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Test your basic knowledge |
CISA: Certified Information Systems Auditor
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Subjects
:
certifications
,
cisa
,
it-skills
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. Used to schedule and sequence activities in a waterfall-type representation. Planned activities are shown flowing downward to completion. More simplistic than a PERT Diagram.
OSI: Physical Layer
Variable Sampling
Gantt Chart
Assess the maturity of its business processes
2. Consists of main chassis component that is equipped with slots are fitted with individual cpu modules. Main advantage is lower cost per unit.
Blade Computer Architecture
Variable Sampling
Buffers
IT Service Management
3. (1.) Automatic (2.) Manual
The two Categories of Controls
Overall audit risk
An Operational Audit
Criticality analysis
4. An IS auditor needs to perform an audit of a financial system and needs to trace individual transactions through the system. What type of testing should the auditor perform?
IT Service Management
Substantive Testing (test of transaction integrity)
Buffers
Formal waterfall
5. The primary source for test plans in a software development project is: ________________ that are developed for a project should be the primary source for detailed tests.
Business Realization
The Requirements
Examples of Application Controls
OSI: Network Layer
6. An IS auditor is examining the IT standards document for an organization that was last reviewed two years earlier. The best course of action for the IS auditor is: Report that the ____________________________. Two years is far too long between revie
Documentation and interview personnel
IT standards are not being reviewed often enough
(1.) Polices (2.) Procedures (3.) Standards
Input validation checking
7. During the development phase - Developers should only be performing Unit Testing - to verify that the individual sections of code they have written are performing properly.
Control Unit
Balanced Scorecard
Dimensions of the COSO cube
Testing activities
8. Collections of Controls that work together to achieve an entire range of an organization's objectives.
Frameworks
Overall audit risk
More difficult to perform
The 5 types of Evidence that the auditor will collect during an audit.
9. (1.) Physical (2.) Technical (4.) Administrative
Service Continuity Management
Disaster Recovery
Stop-or-go Sampling
Three Types of Controls
10. An audit that combines an operational audit and a financial audit.
ITIL - IT Infrastructure Library
An Integrated Audit
The typical Configuration Items in Configuration Management
Project change request
11. IT Governance is most concerned with ________.
Detection Risk
WAN Protocols
Testing activities
IT Strategy
12. The purpose of an auditor doing interviews - To observe personnel to better understand their discipline - as well as ______________.
Organizational culture and maturity
Substantive Testing
The Steering Committee
Background checks performed
13. One of a database table's fields - whose value is unique.
The Software Program Library
The 5 types of Evidence that the auditor will collect during an audit.
Registers
Database primary key
14. Used to control connections that are established between systems (1.) TCP (2.) IPC (3.) SIP (Session Initiation Protocol) (4.) RPC (Remote Procedure Call) (5.) NetBIOS
Notify the Audit Committee
A Virtual Server
OSI Layer 5: Session
Testing activities
15. Concerned with electrical and physical specifications for devices. No frames or packets involved.
Insourcing
Options for Risk Treatment
OSI: Physical Layer
The two Categories of Controls
16. A critical application is backed up once per day. The recovery point objective (RPO) for an application that is backed up once per day cannot be ________.
COSO (Committee of Sponsoring Organizations of the Treadway Commission)
less than 24 hours
Geographic location
A Cold Site
17. An estimate that expresses the percent of errors or exceptions that may exist in an entire population
The first step in a business impact analysis
Expected Error Rate
Options for Risk Treatment
A Compliance audit
18. The annual expected loss to an asset. It is calculated as the single loss expectancy (SLE) X the annualized rate of occurrence (ARO.)
Elements of the COSO pyramid
Annualized Loss Expectance (ALE)
Gantt Chart
IT Strategy
19. Consists of 11 distinct activities: (1.) Service Desk (2.) Incident Management (3.) Problem Management (4.) Change Management (5.) Configuration Management (6.) Release Management (7.) Service-level Management (8.) Financial Management (9.) Capacity
IT Service Management
Hash
TCP/IP Transport Layer
Change management
20. To ensure that input values are within established ranges - of the correct character types - and free of harmful contents.
Geographic location
Wet pipe fire sprinkler system
Input validation checking
Segregation of duties issue in a high value process
21. Any event which is not part of the standard operation of service and which causes or may cause an interruption to or reduction in quality of that service. Includes THREE incident types: (1.) Service Outage (2.) Service Slowdown (3.) Software Bug
Business Realization
Incident Management
IT Service Management
The audit program
22. An IS auditor has discovered a high-risk exception during control testing. The best course of action for the IS auditor to take - The IS auditor should immediately ________________ when any high-risk situation is discovered.
Balanced Scorecard
TCP/IP Internet Layer
Inform the auditee
Documentation and interview personnel
23. (1.) Executive Summary (2.) Framework (3.) Reporting to External Parties (4.) Evaluation Tools
Volumes of COSO framework
Sampling Risk
A Service Provider audit
Grid Computing
24. Information is arranged in frames and transported across the medium. Collision detection. Checksum verification of delivery.
Formal waterfall
OSI: Network Layer
OSI: Data Link Layer
Change management
25. An audit of IS controls - security controls - or business controls to determine control existence and effectiveness.
Capability Maturity Model
Main types of Controls
A Virtual Server
An Operational Audit
26. (1.) Feasibility (2.) Requirements (3.) Design (4.) Development (5.) Testing (6.) Implementation (7.) Post-implementation
A Service Provider audit
The 7 phases and their order in the SDLC
Geographic location
OSI Layer 5: Session
27. The delivery of messages from one station to another via one or more networks.. Routes packets between networks.
TCP/IP Network Model
The Requirements
Precision means
OSI: Network Layer
28. Used to measure the relative maturity of an organization and its processes.
The BCP process
Business Realization
Capability Maturity Model
Power system controls
29. What three elements allow validation of business practices against acceptable measures of regulatory compliance - performance - and standard operational guidelines.
Frameworks
Statistical Sampling
OSI: Transport Layer
(1.) Polices (2.) Procedures (3.) Standards
30. An organization is building a data center in an area frequented by power outages. The organization cannot tolerate power outages. The best _________________solution is an electric generator and an uninterruptible power supply. The UPS responds to the
Lacks specific expertise or resources to conduct an internal audit
Disaster Recovery
Power system controls
Assess the maturity of its business processes
31. A maturity model that represents the aggregations of other maturity models.
Release management
Grid Computing
IT Strategy
Capability Maturity Model Integration (CMMI)
32. 0. No process at all (1.) Process are ad hoc and disorganized (2.) Consistent processes (3.) Documented processes (4.) Measured and managed processes (5.) Processes are continuously improved
Rating Scale for Process Maturity
Main types of Controls
A Financial Audit
The Release process
33. IT Service Management is defined in ___________________ framework.
ITIL - IT Infrastructure Library
OSI: Physical Layer
Service Level Management
Department Charters
34. The probability that a sample selected does not represent the entire population. This is usually expressed as a percentage - the numeric inverse of the confidence coefficient
Sampling Risk
OSI: Network Layer
Separate administrative accounts
Capability Maturity Model Integration (CMMI)
35. The probability that a sample selected does not represent the entire population. This is usually expressed as a percentage - as the numeric inverse of the confidence coefficient.
Elements of the COBIT Framework
Volumes of COSO framework
Sampling Risk
Inherent Risk
36. The memory locations in the CPU where arithmetic values are stored.
The Steering Committee
Registers
Data Link Layer Standards
Application Controls
37. Subjective sampling is used when the auditor wants to _________________________.
TCP/IP Link Layer
Concentrate on samples known to represent high risk
The 4-item focus of a Balanced Scorecard
An Operational Audit
38. Aids in the coordinating of business processes using a sequence of three events -(1.) Business process creation (2.) Implementation (3.) Maintenance 3a. Benchmarking: Facilitates continuous improvement within the BPLC
Attribute Sampling
The Business Process Life Cycle
Dimensions of the COSO cube
OSI Layer 6: Presentation
39. To communication security policies - procedures - and other security-related information to an organization's employees.
Business Continuity
Security Awareness program
Vulnerability in the organization's PBX
Confidence coefficient
40. Outsourcing is an opportunity for the organization to focus on core competencies. When an organization oursources a business function - it no longer needs to be concerned about training employees in that function. Outsources does not always reduce co
PERT Diagram?
Advantages of outsourcing
The Business Process Life Cycle
Project change request
41. A condition that is the result of multiple incidents that exhibit common symptoms e.g. A web application is displaying information incorrectly and many users have contacted the IT service desk.
Blade Computer Architecture
A Problem
Insourcing
The BCP process
42. ITIL term used to describe the SDLC.
(1.) Polices (2.) Procedures (3.) Standards
Judgmental sampling
A Forensic Audit
Release management
43. The process of recording the configuration of IT systems. Each configuration setting is known in ITSM parlance as a Configuration Item.
The BCP process
Configuration Management
The 4-item focus of a Balanced Scorecard
Documentation and interview personnel
44. An auditor has reviewed access privileges of some employees and has discovered that employees with longer terms of service have excessive privileges. This means User privileges are not being removed from their old position when they transfer to a new
The typical Configuration Items in Configuration Management
Employees with excessive privileges
Power system controls
The Requirements
45. Defines internal controls and provides guidance for assessing and improving internal control systems.
Criticality analysis
Resource details
COSO (Committee of Sponsoring Organizations of the Treadway Commission)
A Cold Site
46. A technique that is used to select a portion of a population when it is not feasible to test an entire population.
SDLC Phases
(1.) Man-made (2.) Natural
Sampling
Database primary key
47. Handle application processing
Grid Computing
Prblem Management
Application Controls
Frameworks
48. Use of a set of monitoring and review activities that confirm whether IS operations is providing service to its customers.
OSI: Transport Layer
Service Level Management
Project Management Strategies
A Financial Audit
49. Should include 4 steps: (1.) Emergency Approval (2.) Implementation (3.) Verification (4.) Review
The 5 types of Evidence that the auditor will collect during an audit.
Six steps of the Release Management process
Release management
Emergency Changes
50. The main hardware component of a computer system - which executes instructions in computer programs.
Three Types of Controls
Sampling Risk
Segregation of duties issue in a high value process
CPU