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Test your basic knowledge |
CISA: Certified Information Systems Auditor
Start Test
Study First
Subjects
:
certifications
,
cisa
,
it-skills
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. A collection of two or more servers that is designed to appear as a single server.
Server cluster
Sampling Risk
BCP Plans
The best approach for identifying high risk areas for an audit
2. 1.) Executive Support (2.) Well-defined roles and responsibilities.
IT Service Management
Information security policy
The 7 phases and their order in the SDLC
Wet pipe fire sprinkler system
3. A dynamically scalable and usually virtualized computing environment that is provided as a service. Clout computing services may be rented or leased so that an organization can have a scalable application without the need for supporting hardware.
Blade Computer Architecture
Attribute Sampling
A Sample Mean
Cloud computing
4. A sampling technique used to permit sampling to stop at the earliest possible time. This technique is used when the auditor feels that there is a low risk or low rate of exceptions in the population.
Stop-or-go Sampling
Employee termination process
Substantive Testing
List of systems examined
5. An external IS auditor has discovered a _______________________ - The external auditor can only document the finding in the audit report. An external auditor is not in a position to implement controls.
Statement of Impact
TCP/IP Network Model
IT Service Management
Segregation of duties issue in a high value process
6. (1.) Link (2.) Internet (3.) Transport (4.) Application
The Business Process Life Cycle
The 4-item focus of a Balanced Scorecard
TCP/IP Network Model
Business Realization
7. A Fire sprinkler system has water in its pipes - and sprinkler heads emit water only if the ambient temperature reaches 220 deg. F. This is a ________________. The system is charged with water and will discharge water out of any sprinkler head whose
Wet pipe fire sprinkler system
Cloud computing
The typical Configuration Items in Configuration Management
Examples of Application Controls
8. Critical Path Methodology helps a project manager determine which activities are on a project's critical list - ________________________.
To identify the tasks that are responsible for project delays
Discovery Sampling
ITIL definition of CHANGE MANAGEMENT
Prblem Management
9. A condition that is the result of multiple incidents that exhibit common symptoms e.g. A web application is displaying information incorrectly and many users have contacted the IT service desk.
Input validation checking
A Problem
Resource details
Business Realization
10. An estimate that expresses the percent of errors or exceptions that may exist in an entire population
Statistical Sampling
Expected Error Rate
WAN Protocols
Blade Computer Architecture
11. Outsourcing is an opportunity for the organization to focus on core competencies. When an organization oursources a business function - it no longer needs to be concerned about training employees in that function. Outsources does not always reduce co
Formal waterfall
Advantages of outsourcing
Stay current with technology
Confidence coefficient
12. External auditors are needed under these conditions: (1.) When the organization ________________________. (2.) Some regulations and standards require external - independent auditors
Substantive Testing
Security Awareness program
Lacks specific expertise or resources to conduct an internal audit
OSI Layer 7: Application
13. Disasters are generally grouped in terms of type: ______________.
Sampling
(1.) Man-made (2.) Natural
IT executives and the Board of Directors
IT standards are not being reviewed often enough
14. An IS auditor needs to perform an audit of a financial system and needs to trace individual transactions through the system. What type of testing should the auditor perform?
IT Strategy
Substantive Testing (test of transaction integrity)
Overall audit risk
SDLC Phases
15. (1.) Requirements (2.) Design (3.) Development (4.) Testing (5.) Release preparation (packaging) (6.) Release Deployment
Emergency Changes
Six steps of the Release Management process
Buffers
Application Controls
16. When several incidents have occurred that appear to have the same or a similar root cause - a PROBLEM is occurring.
(1.) Man-made (2.) Natural
Prblem Management
OSI: Data Link Layer
Personnel involved in the requirements phase of a software development project
17. An audit that is performed in support of an anticipated or active legal proceeding.
Separate administrative accounts
A Compliance audit
Capability Maturity Model
A Forensic Audit
18. Must be tested to validate effectiveness through: (1.) Document Review (2.) Walkthrough (3.) Simulation (4.) Parallel testing (5.) Cutover testing practices
BCP Plans
Formal waterfall
Stay current with technology
Incident Management
19. To ensure that input values are within established ranges - of the correct character types - and free of harmful contents.
The 7 phases and their order in the SDLC
Input validation checking
Business Realization
Controls
20. A technique that is used to select a portion of a population when it is not feasible to test an entire population.
A Forensic Audit
Sampling
A Cold Site
Criticality analysis
21. Used to determine which business processes are the most critical - by ranking them in order of criticality
Criticality analysis
Segregation of duties issue in a high value process
Concentrate on samples known to represent high risk
Dimensions of the COSO cube
22. IS auditors can _____________________ through the following means: (1.) training courses (2.) webinars (3.) ISACA chapter training events (4.) Industry conferences
Capability Maturity Model Integration (CMMI)
COSO (Committee of Sponsoring Organizations of the Treadway Commission)
Stay current with technology
Reduced sign-on
23. IT Governance is most concerned with ________.
IT Strategy
Separate administrative accounts
Input validation checking
OSI: Data Link Layer
24. An auditor has reviewed access privileges of some employees and has discovered that employees with longer terms of service have excessive privileges. This means User privileges are not being removed from their old position when they transfer to a new
Database primary key
Hash
Precision means
Employees with excessive privileges
25. An audit that combines an operational audit and a financial audit.
Elements of the COSO pyramid
Cloud computing
Information systems access
An Integrated Audit
26. To determine effectiveness of a disaster recovery program - an IT auditor should examine _____________.
The Release process
Stratified Sampling
Documentation and interview personnel
Testing activities
27. Concerned with electrical and physical specifications for devices. No frames or packets involved.
The Business Process Life Cycle
IT Strategy
OSI: Physical Layer
Documentation and interview personnel
28. A large number of loosely coupled computers that are used to solve a common task may be in close proximity to each other or scattered over a large geographical area.
Grid Computing
OSI Layer 5: Session
IT Service Management
Inherent Risk
29. A database administrator has been asked to configure a database management system so that it records all changes made by users - The DBA should implement ___________. This will cause the database to record every change that is made to it.
Judgmental sampling
A Compliance audit
Audit logging
Buffers
30. (1.) Access controls (2.) Encryption (3.) Audit logging
Entire password for an encryption key
Primary security features of relational databases
objective and unbiased
Hash
31. (1.) Physical (2.) Technical (4.) Administrative
Reduced sign-on
Project Management Strategies
Three Types of Controls
Primary security features of relational databases
32. A sampling technique where at least one exception is sought in a population
Application Controls
Information systems access
Discovery Sampling
Entire password for an encryption key
33. A computer uses RAM for several purposes: (1.) Operating System - to store info regarding running processes (2.) ____________ - that are used to temporarily store information retrieved from hard disks (3.) Storage of program code (4.) Storage of prog
Buffers
Antivirus software on the email servers
Balanced Scorecard
(1.) Polices (2.) Procedures (3.) Standards
34. An active - instance of a server operating system running on a machine that is designed to house two or more such virtual servers.
Hash
A Service Provider audit
A Virtual Server
Categories of risk treatment
35. Guide program execution through organization of resources and development of clear project objectives.
Stop-or-go Sampling
Project Management Strategies
General Controls
IT Service Management
36. Who is responsible for imposing an IT governance model encompassing IT strategy - information security - and formal enterprise architectural mandates?
IT executives and the Board of Directors
Grid Computing
Assess the maturity of its business processes
Options for Risk Treatment
37. An IS auditor is examining the IT standards document for an organization that was last reviewed two years earlier. The best course of action for the IS auditor is: Report that the ____________________________. Two years is far too long between revie
IT standards are not being reviewed often enough
TCP/IP Transport Layer packet delivery
An Administrative
Variable Sampling
38. What activity involves the identification of potential risk and the appropriate response for each threat based on impact assessment using qualitative and/or quantitative measures for an enterprise-wide risk management strategy?
Risk Management
Application Layer protocols
Notify the Audit Committee
The 5 types of Evidence that the auditor will collect during an audit.
39. The sum of all samples divided by the number of samples.
A Sample Mean
Incident Management
Server cluster
Controls
40. Use of a set of monitoring and review activities that confirm whether IS operations is providing service to its customers.
Service Level Management
Examples of IT General Controls
Categories of risk treatment
Business Realization
41. Aids in the coordinating of business processes using a sequence of three events -(1.) Business process creation (2.) Implementation (3.) Maintenance 3a. Benchmarking: Facilitates continuous improvement within the BPLC
Advantages of outsourcing
Control Risk
The Business Process Life Cycle
Service Continuity Management
42. Information is arranged in frames and transported across the medium. Collision detection. Checksum verification of delivery.
Employee termination process
Grid Computing
OSI: Data Link Layer
Foreign Key
43. Any event which is not part of the standard operation of service and which causes or may cause an interruption to or reduction in quality of that service. Includes THREE incident types: (1.) Service Outage (2.) Service Slowdown (3.) Software Bug
Hash
Incident Management
OSI: Network Layer
An Integrated Audit
44. What three elements allow validation of business practices against acceptable measures of regulatory compliance - performance - and standard operational guidelines.
Examples of Application Controls
Elements of the COSO pyramid
(1.) Polices (2.) Procedures (3.) Standards
Background checks performed
45. Used to schedule and sequence activities in a waterfall-type representation. Planned activities are shown flowing downward to completion. More simplistic than a PERT Diagram.
The 7 phases and their order in the SDLC
Documentation and interview personnel
COSO (Committee of Sponsoring Organizations of the Treadway Commission)
Gantt Chart
46. Used to measure the relative maturity of an organization and its processes.
Frameworks
An IS audit
TCP/IP Internet Layer
Capability Maturity Model
47. (1.) IP (2.) ICMP (3.) RRC (Radio Resource Control) (4.) AppleTalk
Assess the maturity of its business processes
Examples of Application Controls
A gate process
Network Layer Protocols
48. The memory locations in the CPU where arithmetic values are stored.
Capability Maturity Model Integration (CMMI)
Notify the Audit Committee
OSI: Transport Layer
Registers
49. (1.) Utility (DNS - SNMP - DHCP (2.) Messaging protocols (SMTP) (3.) Data Transfer protocols (NFS - FTP) (4.) Interactive protocols (Telnet)
The best approach for identifying high risk areas for an audit
Registers
The first step in a business impact analysis
Application Layer protocols
50. The result of strategic planning - process development - and systems development - which all contribute towards a launch of business operations to reach a set of business objectives.
Business Realization
Service Continuity Management
Discovery Sampling
Project Management Strategies