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Test your basic knowledge |
CISA: Certified Information Systems Auditor
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Study First
Subjects
:
certifications
,
cisa
,
it-skills
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. One of a database table's fields - whose value is unique.
Business Continuity
Split custody
Sample Standard Deviation
Database primary key
2. An auditor has detected potential fraud while testing a control objective - He should ___________________. Because Audit committee members are generally not involved in business operations - they will be sufficiently remove from the matter - and they
Notify the Audit Committee
SDLC Phases
The 5 types of Evidence that the auditor will collect during an audit.
IT Strategy
3. Used to illustrate the relationship between planned activities. PERT diagrams show multiple routes through the project activities - as necessary for accomplishing a goal.
An Administrative
Primary security features of relational databases
PERT Diagram?
Main types of Controls
4. An active - instance of a server operating system running on a machine that is designed to house two or more such virtual servers.
Inherent Risk
A Virtual Server
Application Controls
Information security policy
5. The probability that a sample selected does not represent the entire population. This is usually expressed as a percentage - as the numeric inverse of the confidence coefficient.
Project change request
The availability of IT systems
Sampling Risk
Testing activities
6. Concerns the reliability of data transfer between systems. (1.) Connection Oriented (2.) Guaranteed Delivery (3.) Order of Delivery
IT standards are not being reviewed often enough
Information systems access
Server cluster
OSI: Transport Layer
7. An audit of a third-party organization that provides services to other organizations.
A gate process
A Service Provider audit
ITIL definition of CHANGE MANAGEMENT
Judgmental sampling
8. The purpose of an auditor doing interviews - To observe personnel to better understand their discipline - as well as ______________.
Organizational culture and maturity
Elements of the COSO pyramid
A Virtual Server
Server cluster
9. An organization that has experienced a sudden increase in its long-distance charges has asked an auditor to investigate. The auditor is most likely to suspect that intruders have discovered a ______________________and is committing toll fraud.
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10. (1.) Hardware Complement (physical specifications) (2.) Hardware Configuration (firmware settings) (3.) Operating system version and configuration (4.) Software versions and configuration
The typical Configuration Items in Configuration Management
The audit program
Sampling Risk
A Compliance audit
11. Individual events may often create combined threats to enterprise operations: A tornado might also spawn ____________________.
List of systems examined
Structural fires and transportation accidents
Testing activities
Power system controls
12. A sampling technique where at least one exception is sought in a population
Confidence coefficient
Discovery Sampling
CPU
A Cold Site
13. Lowest layer. Delivers messages (frames) from one station to another vial local network.
TCP/IP Transport Layer packet delivery
TCP/IP Link Layer
General Controls
Configuration Management
14. The CPU has: (1.) Arithmetic Logic Unit (2.) ______________ (3.) a small amount of memory (usually in to form of registers)
Precision means
Change management
Control Unit
ITIL definition of CHANGE MANAGEMENT
15. Framework for auditing and measuring IT Service Management Processes.
Six steps of the Release Management process
ISO 20000 Standard:
The 4-item focus of a Balanced Scorecard
Control Unit
16. Support the functioning of the application controls
Testing activities
Advantages of outsourcing
The availability of IT systems
General Controls
17. Contains programs that communicate directly with the end user.
Department Charters
OSI Layer 7: Application
TCP/IP Network Model
OSI Layer 5: Session
18. When several incidents have occurred that appear to have the same or a similar root cause - a PROBLEM is occurring.
Insourcing
Dimensions of the COSO cube
Prblem Management
Capability Maturity Model
19. Governed by: (1.) Effective Change Management (2.) Effective Application Testing (3.) Resilient Architecture (4.) Serviceable Components
An Administrative
OSI: Data Link Layer
The availability of IT systems
List of systems examined
20. Information is arranged in frames and transported across the medium. Collision detection. Checksum verification of delivery.
Stay current with technology
OSI: Data Link Layer
Substantive Testing (test of transaction integrity)
The typical Configuration Items in Configuration Management
21. The risk that a material error exists that will not be prevented or detected by the organization's control framework - The possibility that a process or procedure will be unable to prevent or deter serious errors and wrongdoing.
Separate administrative accounts
TCP/IP Transport Layer
Control Risk
TCP/IP Internet Layer
22. n audit strategy and plans that include: (1.) Scope (2.) Objectives (3.) Resources (4.) Procedures used to evaluation controls and processes
Project change request
The Steering Committee
The audit program
Server cluster
23. An audit that is performed in support of an anticipated or active legal proceeding.
TCP/IP Internet Layer
A Forensic Audit
Application Controls
An Integrated Audit
24. Defines internal controls and provides guidance for assessing and improving internal control systems.
TCP/IP Internet Layer
OSI: Transport Layer
COSO (Committee of Sponsoring Organizations of the Treadway Commission)
Input validation checking
25. A database administrator has been asked to configure a database management system so that it records all changes made by users - The DBA should implement ___________. This will cause the database to record every change that is made to it.
The 5 types of Evidence that the auditor will collect during an audit.
Function Point Analysis
Audit logging
less than 24 hours
26. (1.) Monitoring (2.) Control Environment (3.) Risk Assessment and Control (4.) Information and Communication
An Operational Audit
Deming Cycle
Elements of the COSO pyramid
Power system controls
27. Describes the effect on the business if a process is incapacitated for any appreciable time
Separate administrative accounts
Statement of Impact
Frameworks
Dimensions of the COSO cube
28. Critical Path Methodology helps a project manager determine which activities are on a project's critical list - ________________________.
To identify the tasks that are responsible for project delays
An Integrated Audit
TCP/IP Transport Layer packet delivery
General Controls
29. The process of recording the configuration of IT systems. Each configuration setting is known in ITSM parlance as a Configuration Item.
A Sample Mean
Attribute Sampling
Configuration Management
A Compliance audit
30. An auditor has reviewed access privileges of some employees and has discovered that employees with longer terms of service have excessive privileges. This means User privileges are not being removed from their old position when they transfer to a new
Elements of the COBIT Framework
OSI: Network Layer
Three Types of Controls
Employees with excessive privileges
31. Focuses on: maintaining service availability with the least disruption to standard operating parameters during an event
TCP/IP Network Model
Business Continuity
IT executives and the Board of Directors
IT Strategy
32. (1.) Objectives (2.) Components (3.) Business Units / Areas
Dimensions of the COSO cube
Vulnerability in the organization's PBX
Organizational culture and maturity
Concentrate on samples known to represent high risk
33. (1.) IP (2.) ICMP (3.) RRC (Radio Resource Control) (4.) AppleTalk
A Compliance audit
Network Layer Protocols
The Business Process Life Cycle
Types of sampling an auditor can perform.
34. Who is responsible for imposing an IT governance model encompassing IT strategy - information security - and formal enterprise architectural mandates?
IT executives and the Board of Directors
Judgmental sampling
Statement of Impact
COSO (Committee of Sponsoring Organizations of the Treadway Commission)
35. An audit of an IS department's operations and systems.
Risk Management
An IS audit
Options for Risk Treatment
Entire password for an encryption key
36. To determine effectiveness of a disaster recovery program - an IT auditor should examine _____________.
Statement of Impact
General Controls
Advantages of outsourcing
Documentation and interview personnel
37. An IS auditor needs to perform an audit of a financial system and needs to trace individual transactions through the system. What type of testing should the auditor perform?
Blade Computer Architecture
Substantive Testing (test of transaction integrity)
Project change request
Information systems access
38. A software developer has informed the project manager that a portion of the application development is going to take five additional days to complete. The project manager make a __________________ to document the reason for the change.
Project change request
Personnel involved in the requirements phase of a software development project
Deming Cycle
Disaster Recovery
39. The process to ensure that standardized methods and procedures are used for efficient and prompt handling of all changes.
ITIL definition of CHANGE MANAGEMENT
Lacks specific expertise or resources to conduct an internal audit
Structural fires and transportation accidents
An Administrative
40. A quantitative risk analysis is __________________ because: It is difficult to get accurate figures on the frequency of specific threats. It is difficult to determine the probability that a threat will be realized. It is relatively easy to determine
A Server Cluster
More difficult to perform
Elements of the COSO pyramid
Data Link Layer Standards
41. (1.) MPLS (2.) SONET (3.) T-Carrier (4.) Frame Relay (5.) ISDN (6.) X.25
The Business Process Life Cycle
General Controls
WAN Protocols
Server cluster
42. The IS auditor should act as a SME in the control self-assessment - but should not play a major role in the process.
Advantages of outsourcing
Sampling
Stratified Sampling
The appropriate role of an IS auditor in a control self-assessment
43. An IS auditor is examining the IT standards document for an organization that was last reviewed two years earlier. The best course of action for the IS auditor is: Report that the ____________________________. Two years is far too long between revie
IT standards are not being reviewed often enough
Incident Management
Configuration Management
Dimensions of the COSO cube
44. A CMM helps an organization to _______________ - which is an important first step to any large-scale process improvement effort.
Assess the maturity of its business processes
More difficult to perform
Control Risk
Business Continuity
45. An audit of operational efficiency.
The Release process
An Administrative
The Steering Committee
Frameworks
46. Focuses on: post-event recovery and restoration of services
Disaster Recovery
ITIL - IT Infrastructure Library
Blade Computer Architecture
Department Charters
47. (1.) Authentication (2.) Authorization (3.) Change Management (4.) Completeness checks (5.) Validation checks (6.) Input controls (7.) Output controls (8.) Problem management (9.) Identification/access controls
Service Level Management
Hash
Change management
Examples of Application Controls
48. A technique that is used to select a portion of a population when it is not feasible to test an entire population.
Sampling
IT Services Financial Management
OSI: Physical Layer
A Financial Audit
49. Consists of 11 distinct activities: (1.) Service Desk (2.) Incident Management (3.) Problem Management (4.) Change Management (5.) Configuration Management (6.) Release Management (7.) Service-level Management (8.) Financial Management (9.) Capacity
Concentrate on samples known to represent high risk
IT Service Management
Main types of Controls
BCP Plans
50. During an audit - the auditor should obtain 6 types of documents - (1.) Org charts (2.) ___________ (3.) third-party contracts (4.) policies and procedures (5.) standards (6.) system documentation
Department Charters
Types of sampling an auditor can perform.
Precision means
To identify the tasks that are responsible for project delays