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Test your basic knowledge |
CISA: Certified Information Systems Auditor
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Study First
Subjects
:
certifications
,
cisa
,
it-skills
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. An alternate processing center that contains no information processing equipment.
A Cold Site
objective and unbiased
Compliance Testing
Separate administrative accounts
2. In Release Management - _________________ means that each step of the release process undergoes formal review and approval before the next step is allowed to begin.
Entire password for an encryption key
A gate process
Release management
Vulnerability in the organization's PBX
3. One of a database table's fields - whose value is unique.
OSI: Transport Layer
Database primary key
Grid Computing
The appropriate role of an IS auditor in a control self-assessment
4. (1.) Executive Summary (2.) Framework (3.) Reporting to External Parties (4.) Evaluation Tools
Sampling Risk
Volumes of COSO framework
Antivirus software on the email servers
Personnel involved in the requirements phase of a software development project
5. The delivery of messages from one station to another via one or more networks.. Routes packets between networks.
Prblem Management
A Financial Audit
OSI: Network Layer
Attribute Sampling
6. An audit that is performed in support of an anticipated or active legal proceeding.
Transport Layer Protocols
TCP/IP Internet Layer
Tolerable Error Rate
A Forensic Audit
7. External auditors are needed under these conditions: (1.) When the organization ________________________. (2.) Some regulations and standards require external - independent auditors
The typical Configuration Items in Configuration Management
Lacks specific expertise or resources to conduct an internal audit
Formal waterfall
Options for Risk Treatment
8. The process of recording the configuration of IT systems. Each configuration setting is known in ITSM parlance as a Configuration Item.
Audit logging
Configuration Management
Foreign Key
Input validation checking
9. (1.) Link (2.) Internet (3.) Transport (4.) Application
TCP/IP Network Model
An Administrative
OSI: Network Layer
The best approach for identifying high risk areas for an audit
10. An auditor has detected potential fraud while testing a control objective - He should ___________________. Because Audit committee members are generally not involved in business operations - they will be sufficiently remove from the matter - and they
Security Awareness program
Notify the Audit Committee
Audit Methodologies
Server cluster
11. The memory locations in the CPU where arithmetic values are stored.
Registers
Function Point Analysis
OSI: Network Layer
The appropriate role of an IS auditor in a control self-assessment
12. What activity involves the identification of potential risk and the appropriate response for each threat based on impact assessment using qualitative and/or quantitative measures for an enterprise-wide risk management strategy?
Risk Management
Business Realization
Main types of Controls
Emergency Changes
13. A sampling technique used to study the characteristics of a population to determine how many samples possess a specific characteristic.
Business Continuity
Information systems access
The Requirements
Attribute Sampling
14. Support the functioning of the application controls
Information systems access
Current and most up-to-date
Background checks performed
General Controls
15. An active - instance of a server operating system running on a machine that is designed to house two or more such virtual servers.
Business impact analysis
A Problem
IT Services Financial Management
A Virtual Server
16. Concerned with electrical and physical specifications for devices. No frames or packets involved.
ISO 20000 Standard:
Resource details
Project change request
OSI: Physical Layer
17. ITIL term used to describe the SDLC.
Capability Maturity Model Integration (CMMI)
An Integrated Audit
Variable Sampling
Release management
18. Gantt: used to display ______________.
A Compliance audit
Attribute Sampling
Department Charters
Resource details
19. The party that performs strategic planning - addresses near-term and long-term requirements aligning business objectives - and technology strategies.
The Steering Committee
TCP/IP Transport Layer packet delivery
Assess the maturity of its business processes
IT Service Management
20. Defines internal controls and provides guidance for assessing and improving internal control systems.
Emergency Changes
Function Point Analysis
OSI Layer 6: Presentation
COSO (Committee of Sponsoring Organizations of the Treadway Commission)
21. Lowest layer. Delivers messages (frames) from one station to another vial local network.
Split custody
BCP Plans
TCP/IP Link Layer
Hash
22. The means by which management establishes and measures processes by which organizational objectives are achieved
Wet pipe fire sprinkler system
Cloud computing
ISO 20000 Standard:
Controls
23. A facility that is used to store and manage access to an organization's application source and object code. It consists of 5 parts: (1.) Access and authorization controls (2.) Program checkout (3.) Program Check-in (4.) Version Control (5.) Code Ana
The Software Program Library
Recovery time objective
Inherent Risk
Notify the Audit Committee
24. An organization is building a data center in an area frequented by power outages. The organization cannot tolerate power outages. The best _________________solution is an electric generator and an uninterruptible power supply. The UPS responds to the
Categories of risk treatment
To identify the tasks that are responsible for project delays
Power system controls
CPU
25. The main hardware component of a computer system - which executes instructions in computer programs.
Structural fires and transportation accidents
CPU
The appropriate role of an IS auditor in a control self-assessment
The first step in a business impact analysis
26. (1.) Develop a BC Policy (2.) Conduct BIA (3.) Perform critical analysis (4.) Establish recovery targets (5.) Develop recovery and continuity strategies and plans (6.) Test recovery and continuity plans and procedures Train personnel Maintain strateg
The BCP process
Segregation of duties issue in a high value process
ITIL - IT Infrastructure Library
The Internet Layer in the TCP/IP model
27. (1.) Requirements (2.) Design (3.) Development (4.) Testing (5.) Release preparation (packaging) (6.) Release Deployment
Primary security features of relational databases
Six steps of the Release Management process
Network Layer Protocols
ITIL definition of PROBLEM
28. Contains programs that communicate directly with the end user.
(1.) Polices (2.) Procedures (3.) Standards
OSI Layer 7: Application
Application Controls
Concentrate on samples known to represent high risk
29. Used to illustrate the relationship between planned activities. PERT diagrams show multiple routes through the project activities - as necessary for accomplishing a goal.
Sampling Risk
Blade Computer Architecture
Annualized Loss Expectance (ALE)
PERT Diagram?
30. Governed by: (1.) Effective Change Management (2.) Effective Application Testing (3.) Resilient Architecture (4.) Serviceable Components
The availability of IT systems
Formal waterfall
OSI Layer 7: Application
Types of sampling an auditor can perform.
31. An auditor has discovered several errors in user account management: many terminated employees' computer accounts are still active. The best course of action - To improve the _________________ to reduce the number of exceptions. For a time - the proc
To identify the tasks that are responsible for project delays
Recovery time objective
Precision means
Employee termination process
32. An organization has discovered that some of its employees have criminal records. The best course of action for the organization to take - The organization should have ___________________ on all of its existing employees and also begin instituting bac
Background checks performed
A Virtual Server
A Server Cluster
(1.) Man-made (2.) Natural
33. The risk that there are material weaknesses in existing business processes and no compensating controls to detect or prevent them
IT executives and the Board of Directors
PERT Diagram?
TCP/IP Network Model
Inherent Risk
34. An audit of IS controls - security controls - or business controls to determine control existence and effectiveness.
An Operational Audit
A Compliance audit
A Virtual Server
The 4-item focus of a Balanced Scorecard
35. Consists of 11 distinct activities: (1.) Service Desk (2.) Incident Management (3.) Problem Management (4.) Change Management (5.) Configuration Management (6.) Release Management (7.) Service-level Management (8.) Financial Management (9.) Capacity
IT Service Management
Controls
Statistical Sampling
Buffers
36. An auditor is examining a key management process and has found that the IT department is not following its split-custody procedure. As a result - Someone may be in possession of the _________________.
Entire password for an encryption key
Criticality analysis
A Server Cluster
Options for Risk Treatment
37. Used to schedule and sequence activities in a waterfall-type representation. Planned activities are shown flowing downward to completion. More simplistic than a PERT Diagram.
Gantt Chart
Inform the auditee
Discovery Sampling
Substantive Testing (test of transaction integrity)
38. The process to ensure that standardized methods and procedures are used for efficient and prompt handling of all changes.
ITIL definition of CHANGE MANAGEMENT
Geographic location
The appropriate role of an IS auditor in a control self-assessment
An Operational Audit
39. Used to measure the relative maturity of an organization and its processes.
Capability Maturity Model
Examples of Application Controls
Stay current with technology
Risk Management
40. An audit of an accounting system - accounting department processes - and procedures to determine if business controls are sufficient to ensure the integrity of financial statements.
The Requirements
Foreign Key
An Integrated Audit
A Financial Audit
41. The IS auditor should act as a SME in the control self-assessment - but should not play a major role in the process.
Project change request
The appropriate role of an IS auditor in a control self-assessment
(1.) Polices (2.) Procedures (3.) Standards
A Forensic Audit
42. (1.) Feasibility (2.) Requirements (3.) Design (4.) Development (5.) Testing (6.) Implementation (7.) Post-implementation
The 7 phases and their order in the SDLC
Control Risk
Database primary key
Tolerable Error Rate
43. An audit report usually includes the following 10 elements: (1.) Cover letter (2.) Introduction (3.) Summary (4.) Audit description (5.) _______________ (6.) Interviewees (7.) Evidence (8.) Explanation of sampling techniques (9.) Findings (10.) Recom
(1.) Man-made (2.) Natural
PERT Diagram?
List of systems examined
A Sample Mean
44. (1.) Physical (2.) Technical (4.) Administrative
Service Level Management
Capability Maturity Model Integration (CMMI)
Three Types of Controls
Testing activities
45. An organization wants to reduce the number of user IDs and passwords that its employees need to remember. The best available solution to this - _______________. This provides a single authentication service (such as LDAP or AD) that many applications
Tolerable Error Rate
Reduced sign-on
Cloud computing
Expected Error Rate
46. The purpose of an auditor doing interviews - To observe personnel to better understand their discipline - as well as ______________.
Gantt Chart
Organizational culture and maturity
Sampling
Deming Cycle
47. A collection of two or more servers that is designed to appear as a single server.
Server cluster
ITIL - IT Infrastructure Library
OSI: Physical Layer
BCP Plans
48. Change Management includes a _____________ of six steps: (1.) Proposal or Request (2.) Review (3.) Approval (4.) Implementation (5.) Verification (6.) Post-change Review
Lacks specific expertise or resources to conduct an internal audit
Formal waterfall
objective and unbiased
Types of sampling an auditor can perform.
49. The CPU has: (1.) Arithmetic Logic Unit (2.) ______________ (3.) a small amount of memory (usually in to form of registers)
Formal waterfall
ISO 20000 Standard:
Main types of Controls
Control Unit
50. Describes the effect on the business if a process is incapacitated for any appreciable time
Statistical Sampling
Information security policy
Statement of Impact
The Steering Committee