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Test your basic knowledge |
CISA: Certified Information Systems Auditor
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Study First
Subjects
:
certifications
,
cisa
,
it-skills
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. A quantitative risk analysis is __________________ because: It is difficult to get accurate figures on the frequency of specific threats. It is difficult to determine the probability that a threat will be realized. It is relatively easy to determine
Stay current with technology
More difficult to perform
Department Charters
Capability Maturity Model Integration (CMMI)
2. A sampling technique used to study the characteristics of a population to determine the numeric total of a specific attribute from the entire population.
Antivirus software on the email servers
(1.) Man-made (2.) Natural
OSI Layer 5: Session
Variable Sampling
3. PERT: shows the ______________ critical path.
A Problem
Registers
Segregation of duties issue in a high value process
Current and most up-to-date
4. A computer uses RAM for several purposes: (1.) Operating System - to store info regarding running processes (2.) ____________ - that are used to temporarily store information retrieved from hard disks (3.) Storage of program code (4.) Storage of prog
Personnel involved in the requirements phase of a software development project
CPU
Sampling Risk
Buffers
5. Disasters are generally grouped in terms of type: ______________.
Business Realization
Advantages of outsourcing
(1.) Man-made (2.) Natural
Recovery time objective
6. The sum of all samples divided by the number of samples.
Control Risk
Resource details
Function Point Analysis
A Sample Mean
7. The primary source for test plans in a software development project is: ________________ that are developed for a project should be the primary source for detailed tests.
Business Realization
Disaster Recovery
The Requirements
Precision means
8. (1.) Statistical (2.) Judgmental (3.) Attribute (4.) Variable (5.) Stop-or-Go (6.) Discovery (7.) Stratified
Transport Layer Protocols
Types of sampling an auditor can perform.
Cloud computing
Judgmental sampling
9. The memory locations in the CPU where arithmetic values are stored.
Function Point Analysis
Sampling Risk
Registers
OSI: Data Link Layer
10. Consists of two main packet transport protocols: TCP and UDP.
Balanced Scorecard
Formal waterfall
Background checks performed
TCP/IP Transport Layer
11. Risk Mitigation Risk Avoidance Risk Transfer Risk Acceptance
Antivirus software on the email servers
Options for Risk Treatment
A Service Provider audit
A Forensic Audit
12. The risk that there are material weaknesses in existing business processes and no compensating controls to detect or prevent them
Inherent Risk
Structural fires and transportation accidents
List of systems examined
Statement of Impact
13. What three elements allow validation of business practices against acceptable measures of regulatory compliance - performance - and standard operational guidelines.
(1.) Polices (2.) Procedures (3.) Standards
Information systems access
The typical Configuration Items in Configuration Management
IT Strategy
14. An audit that combines an operational audit and a financial audit.
An Integrated Audit
Gantt Chart
More difficult to perform
Stratified Sampling
15. An organization wants to reduce the number of user IDs and passwords that its employees need to remember. The best available solution to this - _______________. This provides a single authentication service (such as LDAP or AD) that many applications
Data Link Layer Standards
A Sample Mean
Reduced sign-on
Primary security features of relational databases
16. An organization that has experienced a sudden increase in its long-distance charges has asked an auditor to investigate. The auditor is most likely to suspect that intruders have discovered a ______________________and is committing toll fraud.
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17. Use of a set of monitoring and review activities that confirm whether IS operations is providing service to its customers.
Options for Risk Treatment
Service Level Management
Deming Cycle
Elements of the COSO pyramid
18. (1.) Develop a BC Policy (2.) Conduct BIA (3.) Perform critical analysis (4.) Establish recovery targets (5.) Develop recovery and continuity strategies and plans (6.) Test recovery and continuity plans and procedures Train personnel Maintain strateg
The BCP process
Release management
The 7 phases and their order in the SDLC
Insourcing
19. An auditor has discovered that several administrators in an application share an administrative account. The auditor should recommend that - Several __________________ should be used. This will enforce accountability for each administrator's actions.
Separate administrative accounts
Power system controls
Reduced sign-on
Structural fires and transportation accidents
20. A sampling technique where items are chosen at random; each item has a statistically equal probability of being chosen.
Resource details
Statistical Sampling
Sampling
OSI Layer 6: Presentation
21. An auditor is examining a key management process and has found that the IT department is not following its split-custody procedure. As a result - Someone may be in possession of the _________________.
Advantages of outsourcing
Entire password for an encryption key
Project change request
Audit logging
22. (1.) Objectives (2.) Components (3.) Business Units / Areas
Critical Path Methodology
Overall audit risk
Sampling Risk
Dimensions of the COSO cube
23. (1.) Physical (2.) Technical (4.) Administrative
The Steering Committee
A Cold Site
Three Types of Controls
Function Point Analysis
24. Should include 4 steps: (1.) Emergency Approval (2.) Implementation (3.) Verification (4.) Review
Emergency Changes
Annualized Loss Expectance (ALE)
Hash
Advantages of outsourcing
25. A collection of two or more servers that is designed to appear as a single server.
Tolerable Error Rate
Server cluster
Release management
Critical Path Methodology
26. A Fire sprinkler system has water in its pipes - and sprinkler heads emit water only if the ambient temperature reaches 220 deg. F. This is a ________________. The system is charged with water and will discharge water out of any sprinkler head whose
Recovery time objective
A Service Provider audit
Input validation checking
Wet pipe fire sprinkler system
27. An auditor has discovered several errors in user account management: many terminated employees' computer accounts are still active. The best course of action - To improve the _________________ to reduce the number of exceptions. For a time - the proc
Data Link Layer Standards
Employee termination process
Examples of Application Controls
Recovery time objective
28. Used to translate or transform data from lower layers into formats that the application layer can work with.
An IS audit
A Sample Mean
Documentation and interview personnel
OSI Layer 6: Presentation
29. A sampling technique used to study the characteristics of a population to determine how many samples possess a specific characteristic.
ISO 20000 Standard:
Frameworks
Input validation checking
Attribute Sampling
30. An IS auditor is auditing the change management process for a financial application. The auditor has two primary pieces of evidence: change logs and a written analysis of the change logs performed by a business analyst. The change log is best because
An Administrative
IT Services Financial Management
objective and unbiased
IT standards are not being reviewed often enough
31. The probability that a sample selected actually represents the entire population. This is usually expressed as a percentage.
Confidence coefficient
Dimensions of the COSO cube
A Service Provider audit
Service Continuity Management
32. What type of testing is performed to verify the accuracy and integrity of transactions as they flow through a system?
OSI Layer 6: Presentation
Foreign Key
Options for Risk Treatment
Substantive Testing
33. The inventory of all in-scope business processes and systems
Structural fires and transportation accidents
Control Risk
TCP/IP Internet Layer
The first step in a business impact analysis
34. Governed by: (1.) Effective Change Management (2.) Effective Application Testing (3.) Resilient Architecture (4.) Serviceable Components
The availability of IT systems
Business Continuity
Hash
(1.) Man-made (2.) Natural
35. What activity involves the identification of potential risk and the appropriate response for each threat based on impact assessment using qualitative and/or quantitative measures for an enterprise-wide risk management strategy?
Business impact analysis
BCP Plans
Risk Management
The Release process
36. An external IS auditor has discovered a _______________________ - The external auditor can only document the finding in the audit report. An external auditor is not in a position to implement controls.
Examples of Application Controls
Gantt Chart
Segregation of duties issue in a high value process
The 4-item focus of a Balanced Scorecard
37. (1.) Developers (2.) Architects (3.) Analysts (4.) Users
More difficult to perform
Deming Cycle
Service Continuity Management
Personnel involved in the requirements phase of a software development project
38. The process to ensure that standardized methods and procedures are used for efficient and prompt handling of all changes.
CPU
ITIL definition of CHANGE MANAGEMENT
Cloud computing
Options for Risk Treatment
39. An audit of a third-party organization that provides services to other organizations.
Confidence coefficient
COSO (Committee of Sponsoring Organizations of the Treadway Commission)
A Service Provider audit
BCP Plans
40. A sampling technique where a population is divided into classes or strata - based upon the value of one of the attributes. Samples are then selected from each class.
WAN Protocols
Registers
OSI Layer 5: Session
Stratified Sampling
41. An auditor has detected potential fraud while testing a control objective - He should ___________________. Because Audit committee members are generally not involved in business operations - they will be sufficiently remove from the matter - and they
Notify the Audit Committee
Background checks performed
An Integrated Audit
The Release process
42. A computation of the variance of sample values from the sample mean. This is a measurement of the spread of values in a sample
ITIL - IT Infrastructure Library
General Controls
Registers
Sample Standard Deviation
43. Used to determine which business processes are the most critical - by ranking them in order of criticality
Prblem Management
Criticality analysis
The Release process
TCP/IP Transport Layer packet delivery
44. A sampling technique where at least one exception is sought in a population
ITIL definition of CHANGE MANAGEMENT
Referential Integrity
Discovery Sampling
SDLC Phases
45. (1.) LAN protocols (2.) 80 (2.) 11 MAC/LLC (WiFi) (3.) Common Carrier packet networks (4.) ARP (5.) PPP and SLIP (6.) Tunneling - PPTP - L2TP
Controls
Risk Management
Frameworks
Data Link Layer Standards
46. Requires that a password be broken into two or more parts - with each part in the possession of a separate person.
Capability Maturity Model
SDLC Phases
The Software Program Library
Split custody
47. A representation of how closely a sample represents an entire population.
Audit logging
ITIL definition of PROBLEM
Precision means
Hash
48. An audit report usually includes the following 10 elements: (1.) Cover letter (2.) Introduction (3.) Summary (4.) Audit description (5.) _______________ (6.) Interviewees (7.) Evidence (8.) Explanation of sampling techniques (9.) Findings (10.) Recom
Control Risk
Incident Management
Antivirus software on the email servers
List of systems examined
49. Used for several types of system changes: (1.) Incidents and problem resolution (bug fixes.) (2.) Enhancements (new functionality.) (3.) Subsystem patches and changes (require testing similar to when changes are made to the application itself.)
Control Unit
TCP/IP Transport Layer
Prblem Management
The Release process
50. An audit that is performed in support of an anticipated or active legal proceeding.
Risk Management
Options for Risk Treatment
A Forensic Audit
WAN Protocols