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Test your basic knowledge |
CA Life Agent Exam
Start Test
Study First
Subject
:
certifications
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. Annuity distributions prior to age 59 1/2 incur a 10% IRS penalty EXCEPT for death - disability - immediate annuity - or rollover.
Applicant Representations vs. Warranties
Multiple Employer Trust (MET) aka Multiple Employer Welfare Association (MEWA)
Family or Dependents rider
IRS Penalties for Annuities
2. Time extension of benefits based on "qualifying" event. 18 mth. extension if laid off or fired; 36 mth. extension if death - divorce or child leaves home.
Medicare
Permanent vs. Temporary disability
Departments of an Insurer
COBRA Time Limitations
3. Provides professional services - rehabilitation - training/re-training & related costs to assist Insured in returning to work.
Types of Renewability provisions
Medicare Part B (aka Supplemental Medical Insurance or SMI)
Rehabilitation rider
Concealment
4. Death benefit determined by Insured's financial goals & needs (minus assets).
Exclusions for Major Medical plan
Needs approach (most common)
Cash value
Elimination (aka Waiting) period
5. Primary - if 2 or more - equally shared; Contingent (Secondary) - only if primary dead; Tertiary - only if both primary & secondary dead. If none listed - goes to estate.
Current Assumption (aka Interest-Sensitive) Whole Life policy
Settlement options for Life policy (2 of 2)
Beneficiary provisions
Annuity Classifications (2 of 5): When benefits begin
6. Commercial (private) companies; HMOs; PPOs; Blue Cross/Blue Shield; Employer-sponsored plans; Government.
Medicare Part A & B "Gaps"
Small Employer Medical Expense plan
Types of Accident & Health (A&H) providers
Approval Type Conditional receipt
7. Allows Term policy conversion to Permanent policy w/out medical exam; must be identical or lower death benefit; based on either attained OR original age.
Total disability (more restrictive definition)
1035 Exchange
Loss exposure
Convertibility provision
8. Upon death - death benefit is paid + the aggregate of cash value accumulated to date; add-on to WL policy ONLY.
Adjustable Whole Life policy
Types of Licensed Producers
Return of Cash Value rider
Point of Service plan
9. Temp. coverage for set duration w/ death benefit ONLY (no cash value) - offers largest $ for lowest premium; renewable; convertible.
Limited Pay Whole Life policy
Return of Premium rider
Types of hazards
Term Life policy
10. 1: Req. - unless self-employed; 2: 7-day wait for disability benefits; 3: Premium based on ex-mod; 4: Rates approved by CDI; 5: to sell - must satisfy education reqs.
CA Work. Comp. Statutes
Variable Life policy (1 of 2)
Peril vs. Hazard
Survivorship (aka "Last to die") policy
11. Periodic return of premium to policy owners from Mutual (Par) Companies; not guaranteed & not taxable as income; may be used in 6 ways.
Valid life insurance contracts must identify...
Policy loans
Permanent vs. Temporary disability
Dividends
12. Compensates business for loss due to death or disability of key employee; premiums not deductible but benefits tax-free.
Dividends
Trusts
Insurance contract characteristics (1 of 2)
Key Employee policy
13. Identical to Incontestable Clause in Life policy.
Misstatement of Age/Sex provision
Time Limit on Certain Defenses provision
Non-Occupational Disability policy
Experience vs. Community rating in Group Health plan
14. Available for any reason up to full cash value @ fixed (max 8%) OR variable interest rate; loan $ + interest deducted from benefit @ death.
Free Look provision
Medicare Supplement or Medigap policy
Policy loans
Elimination (aka Waiting) period
15. Prevents overinsuring in order to profit from disability by coordinating benefits between Insurers.
Underwriting risk categories
Relation of Earnings to Insurance provision
Tax implications of an Annuity (1 of 2)
Family Maintenance policy
16. Part of IRS Section 125 cafeteria plan - which allows pre-tax payroll deductions for qualified medical expenses or child/dependent care.
Occupational Disability policy
Flexible Spending Account (FSA)
Medicare Part A & B "Gaps"
Basic Medical plan
17. Provides increased death benefit if death occurs w/in 90 days & as result of accident; relatively INexpensive add-on.
Employer-Administered plan
Types of Term Life policies
Family or Dependents rider
Accidental Death (aka Multiple Indemnity) rider
18. 1: Single (lump sum) premium; 2: Periodic premiums - can be level (fixed $) OR flexible from mth. to mth. (w/ req. min.)
Plans A-L of Medical Supplement or Medigap
Business Overhead Expense (BOE) Disability policy
Annuity Classifications (1 of 5): How premium is paid
Elements to contract
19. Employer w/ 25 or less employees must offer all eligible employees @ least 2 medical plan options where pre-existing conditions can't be excluded more than 1 yr.
Change of Occupation provision
Joint Life (aka "First to die") policy
Payor (aka Waiver of Payor's Premium) rider
Small Employer Medical Expense plan
20. Benefits automatically increase annually based on inflationary index (i.e. Consumer Price Index) OR flat rate (5% max.).
Medical cost containment (aka Managed care)
Basic Medical plan
Considerations in replacing Health insurance
Cost of Living Adjustment (COLA) Disability rider
21. Private sector (Commercial) - provides LA&H - P&C - & LTC; Public sector (Gov't) - provides flood - work. comp. - Medicare/Medicaid - Group Life (SGLI/FEGLI).
Types of Agency Authority
Policy loans
Universal (aka Flexible Premium Adjustable) Life policy (2 of 4)
Types of Insurers (by sector)
22. Tendency of poorer risks to seek insurance.
Exclusions to Work. Comp.
Endowment Life policy
Long Term Care (LTC) policy
Adverse selection
23. 1: Fixed - guaranteed fixed monthly income & fixed interest rate; 2: Variable - unguaranteed; monthly income varies based on stocks/bond returns.
Accidental Death & Dismemberment (AD&D) Life policy
Cash value
Dividends
Annuity Classifications (3 of 5): Source of income
24. Federal law allows employees/their dependents to continue group benefits w/in 60 days after termination (if employer has 20+ employees); Insured pays premium @ 102% of group cost.
Estoppel
Consolidated Omnibus Budget Reconciliation Act (COBRA)
Waiver of Premium (Waiver of Cost of Insurance) rider
Doctrine of Comity
25. Policy owner must notify Insurer of loss either in writing - in person or by phone w/in 20 days.
Cross Purchase Plan
Endowment Life policy
Notice of Claim provision
Medicare Part A (aka Hospital Insurance or HI)
26. Prepaid med. benefits for members ONLY w/ approved primary care M.D. (HMO employee); focus on preventative care; low co-pay.
Tax implications of Dividends - Loans & Interest
Employee Retirement Income Security Act (ERISA)
Health Maintenance Organization (HMO)
Penalties for violating AIDS/HIV privacy laws
27. Beneficiary has right to leave death benefits / Insurer to protect $ from creditors; interest (taxable) paid on retained funds.
Spendthrift provision
Revocable vs. Irrevocable beneficiary
Types of Insurers (by authorization)
Insurability Type Conditional receipt
28. A&H - A&S - Sickness only; Medical; Disability; Accident only; Travel accident; LTC; Medicare supplement; AD&D; Dental/Vision/Prescription; Limited.
Experience vs. Community rating in Group Health plan
Types of Accident & Health insurance
Proof of Loss provision
Residual disability rider
29. Reappearance of disability w/in 6 mth. period after "recovery" from same disability is considered recurrence - not new disability.
Recurrent disability clause/provision
Elimination (aka Waiting) period
Errors & Omissions (E&O)
Plans A-L of Medical Supplement or Medigap
30. Fixed premium w/ guaranteed min. death benefit that may increase due to higher than expected investment returns.
Free Look provision
Variable Life policy (2 of 2)
Types of Agency Authority
Family policy
31. 1: Tax-free lump sum; 2: Monthly pay-outs for fixed time; 3: Fixed monthly payments until depleted.
Tax implications of Disability policy
Settlement options for Life policy (1 of 2)
Family or Dependents rider
Types of Accident & Health (A&H) providers
32. Receipt whereby coverage incepts immediately upon submission of full consideration - unless declined & premium refunded.
Age Discrimination in Employment Act (ADEA)
Binding receipt (aka Temporary Insurance Agreement)
Equity Index Whole Life policy
Joint Life (aka "First to die") policy
33. If total premiums paid w/in 1st 7 yrs. exceed net level premium that should have been paid - policy is an MEC.
7 Pay Test
Doctrine of Comity
Dividend options
Rate (as defined by CIC)
34. War - 2 types; Suicide (1st 2 yrs.); Aviation (non-commercial); Hazardous hobbies; Criminal acts; Alcohol/Drug influenced.
Cross Purchase Plan
Major Medical plan
Tax implications of an Annuity (1 of 2)
Common Life Exclusions
35. An irrevocable IRS classification of a policy (determined by the 7 Pay Test) whereby tax advantages are lost for all distributions ONLY.
Modified Endowment Contract (MEC)
Types of Insurers (by ownership)
Insurance contract characteristics (2 of 2)
Rate (as defined by CIC)
36. Federal law which prohibits companies w/ 20+ employees from denying work & medical benefits to employees due to age.
Concealment exceptions
Age Discrimination in Employment Act (ADEA)
Earned vs. Unearned premium
Tax implications of an Annuity (1 of 2)
37. PURELY employer-funded account to reimburse employees for qualified medical expenses not covered by group health plan.
Health Reimbursement Account (HRA)
Split Dollar Plan
Occupational Disability policy
Equity Index Whole Life policy
38. Type of partial disability rider - which pays fluctuating % of lost income w/out time limit.
Residual disability rider
Annuity surrender charges
Health Maintenance Organization (HMO)
Medicaid/Medi-Cal
39. No coverage for injuries while: 1: @ voluntary social event; 2: self-inflicted (intentional); 3: under alcohol/drug influence; 4: committing criminal act; 5: aggressor in workplace fight; 6: participating in athletic event (non-pro. athletes) 7: par
Tax implications of an Estate
Juvenile Life (aka Jumping Juvenile) policy
Exclusions to Work. Comp.
Errors & Omissions (E&O)
40. Unintentional - up to $1 -000 + legal $; Intentional - $1 -000-5 -000 + legal $; If harmful - misdemeanor + up to 1 yr. prison + up to $10 -000.
Credit Life policy
Health Maintenance Organization (HMO)
Penalties for violating AIDS/HIV privacy laws
Supplemental Major Medical plan
41. Two death benefit options - Option A: death benefit ONLY; Option B: death benefit + cash value; death benefit NOT guaranteed.
Medicare Part A & B "Gaps"
Payor (aka Waiver of Payor's Premium) rider
Universal (aka Flexible Premium Adjustable) Life policy (4 of 4)
Policy loans
42. No deductible coverage for: daily room/board; ancillary costs; surgeon &/or physician expense (for added premium).
Basic Medical plan
Return of Premium rider
AIDS/HIV discrimination
Universal (aka Flexible Premium Adjustable) Life policy (1 of 4)
43. Insurance purchased by other Insurer(s) to spread or diversify risk; promotes industry stability.
Rate (as defined by CIC)
Types of Insurers (by ownership)
Types of Agency Authority
Reinsurance
44. Allows policy owner to w/draw set % of death benefit upon verification of terminal illness w/ expectancy 12-24 mths.; generally tax-free.
Estoppel
Accelerated Benefits (aka Terminal Illness or Living Benefits) rider
Tax implications of Dividends - Loans & Interest
Current Assumption (aka Interest-Sensitive) Whole Life policy
45. Responsible adult trustee designated to manage death benefits for minor child beneficiary until adulthood.
Incontestability clause/provision
Total disability (any-occupational definition)
Grace Period provision
Trusts
46. Same as WL but death benefit decreases each yr. w/ dividends paid annually to offset decrease.
Common Disaster (Simultaneous Death Act) clause/provision
Settlement options for Life policy (2 of 2)
Enhanced Ordinary (aka Extraordinary) Whole Life policy
Time Limit on Certain Defenses provision
47. Underwriting - determines insurability; Marketing/Sales - determines products; Actuarial - determines rates; Claims - investigates/pays claims.
Insurance contract characteristics (2 of 2)
Departments of an Insurer
Fraud
Family policy
48. Insurer has right to rescind policy & return premium if material misrepresentation in application is found w/in 1st 2 yrs.
Incontestability clause/provision
Experience vs. Community rating in Group Health plan
Juvenile Life (aka Jumping Juvenile) policy
Considerations in replacing Health insurance
49. Although death benefit is tax-free - it is included in gross estate value so federal &/or state taxes may apply to a portion in excess of fixed federal limit.
Premium modes
Tax implications of an Estate
Insurer (as defined by CIC)
Elements to contract
50. Intentional OR unintentional failure to disclose material underwriting facts that should have been disclosed; grounds for policy rescission.
Family policy
Medical Savings Account (MSA) & Health Savings Account (HSA)
Concealment
Proof of Loss provision