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Test your basic knowledge |
CISA: Certified Information Systems Auditor
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Study First
Subjects
:
certifications
,
cisa
,
it-skills
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. Risk Mitigation Risk Avoidance Risk Transfer Risk Acceptance
Compliance Testing
Rating Scale for Process Maturity
Options for Risk Treatment
Business impact analysis
2. An organization experiences frequent malware infections on end-user workstations that are received through email - despite the tact that workstations have anti-virus software. To reducing malware - Implementing ________________ will provide an effect
Audit Methodologies
Assess the maturity of its business processes
A Compliance audit
Antivirus software on the email servers
3. The party that performs strategic planning - addresses near-term and long-term requirements aligning business objectives - and technology strategies.
less than 24 hours
Elements of the COSO pyramid
Inherent Risk
The Steering Committee
4. To review and approve proposed changes to systems and infrastructure. This helps to reduce the risk of unintended events and unplanned downtime.
An Operational Audit
(1.) Man-made (2.) Natural
Change management
Capability Maturity Model Integration (CMMI)
5. An external IS auditor has discovered a _______________________ - The external auditor can only document the finding in the audit report. An external auditor is not in a position to implement controls.
Gantt Chart
OSI: Network Layer
Sampling
Segregation of duties issue in a high value process
6. An auditor has detected potential fraud while testing a control objective - He should ___________________. Because Audit committee members are generally not involved in business operations - they will be sufficiently remove from the matter - and they
Notify the Audit Committee
Security Awareness program
Personnel involved in the requirements phase of a software development project
Segregation of duties issue in a high value process
7. (1.) Requirements (2.) Design (3.) Development (4.) Testing (5.) Release preparation (packaging) (6.) Release Deployment
A Compliance audit
OSI: Transport Layer
Six steps of the Release Management process
Three Types of Controls
8. To ensure that input values are within established ranges - of the correct character types - and free of harmful contents.
Input validation checking
Elements of the COSO pyramid
PERT Diagram?
Options for Risk Treatment
9. Used to illustrate the relationship between planned activities. PERT diagrams show multiple routes through the project activities - as necessary for accomplishing a goal.
Project change request
Examples of IT General Controls
Recovery time objective
PERT Diagram?
10. Collections of Controls that work together to achieve an entire range of an organization's objectives.
OSI: Transport Layer
OSI Layer 6: Presentation
Frameworks
Input validation checking
11. To determine effectiveness of a disaster recovery program - an IT auditor should examine _____________.
An Operational Audit
Hash
Discovery Sampling
Documentation and interview personnel
12. An organization that has experienced a sudden increase in its long-distance charges has asked an auditor to investigate. The auditor is most likely to suspect that intruders have discovered a ______________________and is committing toll fraud.
13. A condition that is the result of multiple incidents that exhibit common symptoms e.g. A web application is displaying information incorrectly and many users have contacted the IT service desk.
Sampling Risk
Employees with excessive privileges
A Problem
The two Categories of Controls
14. (1.) TCP (2.) UDP
Business impact analysis
Primary security features of relational databases
Employees with excessive privileges
Transport Layer Protocols
15. Lowest layer. Delivers messages (frames) from one station to another vial local network.
Power system controls
Sampling
Release management
TCP/IP Link Layer
16. To measure organizational performance and effectiveness against strategic goals.
Balanced Scorecard
Geographic location
Buffers
Options for Risk Treatment
17. (1.) IP (2.) ICMP (3.) RRC (Radio Resource Control) (4.) AppleTalk
Information systems access
Network Layer Protocols
Detection Risk
Advantages of outsourcing
18. An estimate that expresses the percent of errors or exceptions that may exist in an entire population
Application Controls
Configuration Management
The audit program
Expected Error Rate
19. What three elements allow validation of business practices against acceptable measures of regulatory compliance - performance - and standard operational guidelines.
Concentrate on samples known to represent high risk
(1.) Polices (2.) Procedures (3.) Standards
Network Layer Protocols
The 4-item focus of a Balanced Scorecard
20. The primary source for test plans in a software development project is: ________________ that are developed for a project should be the primary source for detailed tests.
Incident Management
The appropriate role of an IS auditor in a control self-assessment
The Requirements
less than 24 hours
21. An audit of a third-party organization that provides services to other organizations.
A Service Provider audit
The 5 types of Evidence that the auditor will collect during an audit.
Formal waterfall
To identify the tasks that are responsible for project delays
22. An organization is building a data center in an area frequented by power outages. The organization cannot tolerate power outages. The best _________________solution is an electric generator and an uninterruptible power supply. The UPS responds to the
Project Management Strategies
Formal waterfall
Emergency Changes
Power system controls
23. An active - instance of a server operating system running on a machine that is designed to house two or more such virtual servers.
A Virtual Server
Personnel involved in the requirements phase of a software development project
Segregation of duties issue in a high value process
List of systems examined
24. Gantt: used to display ______________.
Resource details
Employee termination process
Compliance Testing
IT Service Management
25. A sampling technique used to study the characteristics of a population to determine the numeric total of a specific attribute from the entire population.
Attribute Sampling
Substantive Testing
Variable Sampling
(1.) Man-made (2.) Natural
26. (1.) Access Control (2.) Change Management (3.) Security Controls (4.) Incident Management (5.) SDLC (6.) Source code and versioning controls (7.) Monitoring and logging (8.) Event Management
Sampling
The Eight Types of Audits
Examples of IT General Controls
Recovery time objective
27. 1.) Executive Support (2.) Well-defined roles and responsibilities.
Information security policy
Audit logging
Sampling
Referential Integrity
28. The risk that an IS auditor will overlook errors or exceptions during an audit.
Prblem Management
SDLC Phases
Reduced sign-on
Detection Risk
29. Critical Path Methodology helps a project manager determine which activities are on a project's critical list - ________________________.
To identify the tasks that are responsible for project delays
Elements of the COSO pyramid
Service Continuity Management
BCP Plans
30. (1.) Developers (2.) Architects (3.) Analysts (4.) Users
Personnel involved in the requirements phase of a software development project
Security Awareness program
Overall audit risk
ITIL definition of PROBLEM
31. A sampling technique where a population is divided into classes or strata - based upon the value of one of the attributes. Samples are then selected from each class.
OSI: Network Layer
Stratified Sampling
Foreign Key
Employee termination process
32. (1.) Feasibility Study (2.) Definition of Requirements (3.) Design (4.) Development (5.) Testing (6.) Implementation (7.) Post-implementation phase
Business Continuity
SDLC Phases
A gate process
TCP/IP Network Model
33. An auditor has discovered that several administrators in an application share an administrative account. The auditor should recommend that - Several __________________ should be used. This will enforce accountability for each administrator's actions.
Employee termination process
IT Services Financial Management
The appropriate role of an IS auditor in a control self-assessment
Separate administrative accounts
34. Defines internal controls and provides guidance for assessing and improving internal control systems.
Project Management Strategies
COSO (Committee of Sponsoring Organizations of the Treadway Commission)
An IS audit
ITIL definition of PROBLEM
35. (1.) Objectives (2.) Components (3.) Business Units / Areas
The 7 phases and their order in the SDLC
Dimensions of the COSO cube
OSI: Network Layer
Assess the maturity of its business processes
36. A database administrator has been asked to configure a database management system so that it records all changes made by users - The DBA should implement ___________. This will cause the database to record every change that is made to it.
Security Awareness program
Six steps of the Release Management process
Audit logging
Recovery time objective
37. A representation of how closely a sample represents an entire population.
Separate administrative accounts
Precision means
Change management
Discovery Sampling
38. A software developer has informed the project manager that a portion of the application development is going to take five additional days to complete. The project manager make a __________________ to document the reason for the change.
Database primary key
Vulnerability in the organization's PBX
Emergency Changes
Project change request
39. The memory locations in the CPU where arithmetic values are stored.
Main types of Controls
Business Realization
Registers
Project Management Strategies
40. (1.) Avoidance (2.) Transfer (3.) Mitigation (4.) Acceptance
Stratified Sampling
Advantages of outsourcing
OSI: Network Layer
Categories of risk treatment
41. The probability that a sample selected actually represents the entire population. This is usually expressed as a percentage.
Confidence coefficient
Inherent Risk
Concentrate on samples known to represent high risk
Current and most up-to-date
42. IS auditors can _____________________ through the following means: (1.) training courses (2.) webinars (3.) ISACA chapter training events (4.) Industry conferences
The two Categories of Controls
Stay current with technology
Frameworks
ITIL definition of CHANGE MANAGEMENT
43. The 5 types of risks that are related to audits include: (1.) Control Risk (2.) Detection Risk (3.) Inherent risk (4.) _____________ (5.) Sampling risk
Business impact analysis
Judgmental sampling
Primary security features of relational databases
Overall audit risk
44. A sampling technique where at least one exception is sought in a population
Structural fires and transportation accidents
Network Layer Protocols
Discovery Sampling
(1.) Polices (2.) Procedures (3.) Standards
45. The portion of IT management that tracks the financial value of IT services that support organizational objectives. It includes 4 activities: (1.) Budgeting (2.) Capital Investment (3.) Expense Management (4.) Project accounting and project ROI (Ret
IT executives and the Board of Directors
IT Services Financial Management
IT Service Management
ITIL definition of PROBLEM
46. Aids in the coordinating of business processes using a sequence of three events -(1.) Business process creation (2.) Implementation (3.) Maintenance 3a. Benchmarking: Facilitates continuous improvement within the BPLC
Grid Computing
A Virtual Server
Annualized Loss Expectance (ALE)
The Business Process Life Cycle
47. The process of recording the configuration of IT systems. Each configuration setting is known in ITSM parlance as a Configuration Item.
Personnel involved in the requirements phase of a software development project
Gantt Chart
Configuration Management
Substantive Testing
48. A database term - which means that the database will not permit a program (or user) to deleted rows from a table if there are records in other tables whose foreign keys reference the row to be deleted.
Referential Integrity
Compliance Testing
The 4-item focus of a Balanced Scorecard
The typical Configuration Items in Configuration Management
49. 0. No process at all (1.) Process are ad hoc and disorganized (2.) Consistent processes (3.) Documented processes (4.) Measured and managed processes (5.) Processes are continuously improved
Options for Risk Treatment
Rating Scale for Process Maturity
A Virtual Server
Compliance Testing
50. The delivery of messages from one station to another via one or more networks.. Routes packets between networks.
Testing activities
Control Risk
OSI: Network Layer
less than 24 hours