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Test your basic knowledge |
CISA: Certified Information Systems Auditor
Start Test
Study First
Subjects
:
certifications
,
cisa
,
it-skills
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. A technique that is used to identify the most critical path in a project to understand which tasks are most likely to affect the project schedule.
A Financial Audit
Critical Path Methodology
Inherent Risk
Criticality analysis
2. The memory locations in the CPU where arithmetic values are stored.
IT Services Financial Management
The 7 phases and their order in the SDLC
Insourcing
Registers
3. (1.) Executive Summary (2.) Framework (3.) Reporting to External Parties (4.) Evaluation Tools
Security Awareness program
TCP/IP Internet Layer
Volumes of COSO framework
The Business Process Life Cycle
4. (1.) TCP (2.) UDP
Frameworks
Transport Layer Protocols
Input validation checking
More difficult to perform
5. (1.) Reliable delivery (2.) Connection oriented (persistent connection) (3.) Order of Delivery (4.) Flow Control (transfer rate is throttled) (5.) Port Number
TCP/IP Transport Layer packet delivery
Notify the Audit Committee
Separate administrative accounts
An Operational Audit
6. The highest number of errors that can exist without a result being materially misstated.
less than 24 hours
Tolerable Error Rate
Wet pipe fire sprinkler system
Application Layer protocols
7. The risk that there are material weaknesses in existing business processes and no compensating controls to detect or prevent them
SDLC Phases
Inherent Risk
Sampling Risk
Deming Cycle
8. Collections of Controls that work together to achieve an entire range of an organization's objectives.
A Virtual Server
Buffers
Elements of the COBIT Framework
Frameworks
9. Used to control connections that are established between systems (1.) TCP (2.) IPC (3.) SIP (Session Initiation Protocol) (4.) RPC (Remote Procedure Call) (5.) NetBIOS
Separate administrative accounts
Power system controls
Security Awareness program
OSI Layer 5: Session
10. (1.) LAN protocols (2.) 80 (2.) 11 MAC/LLC (WiFi) (3.) Common Carrier packet networks (4.) ARP (5.) PPP and SLIP (6.) Tunneling - PPTP - L2TP
ITIL definition of CHANGE MANAGEMENT
The typical Configuration Items in Configuration Management
A gate process
Data Link Layer Standards
11. Used to determine which business processes are the most critical - by ranking them in order of criticality
Criticality analysis
Information security policy
A Sample Mean
A Cold Site
12. Concerned with electrical and physical specifications for devices. No frames or packets involved.
Capability Maturity Model Integration (CMMI)
OSI: Physical Layer
Testing activities
Information systems access
13. IS auditors can _____________________ through the following means: (1.) training courses (2.) webinars (3.) ISACA chapter training events (4.) Industry conferences
objective and unbiased
ITIL - IT Infrastructure Library
Stay current with technology
Business impact analysis
14. A programmer is updating an application that saves passwords in plaintext. In this case - Passwords should be stored in a _____. This makes it impossible for any person to retrieve a password - which could lead to account compromise.
The audit program
A Financial Audit
Hash
Business impact analysis
15. An auditor has discovered several errors in user account management: many terminated employees' computer accounts are still active. The best course of action - To improve the _________________ to reduce the number of exceptions. For a time - the proc
(1.) Man-made (2.) Natural
A Service Provider audit
Employee termination process
OSI: Physical Layer
16. An organization experiences frequent malware infections on end-user workstations that are received through email - despite the tact that workstations have anti-virus software. To reducing malware - Implementing ________________ will provide an effect
Antivirus software on the email servers
The Internet Layer in the TCP/IP model
The Eight Types of Audits
An Operational Audit
17. The annual expected loss to an asset. It is calculated as the single loss expectancy (SLE) X the annualized rate of occurrence (ARO.)
Annualized Loss Expectance (ALE)
Recovery time objective
Statement of Impact
Organizational culture and maturity
18. An audit of operational efficiency.
An Administrative
Department Charters
Transport Layer Protocols
The two Categories of Controls
19. Used to translate or transform data from lower layers into formats that the application layer can work with.
A gate process
The audit program
Testing activities
OSI Layer 6: Presentation
20. Governed by: (1.) Effective Change Management (2.) Effective Application Testing (3.) Resilient Architecture (4.) Serviceable Components
OSI Layer 6: Presentation
The Internet Layer in the TCP/IP model
Input validation checking
The availability of IT systems
21. ITIL term used to describe the SDLC.
Release management
Inherent Risk
BCP Plans
IT Services Financial Management
22. An audit of a third-party organization that provides services to other organizations.
Background checks performed
Blade Computer Architecture
A Service Provider audit
The Eight Types of Audits
23. Used for several types of system changes: (1.) Incidents and problem resolution (bug fixes.) (2.) Enhancements (new functionality.) (3.) Subsystem patches and changes (require testing similar to when changes are made to the application itself.)
ITIL definition of PROBLEM
Advantages of outsourcing
List of systems examined
The Release process
24. (1.) Hardware Complement (physical specifications) (2.) Hardware Configuration (firmware settings) (3.) Operating system version and configuration (4.) Software versions and configuration
Control Risk
The two Categories of Controls
Sampling Risk
The typical Configuration Items in Configuration Management
25. An auditor has reviewed access privileges of some employees and has discovered that employees with longer terms of service have excessive privileges. This means User privileges are not being removed from their old position when they transfer to a new
Configuration Management
Incident Management
Employees with excessive privileges
Categories of risk treatment
26. (1.) Physical (2.) Technical (4.) Administrative
Three Types of Controls
An Operational Audit
Attribute Sampling
Geographic location
27. Consists of 11 distinct activities: (1.) Service Desk (2.) Incident Management (3.) Problem Management (4.) Change Management (5.) Configuration Management (6.) Release Management (7.) Service-level Management (8.) Financial Management (9.) Capacity
Database primary key
Notify the Audit Committee
OSI: Data Link Layer
IT Service Management
28. (1.) Feasibility Study (2.) Definition of Requirements (3.) Design (4.) Development (5.) Testing (6.) Implementation (7.) Post-implementation phase
Business impact analysis
SDLC Phases
TCP/IP Network Model
Information security policy
29. The process of recording the configuration of IT systems. Each configuration setting is known in ITSM parlance as a Configuration Item.
The 5 types of Evidence that the auditor will collect during an audit.
Compliance Testing
Concentrate on samples known to represent high risk
Configuration Management
30. (1.) Access controls (2.) Encryption (3.) Audit logging
Notify the Audit Committee
Primary security features of relational databases
Input validation checking
Security Awareness program
31. An audit that is performed in support of an anticipated or active legal proceeding.
Tolerable Error Rate
More difficult to perform
Examples of Application Controls
A Forensic Audit
32. (1.) IP (2.) ICMP (3.) RRC (Radio Resource Control) (4.) AppleTalk
The Internet Layer in the TCP/IP model
Expected Error Rate
Network Layer Protocols
Foreign Key
33. The purpose of an auditor doing interviews - To observe personnel to better understand their discipline - as well as ______________.
Organizational culture and maturity
Business Continuity
The Internet Layer in the TCP/IP model
Lacks specific expertise or resources to conduct an internal audit
34. (1.) Financial (2.) Customer (3.) Internal processes (4.) Innovation / Learning
BCP Plans
A gate process
Information security policy
The 4-item focus of a Balanced Scorecard
35. A sampling technique used to study the characteristics of a population to determine the numeric total of a specific attribute from the entire population.
Change management
BCP Plans
Grid Computing
Variable Sampling
36. An audit to determine the level and degree of compliance to a law - regulation - standard - contract provision - or internal control.
The 4-item focus of a Balanced Scorecard
A Compliance audit
The Release process
Main types of Controls
37. Delivery of packets from one station to another - on the same network or on different networks.
The Internet Layer in the TCP/IP model
A Problem
Change management
Security Awareness program
38. A representation of how closely a sample represents an entire population.
Incident Management
Examples of IT General Controls
The availability of IT systems
Precision means
39. The IS auditor should conduct a risk assessment first to determine which areas have highest risk. She should devote more testing resources to those high-risk areas.
The 5 types of Evidence that the auditor will collect during an audit.
A Service Provider audit
The best approach for identifying high risk areas for an audit
Information security policy
40. The probability that a sample selected does not represent the entire population. This is usually expressed as a percentage - as the numeric inverse of the confidence coefficient.
Power system controls
BCP Plans
Sampling Risk
A gate process
41. An active - instance of a server operating system running on a machine that is designed to house two or more such virtual servers.
Sampling
Blade Computer Architecture
Gantt Chart
A Virtual Server
42. To communication security policies - procedures - and other security-related information to an organization's employees.
ISO 20000 Standard:
less than 24 hours
Security Awareness program
Testing activities
43. (1.) Requirements (2.) Design (3.) Development (4.) Testing (5.) Release preparation (packaging) (6.) Release Deployment
The first step in a business impact analysis
Blade Computer Architecture
Types of sampling an auditor can perform.
Six steps of the Release Management process
44. Framework for auditing and measuring IT Service Management Processes.
Statement of Impact
An IS audit
ISO 20000 Standard:
A Sample Mean
45. An auditor is examining a key management process and has found that the IT department is not following its split-custody procedure. As a result - Someone may be in possession of the _________________.
Change management
Entire password for an encryption key
Incident Management
Segregation of duties issue in a high value process
46. Consists of two main packet transport protocols: TCP and UDP.
TCP/IP Transport Layer
TCP/IP Network Model
Referential Integrity
IT Services Financial Management
47. (1.) Developers (2.) Architects (3.) Analysts (4.) Users
Database primary key
Expected Error Rate
Personnel involved in the requirements phase of a software development project
OSI: Network Layer
48. An organization has chosen to open a business office in another country where labor costs are lower and has hired workers to perform business functions there. - The organization is ___________ - while they may have opened the office in a foreign coun
To identify the tasks that are responsible for project delays
Three Types of Controls
Insourcing
Vulnerability in the organization's PBX
49. (1.) Statistical (2.) Judgmental (3.) Attribute (4.) Variable (5.) Stop-or-Go (6.) Discovery (7.) Stratified
Personnel involved in the requirements phase of a software development project
Annualized Loss Expectance (ALE)
Types of sampling an auditor can perform.
List of systems examined
50. What type of testing is performed to determine if control procedures have proper design and are operating properly?
Compliance Testing
OSI: Physical Layer
Information systems access
Application Layer protocols