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Test your basic knowledge |
CA Life Agent Exam
Start Test
Study First
Subject
:
certifications
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. 1: mortality probability charge; 2: Insurer's investment return; 3: expenses (admin costs - commissions). 1 - 2 = net; 1 - 2 + 3 = gross.
Tax implications of Disability policy
Annuity Classifications (2 of 5): When benefits begin
Convertibility provision
Factors that determine premium
2. Extreme form of Limited Pay Whole Life whereby entire premium is paid in a single payment.
Single Pay Whole Life policy
Accelerated Benefits (aka Terminal Illness or Living Benefits) rider
Trial Application (aka Request for Offer)
Modified Premium Whole Life policy
3. Must be delivered in person or by certified - registered or 1st-class mail w/ signature - unless waived by Insurance Commissioner.
Business Continuation (aka Buy-Sell) Disability policy
Automatic Premium Loan (APL) provision
Pure risk vs. Speculative risk
Policy delivery
4. Non-qualified Annuity - Non-deductible contributions & tax-deferred growth. At pay-out - tax-free principal but taxable growth.
Types of Agency Authority
Social Security Benefit (Supplement) rider
Tax implications of an Annuity (1 of 2)
Dread Disease policy
5. Waives premium upon disability of Insured until return to work; disability must persist for 6 mths. or longer. Cash value & dividends not affected.
Current Assumption (aka Interest-Sensitive) Whole Life policy
Waiver of Premium (Waiver of Cost of Insurance) rider
Cash value
Payor (aka Waiver of Payor's Premium) rider
6. Price of insurance per exposure unit.
Life insurance policy
Annuity Classifications (1 of 5): How premium is paid
Point of Service plan
Rate (as defined by CIC)
7. Prohibited w/ regard to testing for people of same class; test results must remain confidential; coverage may be declined (once discovered).
AIDS/HIV discrimination
Guaranteed Insurability (aka Additional Purchase or Future Increase) Disability rider
Tax implications of Disability policy
Phases of an annuity
8. 1: Tax-free lump sum; 2: Monthly pay-outs for fixed time; 3: Fixed monthly payments until depleted.
Current Assumption (aka Interest-Sensitive) Whole Life policy
Reinsurance
Accelerated Benefits (aka Terminal Illness or Living Benefits) rider
Settlement options for Life policy (1 of 2)
9. Covers disabilities occurring both "on" AND "off" job; "on" job benefits paid in addition to work. comp. - if applicable (i.e. individual plan).
Dental Plan
Occupational Disability policy
Law of Large Numbers
Palliative vs. Curative care
10. Req. by CA statute & may provide workers coverage for action-over claims.
Employer Liability
Common Disability Exclusions
Automatic Premium Loan (APL) provision
Group Disability plan
11. Provides benefit during Social Security "black-out" period - up to 1 yr.
Considerations in replacing Health insurance
Market Value Adjusted (aka Modified Guaranteed) annuity
Social Security Benefit (Supplement) rider
Return of Premium rider
12. Life license + NASD (FINRA) Series 6 or 7.
Misstatement of Age/Sex provision
Comprehensive Major Medical plan
Requirements to sell variable life products
Grace Period provision
13. Agreement - Offer & acceptance; Consideration - application + premium; Legal capacity - licensed &/or competent; Legal purpose - public good.
Total disability (as commonly defined)
Elements to contract
Tax implications of Death Benefit & Cash Value
Palliative vs. Curative care
14. Compensates business for loss due to disability of key employee; premiums not deductible but benefits tax-free.
Experience vs. Community rating in Group Health plan
Annuity
Claim Form (aka Proof of Loss Form) provision
Key Employee Disability policy
15. Same as WL but cash value increases @ current interest rates (not set); premium can start low or high & may change.
Suicide clause/provision
Current Assumption (aka Interest-Sensitive) Whole Life policy
Insuring clause/provision (aka Insuring Agreement)
Revocable vs. Irrevocable beneficiary
16. Prepaid med. benefits for "subscribers" @ approved facilities; many non-profit; Blue Cross - Hospital stays; Blue Shield - M.D. costs.
Rescission
Common Life Exclusions
Blue Cross/Blue Shield
Annuity Classifications (5 of 5): # of lives
17. Time period preceding each disability during which benefits are not paid; longer elimination periods = cheaper premium.
Incontestability clause/provision
Primary Insurance Amount (PIA)
Return of Premium rider
Elimination (aka Waiting) period
18. Excludes coverage for suicide during 1st 2 yrs. ONLY but - if it does - all premiums must be returned to beneficiary.
Settlement options for Life policy (2 of 2)
Insurance contract characteristics (2 of 2)
Primary Insurance Amount (PIA)
Suicide clause/provision
19. 1: Req. - unless self-employed; 2: 7-day wait for disability benefits; 3: Premium based on ex-mod; 4: Rates approved by CDI; 5: to sell - must satisfy education reqs.
Types of Insurers (by sector)
Insurance contract characteristics (2 of 2)
Universal (aka Flexible Premium Adjustable) Life policy (4 of 4)
CA Work. Comp. Statutes
20. Preferred or Preferred Smoker; Standard or Standard Smoker; Substandard; Denied.
Blue Cross/Blue Shield
Underwriting risk categories
Guaranteed Insurability (aka Additional Purchase or Future Increase) Disability rider
Market Value Adjusted (aka Modified Guaranteed) annuity
21. An irrevocable IRS classification of a policy (determined by the 7 Pay Test) whereby tax advantages are lost for all distributions ONLY.
Modified Endowment Contract (MEC)
Guaranteed Insurability Life rider
Annuity
Plans A-L of Medical Supplement or Medigap
22. Application submitted w/out premium; no coverage until submission of full consideration & completed Statement of Continued Good Health.
Cost of Living Adjustment (COLA) Life rider
Trial Application (aka Request for Offer)
Earned vs. Unearned premium
Cost of Living Adjustment (COLA) Disability rider
23. Permanent - not recoverable (spinal cord injury); Temporary - recoverable (temp. illness/injury - broken limb).
Permanent vs. Temporary disability
Universal (aka Flexible Premium Adjustable) Life policy (2 of 4)
Tax implications of Death Benefit & Cash Value
Indemnify
24. Provides coverage for specific disease(s) - such as cancer or leukemia.
Dread Disease policy
Earned vs. Unearned premium
Human Life Value approach
Payment of Premium provision
25. Monthly; Quarterly; Semi-annually; Annually (cheapest due to less admin cost).
Accidental Death & Dismemberment (AD&D) Disability rider
Key Employee policy
Premium modes
Notice of Claim provision
26. Policy provisions must conform to state regulations where policy is sold.
Conformity with State Statute provision
Penalties for violating AIDS/HIV privacy laws
Insurable interest
Key Employee policy
27. A company providing lump sum buyout (50-90% of total) of Life policy; becomes owner & beneficiary & assumes premium payments; usually terminally ill viator.
Policy loans
Viatical Settlement Provider (VSP)
Current Assumption (aka Interest-Sensitive) Whole Life policy
Endowment Life policy
28. Insurer has right to rescind policy & return premium if material misrepresentation in application is found w/in 1st 2 yrs.
Change of Occupation provision
Earned vs. Unearned premium
Incontestability clause/provision
Civil Rights/Pregnancy Discrimination Act
29. Federal law which prohibits companies w/ 20+ employees from denying work & medical benefits to employees due to age.
Types of Term Life policies
Concealment
Settlement options for Life policy (1 of 2)
Age Discrimination in Employment Act (ADEA)
30. Federally-sponsored health care for individuals 65+ &/or w/ certain disabilities; may run concurrent w/ group plan but group plan would act primary - THEN Medicare.
Common Life Exclusions
Accidental Death (aka Multiple Indemnity) rider
Medicare
Doctrine of Comity
31. Part A - Inpatient hospital deductibles vary on # of days; limited reserve days; finite benefit; 1st 3 pints blood; Part B - 20% co-payment.
Spendthrift provision
Medicare Part A & B "Gaps"
Palliative vs. Curative care
Trusts
32. Group plan initially self-funded by employer (like SIR); after which - group plan Insurer covers (up to policy limit); requires TPA.
Medical Savings Account (MSA) & Health Savings Account (HSA)
Employer-Administered plan
7 Pay Test
COBRA Time Limitations
33. Same as WL but cash value put in investment vehicles chosen by policy owner (stocks - bonds - munis.); cash value NOT guaranteed.
Variable Life policy (1 of 2)
Employer Liability
Payor (aka Waiver of Payor's Premium) rider
Disability Income policy
34. Provides for continued operation of business if partner becomes disabled - by allowing other partner(s) to buy disabled partner's interest in business.
Types of reinsurance
Loss exposure
Earned vs. Unearned premium
Business Continuation (aka Buy-Sell) Disability policy
35. Partially state-funded benefits for low-income people whereby cost of care is shared between state & recipient - based on income.
Legal Action provision
Requirements to sell variable life products
Medi-Cal Share Cost plan
Preferred Provider Organization (PPO)
36. Part of IRS Section 125 cafeteria plan - which allows pre-tax payroll deductions for qualified medical expenses or child/dependent care.
Long Term Care (LTC) policy
CA Work. Comp. Statutes
Flexible Spending Account (FSA)
COBRA Time Limitations
37. Guaranteed min. interest rate on cash value buildup but possible higher rate if short-term investment returns higher than expected.
Blue Cross/Blue Shield
Viatical Settlement Provider (VSP)
Key Employee Disability policy
Universal (aka Flexible Premium Adjustable) Life policy (3 of 4)
38. Allows Term policy conversion to Permanent policy w/out medical exam; must be identical or lower death benefit; based on either attained OR original age.
Blackout Period
Elimination (aka Waiting) period
Convertibility provision
Consolidated Omnibus Budget Reconciliation Act (COBRA)
39. Revocable - changeable anytime w/ Change of Beneficiary Form; Irrevocable - not changeable w/out beneficiary permission.
Types of Term Life policies
Policy loans
Occupational Disability policy
Revocable vs. Irrevocable beneficiary
40. Premiums determined by target cash values or death benefit; partial cash value w/drawals allowed; transparent policy w/ unbundled premium.
Rehabilitation rider
Payor (aka Waiver of Payor's Premium) rider
Universal (aka Flexible Premium Adjustable) Life policy (2 of 4)
Mortality vs. Morbidity tables
41. Level - fixed death benefit - premium fixed until renewal; Decreasing - death benefit decreases over term - premium fixed until renewal; Increasing - death benefit increases over term - premium fixed until renewal.
Proof of Loss provision
Convertibility provision
Types of Term Life policies
Claim Form (aka Proof of Loss Form) provision
42. Treating or mitigating loss exposures through 1: avoidance; 2: retention (deductibles); 3: sharing; 4: reduction; or 5: transfer.
Risk management
Concealment exceptions
Insurability Type Conditional receipt
Single Pay Whole Life policy
43. Allows Insured to increase death benefit w/out medical exam (subject to age max.) w/ additional premium rate determined @ attained age.
Impairment (Exclusion) rider
Guaranteed Insurability Life rider
Risk management
Survivorship (aka "Last to die") policy
44. 'The inability to perform your OWN normal occupation or daily duties'.
Types of hazards
Insurance contract characteristics (1 of 2)
Total disability (as commonly defined)
Joint Life (aka "First to die") policy
45. 1: parties to contract; 2: insured party or life; 3: insurable interest - if 3rd party; 4: risks insured against; 5: policy period (term); 6: premium & mode.
Non-Occupational Disability policy
Valid life insurance contracts must identify...
Medical cost containment (aka Managed care)
Indeterminate Premium Whole Life policy
46. Receipt whereby coverage incepts immediately upon submission of full consideration - unless declined & premium refunded.
Waiver of Premium (Waiver of Cost of Insurance) rider
Grace Period provision
Residual disability rider
Binding receipt (aka Temporary Insurance Agreement)
47. Upon notice - Insurer must provide Claim Form (Proof of Loss Form) to Insured w/in 15 days.
Claim Form (aka Proof of Loss Form) provision
Medicare Supplement or Medigap policy
Business Continuation (aka Buy-Sell) Disability policy
Health Reimbursement Account (HRA)
48. Representation - oral or written statement made to best of knowledge or belief; Warranty - statement guaranteed/presumed/understood to be true.
Point of Service plan
Guaranteed Insurability (aka Additional Purchase or Future Increase) Disability rider
Applicant Representations vs. Warranties
Insuring clause/provision (aka Insuring Agreement)
49. Refund of 50-80% of premium (minus claims paid) every 5-10 yrs. OR age 65; expensive!
Return of Premium rider
Departments of an Insurer
Recurrent disability clause/provision
Consolidated Omnibus Budget Reconciliation Act (COBRA)
50. Qualified Annuity - Tax-deductible contributions & tax-deferred growth but fully taxable w/drawals.
COBRA Time Limitations
Dividend options
Basic Medical plan
Tax implications of an Annuity (1 of 2)