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Test your basic knowledge |
CISA: Certified Information Systems Auditor
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Study First
Subjects
:
certifications
,
cisa
,
it-skills
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. A sampling technique used to study the characteristics of a population to determine the numeric total of a specific attribute from the entire population.
A gate process
Variable Sampling
The two Categories of Controls
OSI: Network Layer
2. A field in a record in one table that can reference a primary key in another table that can reference a primary key in another table.
COSO (Committee of Sponsoring Organizations of the Treadway Commission)
Concentrate on samples known to represent high risk
OSI: Data Link Layer
Foreign Key
3. To communication security policies - procedures - and other security-related information to an organization's employees.
Employee termination process
Security Awareness program
IT Service Management
The BCP process
4. (1.) Access controls (2.) Encryption (3.) Audit logging
Security Awareness program
The Requirements
Primary security features of relational databases
Business impact analysis
5. During an audit - the auditor should obtain 6 types of documents - (1.) Org charts (2.) ___________ (3.) third-party contracts (4.) policies and procedures (5.) standards (6.) system documentation
Department Charters
Organizational culture and maturity
Critical Path Methodology
Segregation of duties issue in a high value process
6. An audit of a third-party organization that provides services to other organizations.
Deming Cycle
A Service Provider audit
Stratified Sampling
The Release process
7. An organization has discovered that some of its employees have criminal records. The best course of action for the organization to take - The organization should have ___________________ on all of its existing employees and also begin instituting bac
More difficult to perform
Reduced sign-on
Substantive Testing
Background checks performed
8. Deliver messages from one station to another on the same network or on different networks. Messaging at this layer is not guaranteed.
Employees with excessive privileges
Information systems access
Options for Risk Treatment
TCP/IP Internet Layer
9. The result of strategic planning - process development - and systems development - which all contribute towards a launch of business operations to reach a set of business objectives.
Employee termination process
Audit logging
Business Realization
Criticality analysis
10. (1.) MPLS (2.) SONET (3.) T-Carrier (4.) Frame Relay (5.) ISDN (6.) X.25
Three Types of Controls
IT standards are not being reviewed often enough
A Forensic Audit
WAN Protocols
11. A computer uses RAM for several purposes: (1.) Operating System - to store info regarding running processes (2.) ____________ - that are used to temporarily store information retrieved from hard disks (3.) Storage of program code (4.) Storage of prog
Buffers
Configuration Management
Elements of the COSO pyramid
Foreign Key
12. To determine effectiveness of a disaster recovery program - an IT auditor should examine _____________.
Business Continuity
ITIL definition of PROBLEM
A gate process
Documentation and interview personnel
13. Outsourcing is an opportunity for the organization to focus on core competencies. When an organization oursources a business function - it no longer needs to be concerned about training employees in that function. Outsources does not always reduce co
OSI Layer 5: Session
Categories of risk treatment
OSI: Physical Layer
Advantages of outsourcing
14. (1.) General (2.) Application
(1.) Polices (2.) Procedures (3.) Standards
Main types of Controls
Business Continuity
Server cluster
15. IT Service Management is defined in ___________________ framework.
The Requirements
Stop-or-go Sampling
Annualized Loss Expectance (ALE)
ITIL - IT Infrastructure Library
16. A representation of how closely a sample represents an entire population.
Employee termination process
Precision means
Main types of Controls
Confidence coefficient
17. To measure organizational performance and effectiveness against strategic goals.
Sampling
An Integrated Audit
Balanced Scorecard
A gate process
18. An IS auditor is examining the IT standards document for an organization that was last reviewed two years earlier. The best course of action for the IS auditor is: Report that the ____________________________. Two years is far too long between revie
The Release process
Sampling
Audit Methodologies
IT standards are not being reviewed often enough
19. An alternate processing center that contains no information processing equipment.
A Cold Site
The typical Configuration Items in Configuration Management
Categories of risk treatment
A Service Provider audit
20. An audit report usually includes the following 10 elements: (1.) Cover letter (2.) Introduction (3.) Summary (4.) Audit description (5.) _______________ (6.) Interviewees (7.) Evidence (8.) Explanation of sampling techniques (9.) Findings (10.) Recom
Hash
List of systems examined
Attribute Sampling
Disaster Recovery
21. Any event which is not part of the standard operation of service and which causes or may cause an interruption to or reduction in quality of that service. Includes THREE incident types: (1.) Service Outage (2.) Service Slowdown (3.) Software Bug
Incident Management
(1.) Man-made (2.) Natural
Precision means
The availability of IT systems
22. Used to translate or transform data from lower layers into formats that the application layer can work with.
Network Layer Protocols
Advantages of outsourcing
Documentation and interview personnel
OSI Layer 6: Presentation
23. A collection of two or more servers that is designed to appear as a single server.
The typical Configuration Items in Configuration Management
Variable Sampling
OSI: Data Link Layer
Server cluster
24. An organization that has experienced a sudden increase in its long-distance charges has asked an auditor to investigate. The auditor is most likely to suspect that intruders have discovered a ______________________and is committing toll fraud.
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25. (1.) Financial (2.) Customer (3.) Internal processes (4.) Innovation / Learning
The 4-item focus of a Balanced Scorecard
The 7 phases and their order in the SDLC
OSI: Network Layer
Change management
26. A sampling technique where items are chosen based upon the auditor's judgment - usually based on risk or materiality.
Confidence coefficient
To identify the tasks that are responsible for project delays
Judgmental sampling
A Virtual Server
27. Individual events may often create combined threats to enterprise operations: A tornado might also spawn ____________________.
Configuration Management
Audit Methodologies
Audit logging
Structural fires and transportation accidents
28. Collections of Controls that work together to achieve an entire range of an organization's objectives.
The appropriate role of an IS auditor in a control self-assessment
Frameworks
Input validation checking
List of systems examined
29. An auditor has reviewed access privileges of some employees and has discovered that employees with longer terms of service have excessive privileges. This means User privileges are not being removed from their old position when they transfer to a new
An Integrated Audit
Employees with excessive privileges
Examples of IT General Controls
TCP/IP Network Model
30. IS auditors can _____________________ through the following means: (1.) training courses (2.) webinars (3.) ISACA chapter training events (4.) Industry conferences
Blade Computer Architecture
ITIL definition of PROBLEM
Stay current with technology
Controls
31. Defines internal controls and provides guidance for assessing and improving internal control systems.
The Internet Layer in the TCP/IP model
TCP/IP Network Model
Vulnerability in the organization's PBX
COSO (Committee of Sponsoring Organizations of the Treadway Commission)
32. Subjective sampling is used when the auditor wants to _________________________.
CPU
A gate process
Transport Layer Protocols
Concentrate on samples known to represent high risk
33. Contains programs that communicate directly with the end user.
OSI Layer 7: Application
Variable Sampling
Structural fires and transportation accidents
A Financial Audit
34. Must be tested to validate effectiveness through: (1.) Document Review (2.) Walkthrough (3.) Simulation (4.) Parallel testing (5.) Cutover testing practices
Elements of the COSO pyramid
Resource details
BCP Plans
Sampling Risk
35. To ensure that input values are within established ranges - of the correct character types - and free of harmful contents.
Data Link Layer Standards
Primary security features of relational databases
Input validation checking
(1.) Polices (2.) Procedures (3.) Standards
36. Framework for auditing and measuring IT Service Management Processes.
ISO 20000 Standard:
TCP/IP Link Layer
A Forensic Audit
Risk Management
37. A maturity model that represents the aggregations of other maturity models.
Capability Maturity Model Integration (CMMI)
Notify the Audit Committee
OSI Layer 5: Session
Vulnerability in the organization's PBX
38. (1.) Executive Summary (2.) Governance and control framework (3.) Control Objectives (4.) Management Guidelines (5.) Implementation Guide (6.) IT Assurance Guide
The Eight Types of Audits
(1.) Polices (2.) Procedures (3.) Standards
Attribute Sampling
Elements of the COBIT Framework
39. Information is arranged in frames and transported across the medium. Collision detection. Checksum verification of delivery.
The first step in a business impact analysis
OSI: Data Link Layer
Service Level Management
Notify the Audit Committee
40. Guide program execution through organization of resources and development of clear project objectives.
Examples of Application Controls
A Financial Audit
ITIL definition of CHANGE MANAGEMENT
Project Management Strategies
41. Gantt: used to display ______________.
Risk Management
The appropriate role of an IS auditor in a control self-assessment
Application Controls
Resource details
42. Disasters are generally grouped in terms of type: ______________.
(1.) Man-made (2.) Natural
Substantive Testing
Notify the Audit Committee
A Cold Site
43. (1.) TCP (2.) UDP
OSI: Physical Layer
Examples of IT General Controls
Transport Layer Protocols
Audit Methodologies
44. Describes the effect on the business if a process is incapacitated for any appreciable time
Testing activities
Audit Methodologies
Statement of Impact
Disaster Recovery
45. Focuses on: maintaining service availability with the least disruption to standard operating parameters during an event
The Release process
(1.) Man-made (2.) Natural
Business Continuity
Gantt Chart
46. 0. No process at all (1.) Process are ad hoc and disorganized (2.) Consistent processes (3.) Documented processes (4.) Measured and managed processes (5.) Processes are continuously improved
Hash
Audit logging
Rating Scale for Process Maturity
Advantages of outsourcing
47. During the development phase - Developers should only be performing Unit Testing - to verify that the individual sections of code they have written are performing properly.
Six steps of the Release Management process
Statistical Sampling
Dimensions of the COSO cube
Testing activities
48. The probability that a sample selected does not represent the entire population. This is usually expressed as a percentage - the numeric inverse of the confidence coefficient
Sampling Risk
Information systems access
The availability of IT systems
The Requirements
49. (1.) Feasibility Study (2.) Definition of Requirements (3.) Design (4.) Development (5.) Testing (6.) Implementation (7.) Post-implementation phase
TCP/IP Network Model
A gate process
SDLC Phases
Sampling Risk
50. An audit of an accounting system - accounting department processes - and procedures to determine if business controls are sufficient to ensure the integrity of financial statements.
A Financial Audit
The BCP process
Business Continuity
IT Strategy