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Test your basic knowledge |
CISA: Certified Information Systems Auditor
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Study First
Subjects
:
certifications
,
cisa
,
it-skills
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. The highest number of errors that can exist without a result being materially misstated.
Tolerable Error Rate
Confidence coefficient
(1.) Polices (2.) Procedures (3.) Standards
Frameworks
2. Risk Mitigation Risk Avoidance Risk Transfer Risk Acceptance
The 7 phases and their order in the SDLC
Inherent Risk
Options for Risk Treatment
Categories of risk treatment
3. An organization has discovered that some of its employees have criminal records. The best course of action for the organization to take - The organization should have ___________________ on all of its existing employees and also begin instituting bac
Cloud computing
Risk Management
Background checks performed
Annualized Loss Expectance (ALE)
4. The annual expected loss to an asset. It is calculated as the single loss expectancy (SLE) X the annualized rate of occurrence (ARO.)
IT Strategy
ITIL - IT Infrastructure Library
Organizational culture and maturity
Annualized Loss Expectance (ALE)
5. The probability that a sample selected does not represent the entire population. This is usually expressed as a percentage - the numeric inverse of the confidence coefficient
The Eight Types of Audits
The appropriate role of an IS auditor in a control self-assessment
Sampling Risk
An Integrated Audit
6. IS auditors can _____________________ through the following means: (1.) training courses (2.) webinars (3.) ISACA chapter training events (4.) Industry conferences
Stay current with technology
Three Types of Controls
Controls
Application Layer protocols
7. A quantitative risk analysis is __________________ because: It is difficult to get accurate figures on the frequency of specific threats. It is difficult to determine the probability that a threat will be realized. It is relatively easy to determine
Separate administrative accounts
A Compliance audit
The Internet Layer in the TCP/IP model
More difficult to perform
8. An audit of operational efficiency.
An Administrative
objective and unbiased
The audit program
The best approach for identifying high risk areas for an audit
9. To review and approve proposed changes to systems and infrastructure. This helps to reduce the risk of unintended events and unplanned downtime.
Split custody
Notify the Audit Committee
Elements of the COSO pyramid
Change management
10. The IS auditor should conduct a risk assessment first to determine which areas have highest risk. She should devote more testing resources to those high-risk areas.
The 4-item focus of a Balanced Scorecard
The best approach for identifying high risk areas for an audit
More difficult to perform
Tolerable Error Rate
11. The first major task in a disaster recovery or business continuity planning project.
OSI: Data Link Layer
The two Categories of Controls
The 5 types of Evidence that the auditor will collect during an audit.
Business impact analysis
12. Outsourcing is an opportunity for the organization to focus on core competencies. When an organization oursources a business function - it no longer needs to be concerned about training employees in that function. Outsources does not always reduce co
Advantages of outsourcing
Discovery Sampling
Three Types of Controls
Categories of risk treatment
13. Consists of 11 distinct activities: (1.) Service Desk (2.) Incident Management (3.) Problem Management (4.) Change Management (5.) Configuration Management (6.) Release Management (7.) Service-level Management (8.) Financial Management (9.) Capacity
IT Service Management
Hash
Elements of the COBIT Framework
A gate process
14. A technique that is used to identify the most critical path in a project to understand which tasks are most likely to affect the project schedule.
Critical Path Methodology
Tolerable Error Rate
TCP/IP Transport Layer
Project Management Strategies
15. An audit that is performed in support of an anticipated or active legal proceeding.
Department Charters
Release management
A Forensic Audit
Personnel involved in the requirements phase of a software development project
16. Support the functioning of the application controls
General Controls
Critical Path Methodology
List of systems examined
Application Controls
17. A collection of two or more servers that is designed to appear as a single server.
Formal waterfall
Information security policy
Examples of IT General Controls
Server cluster
18. (1.) LAN protocols (2.) 80 (2.) 11 MAC/LLC (WiFi) (3.) Common Carrier packet networks (4.) ARP (5.) PPP and SLIP (6.) Tunneling - PPTP - L2TP
Department Charters
Data Link Layer Standards
Server cluster
A Virtual Server
19. (1.) TCP (2.) UDP
OSI: Network Layer
Transport Layer Protocols
Deming Cycle
Business Realization
20. In Release Management - _________________ means that each step of the release process undergoes formal review and approval before the next step is allowed to begin.
Expected Error Rate
A gate process
Substantive Testing
Structural fires and transportation accidents
21. The delivery of messages from one station to another via one or more networks.. Routes packets between networks.
OSI: Network Layer
Audit logging
The 7 phases and their order in the SDLC
Vulnerability in the organization's PBX
22. Information is arranged in frames and transported across the medium. Collision detection. Checksum verification of delivery.
ISO 20000 Standard:
Deming Cycle
Service Level Management
OSI: Data Link Layer
23. An IS auditor is examining the IT standards document for an organization that was last reviewed two years earlier. The best course of action for the IS auditor is: Report that the ____________________________. Two years is far too long between revie
TCP/IP Network Model
IT standards are not being reviewed often enough
Application Controls
The Internet Layer in the TCP/IP model
24. Used to determine which business processes are the most critical - by ranking them in order of criticality
Department Charters
The Software Program Library
Criticality analysis
Data Link Layer Standards
25. Consists of main chassis component that is equipped with slots are fitted with individual cpu modules. Main advantage is lower cost per unit.
Blade Computer Architecture
Statement of Impact
Precision means
Separate administrative accounts
26. A four-step quality control process known as PDSA - or PDCA. Steps: (1.) Plan (2.) Do (3.) Study (4.) Act
Deming Cycle
IT Service Management
The Business Process Life Cycle
Incident Management
27. A sampling technique where items are chosen based upon the auditor's judgment - usually based on risk or materiality.
Judgmental sampling
The audit program
Risk Management
Formal waterfall
28. Subjective sampling is used when the auditor wants to _________________________.
Registers
Concentrate on samples known to represent high risk
The 4-item focus of a Balanced Scorecard
OSI Layer 6: Presentation
29. IT Governance is most concerned with ________.
Detection Risk
Six steps of the Release Management process
IT Strategy
Grid Computing
30. An estimate that expresses the percent of errors or exceptions that may exist in an entire population
Change management
Wet pipe fire sprinkler system
Elements of the COSO pyramid
Expected Error Rate
31. An organization wants to reduce the number of user IDs and passwords that its employees need to remember. The best available solution to this - _______________. This provides a single authentication service (such as LDAP or AD) that many applications
Business Realization
Reduced sign-on
(1.) Man-made (2.) Natural
COSO (Committee of Sponsoring Organizations of the Treadway Commission)
32. A critical application is backed up once per day. The recovery point objective (RPO) for an application that is backed up once per day cannot be ________.
Examples of Application Controls
The Internet Layer in the TCP/IP model
A Financial Audit
less than 24 hours
33. The result of strategic planning - process development - and systems development - which all contribute towards a launch of business operations to reach a set of business objectives.
OSI: Physical Layer
A Service Provider audit
Business Realization
(1.) Man-made (2.) Natural
34. (1.) Observations (2.) Written Notes (3.) Correspondence (4.) Process and Procedure documentation (5.) Business records
Dimensions of the COSO cube
OSI Layer 6: Presentation
The 5 types of Evidence that the auditor will collect during an audit.
Assess the maturity of its business processes
35. An organization is building a data center in an area frequented by power outages. The organization cannot tolerate power outages. The best _________________solution is an electric generator and an uninterruptible power supply. The UPS responds to the
Cloud computing
TCP/IP Transport Layer packet delivery
Power system controls
Substantive Testing
36. Used to control connections that are established between systems (1.) TCP (2.) IPC (3.) SIP (Session Initiation Protocol) (4.) RPC (Remote Procedure Call) (5.) NetBIOS
The 5 types of Evidence that the auditor will collect during an audit.
TCP/IP Internet Layer
OSI Layer 5: Session
The typical Configuration Items in Configuration Management
37. What activity involves the identification of potential risk and the appropriate response for each threat based on impact assessment using qualitative and/or quantitative measures for an enterprise-wide risk management strategy?
Risk Management
Release management
Project change request
Audit Methodologies
38. 0. No process at all (1.) Process are ad hoc and disorganized (2.) Consistent processes (3.) Documented processes (4.) Measured and managed processes (5.) Processes are continuously improved
Security Awareness program
Function Point Analysis
Foreign Key
Rating Scale for Process Maturity
39. Consists of two main packet transport protocols: TCP and UDP.
Business Realization
TCP/IP Transport Layer
The 5 types of Evidence that the auditor will collect during an audit.
The Business Process Life Cycle
40. Critical Path Methodology helps a project manager determine which activities are on a project's critical list - ________________________.
Options for Risk Treatment
To identify the tasks that are responsible for project delays
Separate administrative accounts
Three Types of Controls
41. During an audit - the auditor should obtain 6 types of documents - (1.) Org charts (2.) ___________ (3.) third-party contracts (4.) policies and procedures (5.) standards (6.) system documentation
A Problem
Configuration Management
Department Charters
Business Realization
42. (1.) IP (2.) ICMP (3.) RRC (Radio Resource Control) (4.) AppleTalk
Prblem Management
Entire password for an encryption key
Network Layer Protocols
Elements of the COBIT Framework
43. The portion of IT management that tracks the financial value of IT services that support organizational objectives. It includes 4 activities: (1.) Budgeting (2.) Capital Investment (3.) Expense Management (4.) Project accounting and project ROI (Ret
Prblem Management
Documentation and interview personnel
Control Unit
IT Services Financial Management
44. An IS auditor is auditing the change management process for a financial application. The auditor has two primary pieces of evidence: change logs and a written analysis of the change logs performed by a business analyst. The change log is best because
Inherent Risk
Referential Integrity
objective and unbiased
The Internet Layer in the TCP/IP model
45. The risk that there are material weaknesses in existing business processes and no compensating controls to detect or prevent them
Inform the auditee
Inherent Risk
Elements of the COSO pyramid
Audit Methodologies
46. To determine effectiveness of a disaster recovery program - an IT auditor should examine _____________.
TCP/IP Transport Layer packet delivery
Documentation and interview personnel
OSI Layer 6: Presentation
Examples of IT General Controls
47. Governed by: (1.) Effective Change Management (2.) Effective Application Testing (3.) Resilient Architecture (4.) Serviceable Components
An Integrated Audit
The availability of IT systems
Audit Methodologies
Employee termination process
48. A computation of the variance of sample values from the sample mean. This is a measurement of the spread of values in a sample
Options for Risk Treatment
Sample Standard Deviation
Primary security features of relational databases
Substantive Testing (test of transaction integrity)
49. 1.) Executive Support (2.) Well-defined roles and responsibilities.
The audit program
Capability Maturity Model
Assess the maturity of its business processes
Information security policy
50. An organization that has experienced a sudden increase in its long-distance charges has asked an auditor to investigate. The auditor is most likely to suspect that intruders have discovered a ______________________and is committing toll fraud.
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