - it is included in gross estate value so federal &/or state taxes may apply to a portion in excess of fixed federal limit.
Factors that determine premium
Claim Form (aka Proof of Loss Form) provision
Tax implications of an Estate
Levels of Long Term Care provided
40. Allows Term policy conversion to Permanent policy w/out medical exam; must be identical or lower death benefit; based on either attained OR original age.
Elimination (aka Waiting) period
Endowment Life policy
Convertibility provision
Payment of Premium provision
41. Life license + NASD (FINRA) Series 6 or 7.
Requirements to sell variable life products
Estoppel
Medicare Part D
Experience vs. Community rating in Group Health plan
42. An irrevocable IRS classification of a policy (determined by the 7 Pay Test) whereby tax advantages are lost for all distributions ONLY.
Modified Endowment Contract (MEC)
Business Continuation (aka Buy-Sell) policy
Business Overhead Expense (BOE) Disability policy
Notice of Claim provision
43. 1: Immediate benefits rec'd w/in 30 days but premium must be paid by lump sum; 2: Deferred - usually until retirement.
Annuity Classifications (2 of 5): When benefits begin
Medicare Part C (aka Medicare Advantage)
Viatical Settlement Provider (VSP)
Preferred Provider Organization (PPO)
44. Pre-existing illness/injury; Waiting period; Elimination period; Probationary period; Benefits - Exclusions - Limitations; Underwriting reqs.
Considerations in replacing Health insurance
24 Hour Coverage (CA)
Levels of Long Term Care provided
Tax implications of medical plans
45. Financial interest in insured party that must exist @ time of application OR policy issuance. Requires consent (except minors).
Insurable interest
Phases of an annuity
Adverse selection
Common Accident provision
46. Death benefit determined by Insured's projected lost earnings potential.
Human Life Value approach
Types of hazards
Reinsurance
Exclusions for Major Medical plan
47. Process which prevents claim denial as a result of false statement or promise (made by Insurer) - which was relied upon by Insured.
Errors & Omissions (E&O)
Estoppel
Tax implications of Dividends - Loans & Interest
Long Term Care (LTC) policy
48. Permanent disability due to total loss of sight - hearing - speech or use of 2 + limbs; benefits paid even while continuing to work.
Health Maintenance Organization (HMO)
Presumptive disability
Small Employer Medical Expense plan
Long Term Care (LTC) policy
49. Term Life policy w/ decreasing death benefit; usually used to secure credit (loan) w/ lender as beneficiary & borrower as Insured.
Credit Life policy
Insurance contract characteristics (2 of 2)
Medicare Part A & B "Gaps"
Return of Premium rider
50. Covers disabilities occurring both "on" AND "off" job; "on" job benefits paid in addition to work. comp. - if applicable (i.e. individual plan).
Medicare
Types of Insurers (by authorization)
Types of Accident & Health (A&H) providers
Occupational Disability policy