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Test your basic knowledge |
CISA: Certified Information Systems Auditor
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Study First
Subjects
:
certifications
,
cisa
,
it-skills
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. A technique that is used to select a portion of a population when it is not feasible to test an entire population.
(1.) Polices (2.) Procedures (3.) Standards
Sampling
An Administrative
Vulnerability in the organization's PBX
2. The party that performs strategic planning - addresses near-term and long-term requirements aligning business objectives - and technology strategies.
Assess the maturity of its business processes
Input validation checking
Audit Methodologies
The Steering Committee
3. Information is arranged in frames and transported across the medium. Collision detection. Checksum verification of delivery.
Three Types of Controls
Frameworks
OSI: Data Link Layer
More difficult to perform
4. (1.) Developers (2.) Architects (3.) Analysts (4.) Users
Personnel involved in the requirements phase of a software development project
The Release process
Examples of Application Controls
Stay current with technology
5. An auditor has discovered several errors in user account management: many terminated employees' computer accounts are still active. The best course of action - To improve the _________________ to reduce the number of exceptions. For a time - the proc
Options for Risk Treatment
Employee termination process
A Server Cluster
Control Unit
6. Used to schedule and sequence activities in a waterfall-type representation. Planned activities are shown flowing downward to completion. More simplistic than a PERT Diagram.
Sampling
Entire password for an encryption key
Gantt Chart
Employee termination process
7. Used to estimate the effort required to develop a software program.
Power system controls
An Operational Audit
Criticality analysis
Function Point Analysis
8. Contains programs that communicate directly with the end user.
Primary security features of relational databases
Security Awareness program
OSI Layer 7: Application
Main types of Controls
9. Risk Mitigation Risk Avoidance Risk Transfer Risk Acceptance
Options for Risk Treatment
Split custody
Release management
Foreign Key
10. The set of activities that is concerned with the ability of the organization to continue to provide services - primarily in the event that a natural or man made disaster has occurred.
Service Continuity Management
Transport Layer Protocols
OSI Layer 7: Application
Frameworks
11. What three elements allow validation of business practices against acceptable measures of regulatory compliance - performance - and standard operational guidelines.
The Steering Committee
(1.) Polices (2.) Procedures (3.) Standards
Foreign Key
The 5 types of Evidence that the auditor will collect during an audit.
12. Gantt: used to display ______________.
The availability of IT systems
Resource details
Stay current with technology
Overall audit risk
13. What type of testing is performed to verify the accuracy and integrity of transactions as they flow through a system?
OSI: Transport Layer
Substantive Testing
Referential Integrity
Personnel involved in the requirements phase of a software development project
14. A dynamically scalable and usually virtualized computing environment that is provided as a service. Clout computing services may be rented or leased so that an organization can have a scalable application without the need for supporting hardware.
Wet pipe fire sprinkler system
Data Link Layer Standards
To identify the tasks that are responsible for project delays
Cloud computing
15. Consists of main chassis component that is equipped with slots are fitted with individual cpu modules. Main advantage is lower cost per unit.
IT Service Management
Lacks specific expertise or resources to conduct an internal audit
Department Charters
Blade Computer Architecture
16. An external IS auditor has discovered a _______________________ - The external auditor can only document the finding in the audit report. An external auditor is not in a position to implement controls.
Control Risk
Segregation of duties issue in a high value process
OSI: Transport Layer
OSI Layer 6: Presentation
17. Consists of two main packet transport protocols: TCP and UDP.
Control Unit
Entire password for an encryption key
IT standards are not being reviewed often enough
TCP/IP Transport Layer
18. (1.) General (2.) Application
The 7 phases and their order in the SDLC
Application Layer protocols
Input validation checking
Main types of Controls
19. A four-step quality control process known as PDSA - or PDCA. Steps: (1.) Plan (2.) Do (3.) Study (4.) Act
TCP/IP Network Model
objective and unbiased
Confidence coefficient
Deming Cycle
20. A computation of the variance of sample values from the sample mean. This is a measurement of the spread of values in a sample
Detection Risk
A Compliance audit
Sample Standard Deviation
Configuration Management
21. A sampling technique where items are chosen based upon the auditor's judgment - usually based on risk or materiality.
TCP/IP Internet Layer
Judgmental sampling
The best approach for identifying high risk areas for an audit
More difficult to perform
22. ITIL term used to describe the SDLC.
Entire password for an encryption key
Release management
COSO (Committee of Sponsoring Organizations of the Treadway Commission)
Input validation checking
23. (1.) IP (2.) ICMP (3.) RRC (Radio Resource Control) (4.) AppleTalk
Network Layer Protocols
Sampling Risk
Grid Computing
Registers
24. An audit to determine the level and degree of compliance to a law - regulation - standard - contract provision - or internal control.
The 5 types of Evidence that the auditor will collect during an audit.
A Compliance audit
Variable Sampling
Employees with excessive privileges
25. A programmer is updating an application that saves passwords in plaintext. In this case - Passwords should be stored in a _____. This makes it impossible for any person to retrieve a password - which could lead to account compromise.
The Steering Committee
An Administrative
Balanced Scorecard
Hash
26. An auditor has detected potential fraud while testing a control objective - He should ___________________. Because Audit committee members are generally not involved in business operations - they will be sufficiently remove from the matter - and they
Notify the Audit Committee
Organizational culture and maturity
Geographic location
Sample Standard Deviation
27. What type of testing is performed to determine if control procedures have proper design and are operating properly?
Inherent Risk
Insourcing
Compliance Testing
Project Management Strategies
28. The process to ensure that standardized methods and procedures are used for efficient and prompt handling of all changes.
ITIL definition of CHANGE MANAGEMENT
Entire password for an encryption key
Application Layer protocols
Configuration Management
29. (1.) Executive Summary (2.) Framework (3.) Reporting to External Parties (4.) Evaluation Tools
less than 24 hours
Volumes of COSO framework
Judgmental sampling
Options for Risk Treatment
30. An organization is building a data center in an area frequented by power outages. The organization cannot tolerate power outages. The best _________________solution is an electric generator and an uninterruptible power supply. The UPS responds to the
Power system controls
A Forensic Audit
OSI: Transport Layer
Confidence coefficient
31. The risk that a material error exists that will not be prevented or detected by the organization's control framework - The possibility that a process or procedure will be unable to prevent or deter serious errors and wrongdoing.
The 7 phases and their order in the SDLC
Expected Error Rate
The best approach for identifying high risk areas for an audit
Control Risk
32. (1.) Operational (2.) Financial (3.) Integrated (4.) IS (5.) Administrative (6.) Compliance (7.) Forensic (8.) Service Provider
The Eight Types of Audits
General Controls
Controls
The Business Process Life Cycle
33. A quantitative risk analysis is __________________ because: It is difficult to get accurate figures on the frequency of specific threats. It is difficult to determine the probability that a threat will be realized. It is relatively easy to determine
More difficult to perform
Judgmental sampling
Hash
Statistical Sampling
34. The delivery of messages from one station to another via one or more networks.. Routes packets between networks.
Inherent Risk
OSI: Network Layer
Statement of Impact
The BCP process
35. A facility that is used to store and manage access to an organization's application source and object code. It consists of 5 parts: (1.) Access and authorization controls (2.) Program checkout (3.) Program Check-in (4.) Version Control (5.) Code Ana
Reduced sign-on
The Software Program Library
Cloud computing
BCP Plans
36. The primary source for test plans in a software development project is: ________________ that are developed for a project should be the primary source for detailed tests.
Primary security features of relational databases
The Requirements
Server cluster
Geographic location
37. A computer uses RAM for several purposes: (1.) Operating System - to store info regarding running processes (2.) ____________ - that are used to temporarily store information retrieved from hard disks (3.) Storage of program code (4.) Storage of prog
Buffers
The two Categories of Controls
less than 24 hours
Overall audit risk
38. An audit that combines an operational audit and a financial audit.
Incident Management
An Integrated Audit
Project change request
Business Realization
39. The process of recording the configuration of IT systems. Each configuration setting is known in ITSM parlance as a Configuration Item.
Separate administrative accounts
OSI Layer 6: Presentation
Configuration Management
Insourcing
40. A sampling technique used to study the characteristics of a population to determine how many samples possess a specific characteristic.
Transport Layer Protocols
An Administrative
Attribute Sampling
Annualized Loss Expectance (ALE)
41. What activity involves the identification of potential risk and the appropriate response for each threat based on impact assessment using qualitative and/or quantitative measures for an enterprise-wide risk management strategy?
ITIL definition of PROBLEM
Advantages of outsourcing
Risk Management
IT Services Financial Management
42. A Fire sprinkler system has water in its pipes - and sprinkler heads emit water only if the ambient temperature reaches 220 deg. F. This is a ________________. The system is charged with water and will discharge water out of any sprinkler head whose
Wet pipe fire sprinkler system
Judgmental sampling
Testing activities
ITIL - IT Infrastructure Library
43. An audit of an IS department's operations and systems.
An IS audit
Stop-or-go Sampling
Recovery time objective
Incident Management
44. A technique that is used to identify the most critical path in a project to understand which tasks are most likely to affect the project schedule.
The typical Configuration Items in Configuration Management
less than 24 hours
Critical Path Methodology
Network Layer Protocols
45. (1.) LAN protocols (2.) 80 (2.) 11 MAC/LLC (WiFi) (3.) Common Carrier packet networks (4.) ARP (5.) PPP and SLIP (6.) Tunneling - PPTP - L2TP
Deming Cycle
A Compliance audit
Inform the auditee
Data Link Layer Standards
46. An active - instance of a server operating system running on a machine that is designed to house two or more such virtual servers.
Incident Management
Stay current with technology
Employee termination process
A Virtual Server
47. An audit of an accounting system - accounting department processes - and procedures to determine if business controls are sufficient to ensure the integrity of financial statements.
Grid Computing
Foreign Key
A Financial Audit
Data Link Layer Standards
48. A condition often identified as a result of multiple incidents that exhibit common symptoms. Problems can also be identified from a single significant incident for which the impact is significant.
Three Types of Controls
Inherent Risk
ITIL definition of PROBLEM
TCP/IP Transport Layer packet delivery
49. The memory locations in the CPU where arithmetic values are stored.
Main types of Controls
A Cold Site
Advantages of outsourcing
Registers
50. Must be tested to validate effectiveness through: (1.) Document Review (2.) Walkthrough (3.) Simulation (4.) Parallel testing (5.) Cutover testing practices
The best approach for identifying high risk areas for an audit
BCP Plans
Service Level Management
To identify the tasks that are responsible for project delays