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Test your basic knowledge |
CISA: Certified Information Systems Auditor
Start Test
Study First
Subjects
:
certifications
,
cisa
,
it-skills
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. Risk Mitigation Risk Avoidance Risk Transfer Risk Acceptance
Elements of the COSO pyramid
The best approach for identifying high risk areas for an audit
Options for Risk Treatment
Assess the maturity of its business processes
2. Used to measure the relative maturity of an organization and its processes.
Capability Maturity Model
Geographic location
Transport Layer Protocols
Control Unit
3. PERT: shows the ______________ critical path.
Statistical Sampling
IT standards are not being reviewed often enough
Current and most up-to-date
Stop-or-go Sampling
4. (1.) Avoidance (2.) Transfer (3.) Mitigation (4.) Acceptance
less than 24 hours
Categories of risk treatment
The Internet Layer in the TCP/IP model
Recovery time objective
5. The probability that a sample selected does not represent the entire population. This is usually expressed as a percentage - the numeric inverse of the confidence coefficient
Concentrate on samples known to represent high risk
Service Level Management
Foreign Key
Sampling Risk
6. (1.) Operational (2.) Financial (3.) Integrated (4.) IS (5.) Administrative (6.) Compliance (7.) Forensic (8.) Service Provider
Cloud computing
Options for Risk Treatment
The Eight Types of Audits
Main types of Controls
7. Deliver messages from one station to another on the same network or on different networks. Messaging at this layer is not guaranteed.
TCP/IP Internet Layer
Hash
The 7 phases and their order in the SDLC
Inform the auditee
8. An alternate processing center that contains no information processing equipment.
A Cold Site
The Software Program Library
The best approach for identifying high risk areas for an audit
More difficult to perform
9. Concerns the reliability of data transfer between systems. (1.) Connection Oriented (2.) Guaranteed Delivery (3.) Order of Delivery
OSI Layer 7: Application
Input validation checking
The audit program
OSI: Transport Layer
10. To review and approve proposed changes to systems and infrastructure. This helps to reduce the risk of unintended events and unplanned downtime.
Change management
Structural fires and transportation accidents
Segregation of duties issue in a high value process
An Operational Audit
11. What type of testing is performed to determine if control procedures have proper design and are operating properly?
Notify the Audit Committee
Compliance Testing
WAN Protocols
Data Link Layer Standards
12. A Fire sprinkler system has water in its pipes - and sprinkler heads emit water only if the ambient temperature reaches 220 deg. F. This is a ________________. The system is charged with water and will discharge water out of any sprinkler head whose
Risk Management
Recovery time objective
Elements of the COSO pyramid
Wet pipe fire sprinkler system
13. ____________________ of the hot site is most important consideration for site selection. IF they are too close together then a single event may involve both locations
Geographic location
The two Categories of Controls
Recovery time objective
Business Realization
14. Change Management includes a _____________ of six steps: (1.) Proposal or Request (2.) Review (3.) Approval (4.) Implementation (5.) Verification (6.) Post-change Review
SDLC Phases
Transport Layer Protocols
Three Types of Controls
Formal waterfall
15. Define 10 elements of an Audit - (1.) Subject of audit (2.) Audit Objective (3.) Type of audit (4.) Audit scope (5.) Pre-audit planning (6.) Audit procedures (7.) Communication plan (8.) Report Preparation (9.) Wrap-up (10.) Post-audit follow-up
Configuration Management
Data Link Layer Standards
SDLC Phases
Audit Methodologies
16. The CPU has: (1.) Arithmetic Logic Unit (2.) ______________ (3.) a small amount of memory (usually in to form of registers)
The typical Configuration Items in Configuration Management
Control Unit
A Sample Mean
The Internet Layer in the TCP/IP model
17. The party that performs strategic planning - addresses near-term and long-term requirements aligning business objectives - and technology strategies.
Three Types of Controls
The Steering Committee
General Controls
OSI: Network Layer
18. A sampling technique used to permit sampling to stop at the earliest possible time. This technique is used when the auditor feels that there is a low risk or low rate of exceptions in the population.
The Software Program Library
Stop-or-go Sampling
Personnel involved in the requirements phase of a software development project
Sampling Risk
19. An auditor is examining a key management process and has found that the IT department is not following its split-custody procedure. As a result - Someone may be in possession of the _________________.
Entire password for an encryption key
(1.) Man-made (2.) Natural
TCP/IP Link Layer
OSI Layer 7: Application
20. A CMM helps an organization to _______________ - which is an important first step to any large-scale process improvement effort.
Statistical Sampling
Security Awareness program
ISO 20000 Standard:
Assess the maturity of its business processes
21. An active - instance of a server operating system running on a machine that is designed to house two or more such virtual servers.
(1.) Polices (2.) Procedures (3.) Standards
Security Awareness program
A Virtual Server
Power system controls
22. (1.) Executive Summary (2.) Governance and control framework (3.) Control Objectives (4.) Management Guidelines (5.) Implementation Guide (6.) IT Assurance Guide
OSI: Network Layer
Audit Methodologies
Elements of the COBIT Framework
TCP/IP Internet Layer
23. A condition often identified as a result of multiple incidents that exhibit common symptoms. Problems can also be identified from a single significant incident for which the impact is significant.
Business impact analysis
Audit logging
ITIL definition of PROBLEM
Project Management Strategies
24. The highest number of errors that can exist without a result being materially misstated.
Variable Sampling
Elements of the COBIT Framework
Incident Management
Tolerable Error Rate
25. To determine effectiveness of a disaster recovery program - an IT auditor should examine _____________.
The 4-item focus of a Balanced Scorecard
OSI: Transport Layer
The appropriate role of an IS auditor in a control self-assessment
Documentation and interview personnel
26. An audit of operational efficiency.
IT standards are not being reviewed often enough
An Administrative
Assess the maturity of its business processes
Blade Computer Architecture
27. Focuses on: post-event recovery and restoration of services
Disaster Recovery
Information systems access
Buffers
Registers
28. A computer uses RAM for several purposes: (1.) Operating System - to store info regarding running processes (2.) ____________ - that are used to temporarily store information retrieved from hard disks (3.) Storage of program code (4.) Storage of prog
Buffers
The availability of IT systems
The 5 types of Evidence that the auditor will collect during an audit.
Data Link Layer Standards
29. Consists of 11 distinct activities: (1.) Service Desk (2.) Incident Management (3.) Problem Management (4.) Change Management (5.) Configuration Management (6.) Release Management (7.) Service-level Management (8.) Financial Management (9.) Capacity
The Release process
Configuration Management
IT Service Management
Change management
30. An organization is building a data center in an area frequented by power outages. The organization cannot tolerate power outages. The best _________________solution is an electric generator and an uninterruptible power supply. The UPS responds to the
Audit Methodologies
ITIL - IT Infrastructure Library
Rating Scale for Process Maturity
Power system controls
31. (1.) LAN protocols (2.) 80 (2.) 11 MAC/LLC (WiFi) (3.) Common Carrier packet networks (4.) ARP (5.) PPP and SLIP (6.) Tunneling - PPTP - L2TP
Prblem Management
Data Link Layer Standards
Registers
Capability Maturity Model
32. An IS auditor is examining the IT standards document for an organization that was last reviewed two years earlier. The best course of action for the IS auditor is: Report that the ____________________________. Two years is far too long between revie
The Eight Types of Audits
IT standards are not being reviewed often enough
Dimensions of the COSO cube
The Software Program Library
33. A technique that is used to identify the most critical path in a project to understand which tasks are most likely to affect the project schedule.
Control Unit
Critical Path Methodology
BCP Plans
Examples of IT General Controls
34. The 5 types of risks that are related to audits include: (1.) Control Risk (2.) Detection Risk (3.) Inherent risk (4.) _____________ (5.) Sampling risk
Overall audit risk
Antivirus software on the email servers
Application Layer protocols
Rating Scale for Process Maturity
35. A critical application is backed up once per day. The recovery point objective (RPO) for an application that is backed up once per day cannot be ________.
less than 24 hours
IT Service Management
An Integrated Audit
The best approach for identifying high risk areas for an audit
36. An organization wants to reduce the number of user IDs and passwords that its employees need to remember. The best available solution to this - _______________. This provides a single authentication service (such as LDAP or AD) that many applications
Reduced sign-on
Examples of IT General Controls
OSI Layer 7: Application
ISO 20000 Standard:
37. Information is arranged in frames and transported across the medium. Collision detection. Checksum verification of delivery.
ITIL - IT Infrastructure Library
OSI: Data Link Layer
Foreign Key
The Steering Committee
38. A condition that is the result of multiple incidents that exhibit common symptoms e.g. A web application is displaying information incorrectly and many users have contacted the IT service desk.
A gate process
Insourcing
A Problem
Sampling Risk
39. Consists of main chassis component that is equipped with slots are fitted with individual cpu modules. Main advantage is lower cost per unit.
To identify the tasks that are responsible for project delays
Blade Computer Architecture
A Cold Site
Service Continuity Management
40. Support the functioning of the application controls
TCP/IP Network Model
Blade Computer Architecture
General Controls
Sampling Risk
41. An auditor has reviewed access privileges of some employees and has discovered that employees with longer terms of service have excessive privileges. This means User privileges are not being removed from their old position when they transfer to a new
An IS audit
A Service Provider audit
Employees with excessive privileges
A Cold Site
42. The sum of all samples divided by the number of samples.
Incident Management
A Virtual Server
Deming Cycle
A Sample Mean
43. (1.) MPLS (2.) SONET (3.) T-Carrier (4.) Frame Relay (5.) ISDN (6.) X.25
Stay current with technology
WAN Protocols
The audit program
Business impact analysis
44. IS auditors can _____________________ through the following means: (1.) training courses (2.) webinars (3.) ISACA chapter training events (4.) Industry conferences
An Integrated Audit
The Steering Committee
Variable Sampling
Stay current with technology
45. Use of a set of monitoring and review activities that confirm whether IS operations is providing service to its customers.
PERT Diagram?
Service Level Management
(1.) Man-made (2.) Natural
IT Services Financial Management
46. To measure organizational performance and effectiveness against strategic goals.
The 4-item focus of a Balanced Scorecard
Balanced Scorecard
Capability Maturity Model Integration (CMMI)
Stay current with technology
47. The delivery of messages from one station to another via one or more networks.. Routes packets between networks.
Incident Management
Critical Path Methodology
OSI: Network Layer
Dimensions of the COSO cube
48. What type of testing is performed to verify the accuracy and integrity of transactions as they flow through a system?
OSI: Data Link Layer
Lacks specific expertise or resources to conduct an internal audit
Business Realization
Substantive Testing
49. A technique that is used to select a portion of a population when it is not feasible to test an entire population.
The Requirements
OSI Layer 5: Session
Sampling
(1.) Man-made (2.) Natural
50. A collection of two or more servers that is designed to appear as a single server.
Server cluster
Information security policy
Examples of IT General Controls
Sample Standard Deviation