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Test your basic knowledge |
CISA: Certified Information Systems Auditor
Start Test
Study First
Subjects
:
certifications
,
cisa
,
it-skills
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. An audit that combines an operational audit and a financial audit.
Control Unit
An Integrated Audit
A Forensic Audit
PERT Diagram?
2. The CPU has: (1.) Arithmetic Logic Unit (2.) ______________ (3.) a small amount of memory (usually in to form of registers)
Current and most up-to-date
Control Unit
Blade Computer Architecture
Control Risk
3. To ensure that input values are within established ranges - of the correct character types - and free of harmful contents.
An Integrated Audit
CPU
Insourcing
Input validation checking
4. A critical application is backed up once per day. The recovery point objective (RPO) for an application that is backed up once per day cannot be ________.
Control Risk
Inherent Risk
less than 24 hours
Function Point Analysis
5. (1.) Reliable delivery (2.) Connection oriented (persistent connection) (3.) Order of Delivery (4.) Flow Control (transfer rate is throttled) (5.) Port Number
Formal waterfall
A gate process
Control Risk
TCP/IP Transport Layer packet delivery
6. Guide program execution through organization of resources and development of clear project objectives.
Geographic location
Testing activities
Attribute Sampling
Project Management Strategies
7. An auditor has discovered several errors in user account management: many terminated employees' computer accounts are still active. The best course of action - To improve the _________________ to reduce the number of exceptions. For a time - the proc
Primary security features of relational databases
Employee termination process
Release management
The best approach for identifying high risk areas for an audit
8. To determine effectiveness of a disaster recovery program - an IT auditor should examine _____________.
Antivirus software on the email servers
Advantages of outsourcing
The Release process
Documentation and interview personnel
9. (1.) General (2.) Application
Notify the Audit Committee
ITIL definition of CHANGE MANAGEMENT
Main types of Controls
Separate administrative accounts
10. In Release Management - _________________ means that each step of the release process undergoes formal review and approval before the next step is allowed to begin.
Notify the Audit Committee
OSI: Physical Layer
IT Strategy
A gate process
11. PERT: shows the ______________ critical path.
TCP/IP Internet Layer
Current and most up-to-date
List of systems examined
Change management
12. Framework for auditing and measuring IT Service Management Processes.
ISO 20000 Standard:
The Business Process Life Cycle
WAN Protocols
Inform the auditee
13. (1.) Executive Summary (2.) Governance and control framework (3.) Control Objectives (4.) Management Guidelines (5.) Implementation Guide (6.) IT Assurance Guide
An Integrated Audit
Control Unit
Elements of the COBIT Framework
Rating Scale for Process Maturity
14. 0. No process at all (1.) Process are ad hoc and disorganized (2.) Consistent processes (3.) Documented processes (4.) Measured and managed processes (5.) Processes are continuously improved
Formal waterfall
OSI Layer 5: Session
COSO (Committee of Sponsoring Organizations of the Treadway Commission)
Rating Scale for Process Maturity
15. (1.) Observations (2.) Written Notes (3.) Correspondence (4.) Process and Procedure documentation (5.) Business records
The 5 types of Evidence that the auditor will collect during an audit.
The 4-item focus of a Balanced Scorecard
Prblem Management
Antivirus software on the email servers
16. Collections of Controls that work together to achieve an entire range of an organization's objectives.
OSI Layer 5: Session
OSI Layer 7: Application
Frameworks
The Eight Types of Audits
17. (1.) TCP (2.) UDP
Organizational culture and maturity
Transport Layer Protocols
ITIL - IT Infrastructure Library
Resource details
18. Consists of two main packet transport protocols: TCP and UDP.
Types of sampling an auditor can perform.
IT executives and the Board of Directors
ITIL definition of CHANGE MANAGEMENT
TCP/IP Transport Layer
19. Must be tested to validate effectiveness through: (1.) Document Review (2.) Walkthrough (3.) Simulation (4.) Parallel testing (5.) Cutover testing practices
BCP Plans
Security Awareness program
Configuration Management
less than 24 hours
20. The memory locations in the CPU where arithmetic values are stored.
Registers
objective and unbiased
Elements of the COBIT Framework
Configuration Management
21. Change Management includes a _____________ of six steps: (1.) Proposal or Request (2.) Review (3.) Approval (4.) Implementation (5.) Verification (6.) Post-change Review
Stratified Sampling
The 4-item focus of a Balanced Scorecard
Formal waterfall
Function Point Analysis
22. Consists of main chassis component that is equipped with slots are fitted with individual cpu modules. Main advantage is lower cost per unit.
Blade Computer Architecture
Network Layer Protocols
Critical Path Methodology
CPU
23. IT Governance is most concerned with ________.
IT Strategy
TCP/IP Network Model
ITIL - IT Infrastructure Library
Entire password for an encryption key
24. (1.) LAN protocols (2.) 80 (2.) 11 MAC/LLC (WiFi) (3.) Common Carrier packet networks (4.) ARP (5.) PPP and SLIP (6.) Tunneling - PPTP - L2TP
ITIL definition of PROBLEM
Data Link Layer Standards
Disaster Recovery
The two Categories of Controls
25. A technique that is used to identify the most critical path in a project to understand which tasks are most likely to affect the project schedule.
The BCP process
PERT Diagram?
The 5 types of Evidence that the auditor will collect during an audit.
Critical Path Methodology
26. An audit of operational efficiency.
An Administrative
Types of sampling an auditor can perform.
More difficult to perform
A Server Cluster
27. A sampling technique used to study the characteristics of a population to determine the numeric total of a specific attribute from the entire population.
Variable Sampling
A Sample Mean
To identify the tasks that are responsible for project delays
A Cold Site
28. An auditor has discovered that several administrators in an application share an administrative account. The auditor should recommend that - Several __________________ should be used. This will enforce accountability for each administrator's actions.
Variable Sampling
Foreign Key
Separate administrative accounts
Split custody
29. The 5 types of risks that are related to audits include: (1.) Control Risk (2.) Detection Risk (3.) Inherent risk (4.) _____________ (5.) Sampling risk
Overall audit risk
A Financial Audit
Employee termination process
OSI: Transport Layer
30. A quantitative risk analysis is __________________ because: It is difficult to get accurate figures on the frequency of specific threats. It is difficult to determine the probability that a threat will be realized. It is relatively easy to determine
The Internet Layer in the TCP/IP model
TCP/IP Network Model
A Virtual Server
More difficult to perform
31. A programmer is updating an application that saves passwords in plaintext. In this case - Passwords should be stored in a _____. This makes it impossible for any person to retrieve a password - which could lead to account compromise.
Advantages of outsourcing
The Eight Types of Audits
A Server Cluster
Hash
32. An audit of an accounting system - accounting department processes - and procedures to determine if business controls are sufficient to ensure the integrity of financial statements.
A Financial Audit
IT standards are not being reviewed often enough
The Release process
Reduced sign-on
33. Used to measure the relative maturity of an organization and its processes.
Attribute Sampling
The availability of IT systems
Capability Maturity Model
Application Controls
34. A software developer has informed the project manager that a portion of the application development is going to take five additional days to complete. The project manager make a __________________ to document the reason for the change.
Precision means
(1.) Man-made (2.) Natural
Project change request
Stop-or-go Sampling
35. Use of a set of monitoring and review activities that confirm whether IS operations is providing service to its customers.
Employee termination process
Personnel involved in the requirements phase of a software development project
Change management
Service Level Management
36. An organization has discovered that some of its employees have criminal records. The best course of action for the organization to take - The organization should have ___________________ on all of its existing employees and also begin instituting bac
Background checks performed
Six steps of the Release Management process
less than 24 hours
Sampling Risk
37. Deliver messages from one station to another on the same network or on different networks. Messaging at this layer is not guaranteed.
Rating Scale for Process Maturity
OSI: Network Layer
Segregation of duties issue in a high value process
TCP/IP Internet Layer
38. A Fire sprinkler system has water in its pipes - and sprinkler heads emit water only if the ambient temperature reaches 220 deg. F. This is a ________________. The system is charged with water and will discharge water out of any sprinkler head whose
A gate process
Wet pipe fire sprinkler system
Elements of the COSO pyramid
Buffers
39. A sampling technique where a population is divided into classes or strata - based upon the value of one of the attributes. Samples are then selected from each class.
Service Continuity Management
A Financial Audit
Stratified Sampling
IT Services Financial Management
40. Used to determine which business processes are the most critical - by ranking them in order of criticality
Organizational culture and maturity
A Forensic Audit
TCP/IP Transport Layer packet delivery
Criticality analysis
41. The sum of all samples divided by the number of samples.
A Sample Mean
Overall audit risk
objective and unbiased
Personnel involved in the requirements phase of a software development project
42. The purpose of an auditor doing interviews - To observe personnel to better understand their discipline - as well as ______________.
(1.) Man-made (2.) Natural
Organizational culture and maturity
Service Continuity Management
An Integrated Audit
43. An auditor is examining a key management process and has found that the IT department is not following its split-custody procedure. As a result - Someone may be in possession of the _________________.
Entire password for an encryption key
Frameworks
Substantive Testing (test of transaction integrity)
A Forensic Audit
44. Concerns the reliability of data transfer between systems. (1.) Connection Oriented (2.) Guaranteed Delivery (3.) Order of Delivery
Critical Path Methodology
OSI: Transport Layer
Resource details
Server cluster
45. Focuses on: post-event recovery and restoration of services
OSI: Data Link Layer
A Compliance audit
Function Point Analysis
Disaster Recovery
46. An auditor has reviewed access privileges of some employees and has discovered that employees with longer terms of service have excessive privileges. This means User privileges are not being removed from their old position when they transfer to a new
Employees with excessive privileges
Resource details
Application Controls
Risk Management
47. Application controls limit ___________ in three ways: (1.) Point of Entry (Input Controls) (2.) During consumption (process controls) (3.) At the point of expression (Output Controls)
Information systems access
Gantt Chart
Notify the Audit Committee
Formal waterfall
48. ____________________ of the hot site is most important consideration for site selection. IF they are too close together then a single event may involve both locations
Deming Cycle
Substantive Testing (test of transaction integrity)
Precision means
Geographic location
49. During the development phase - Developers should only be performing Unit Testing - to verify that the individual sections of code they have written are performing properly.
Testing activities
Precision means
A Sample Mean
Application Layer protocols
50. Contains programs that communicate directly with the end user.
OSI Layer 7: Application
Transport Layer Protocols
Audit logging
Formal waterfall