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Test your basic knowledge |
CISA: Certified Information Systems Auditor
Start Test
Study First
Subjects
:
certifications
,
cisa
,
it-skills
Instructions:
Answer
50
questions in
15 minutes
.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. 1.) Executive Support (2.) Well-defined roles and responsibilities.
WAN Protocols
TCP/IP Internet Layer
Release management
Information security policy
2. (1.) Feasibility Study (2.) Definition of Requirements (3.) Design (4.) Development (5.) Testing (6.) Implementation (7.) Post-implementation phase
Deming Cycle
Department Charters
The availability of IT systems
SDLC Phases
3. The primary source for test plans in a software development project is: ________________ that are developed for a project should be the primary source for detailed tests.
Background checks performed
Recovery time objective
The Requirements
Wet pipe fire sprinkler system
4. The highest number of errors that can exist without a result being materially misstated.
Stop-or-go Sampling
Tolerable Error Rate
PERT Diagram?
Application Controls
5. Used to illustrate the relationship between planned activities. PERT diagrams show multiple routes through the project activities - as necessary for accomplishing a goal.
PERT Diagram?
Elements of the COSO pyramid
Frameworks
Resource details
6. A collection of two or more servers that is designed to appear as a single server.
Server cluster
Entire password for an encryption key
ITIL definition of CHANGE MANAGEMENT
Application Controls
7. Information is arranged in frames and transported across the medium. Collision detection. Checksum verification of delivery.
Business Continuity
OSI: Data Link Layer
Business impact analysis
Foreign Key
8. The maximum period of downtime for a process or application
Employees with excessive privileges
A Service Provider audit
Recovery time objective
WAN Protocols
9. n audit strategy and plans that include: (1.) Scope (2.) Objectives (3.) Resources (4.) Procedures used to evaluation controls and processes
The first step in a business impact analysis
The Requirements
Power system controls
The audit program
10. (1.) Developers (2.) Architects (3.) Analysts (4.) Users
Three Types of Controls
Personnel involved in the requirements phase of a software development project
Stay current with technology
Categories of risk treatment
11. A representation of how closely a sample represents an entire population.
The BCP process
Stay current with technology
Precision means
WAN Protocols
12. Consists of 11 distinct activities: (1.) Service Desk (2.) Incident Management (3.) Problem Management (4.) Change Management (5.) Configuration Management (6.) Release Management (7.) Service-level Management (8.) Financial Management (9.) Capacity
IT Service Management
Control Unit
Project change request
OSI Layer 7: Application
13. Gantt: used to display ______________.
Statistical Sampling
Resource details
Business Realization
Security Awareness program
14. The probability that a sample selected does not represent the entire population. This is usually expressed as a percentage - the numeric inverse of the confidence coefficient
Sampling Risk
Application Controls
Server cluster
TCP/IP Transport Layer packet delivery
15. Subjective sampling is used when the auditor wants to _________________________.
Precision means
Gantt Chart
Concentrate on samples known to represent high risk
An IS audit
16. Individual events may often create combined threats to enterprise operations: A tornado might also spawn ____________________.
Network Layer Protocols
Compliance Testing
Sampling Risk
Structural fires and transportation accidents
17. Delivery of packets from one station to another - on the same network or on different networks.
OSI: Physical Layer
Risk Management
The Internet Layer in the TCP/IP model
Notify the Audit Committee
18. The first major task in a disaster recovery or business continuity planning project.
Business impact analysis
Application Controls
Wet pipe fire sprinkler system
The Requirements
19. A computer uses RAM for several purposes: (1.) Operating System - to store info regarding running processes (2.) ____________ - that are used to temporarily store information retrieved from hard disks (3.) Storage of program code (4.) Storage of prog
Recovery time objective
Buffers
OSI: Data Link Layer
Capability Maturity Model
20. Deliver messages from one station to another on the same network or on different networks. Messaging at this layer is not guaranteed.
TCP/IP Internet Layer
WAN Protocols
Critical Path Methodology
IT Services Financial Management
21. Aids in the coordinating of business processes using a sequence of three events -(1.) Business process creation (2.) Implementation (3.) Maintenance 3a. Benchmarking: Facilitates continuous improvement within the BPLC
Buffers
Rating Scale for Process Maturity
The Business Process Life Cycle
The Release process
22. An audit that combines an operational audit and a financial audit.
Function Point Analysis
An Integrated Audit
Information systems access
Service Continuity Management
23. The probability that a sample selected does not represent the entire population. This is usually expressed as a percentage - as the numeric inverse of the confidence coefficient.
TCP/IP Internet Layer
A Forensic Audit
Variable Sampling
Sampling Risk
24. Use of a set of monitoring and review activities that confirm whether IS operations is providing service to its customers.
Geographic location
Service Level Management
TCP/IP Transport Layer packet delivery
Information security policy
25. The party that performs strategic planning - addresses near-term and long-term requirements aligning business objectives - and technology strategies.
The Steering Committee
An Integrated Audit
Business Realization
Registers
26. What activity involves the identification of potential risk and the appropriate response for each threat based on impact assessment using qualitative and/or quantitative measures for an enterprise-wide risk management strategy?
Attribute Sampling
Incident Management
(1.) Man-made (2.) Natural
Risk Management
27. (1.) Link (2.) Internet (3.) Transport (4.) Application
TCP/IP Network Model
Structural fires and transportation accidents
Blade Computer Architecture
List of systems examined
28. The sum of all samples divided by the number of samples.
The Requirements
A Sample Mean
A Server Cluster
The first step in a business impact analysis
29. A computation of the variance of sample values from the sample mean. This is a measurement of the spread of values in a sample
Formal waterfall
Sample Standard Deviation
Inherent Risk
IT executives and the Board of Directors
30. The IS auditor should conduct a risk assessment first to determine which areas have highest risk. She should devote more testing resources to those high-risk areas.
A Financial Audit
TCP/IP Network Model
The best approach for identifying high risk areas for an audit
To identify the tasks that are responsible for project delays
31. The probability that a sample selected actually represents the entire population. This is usually expressed as a percentage.
Capability Maturity Model Integration (CMMI)
Confidence coefficient
A Virtual Server
Main types of Controls
32. Used to control connections that are established between systems (1.) TCP (2.) IPC (3.) SIP (Session Initiation Protocol) (4.) RPC (Remote Procedure Call) (5.) NetBIOS
Buffers
OSI Layer 5: Session
BCP Plans
General Controls
33. The memory locations in the CPU where arithmetic values are stored.
Three Types of Controls
Registers
The Requirements
Attribute Sampling
34. (1.) Executive Summary (2.) Framework (3.) Reporting to External Parties (4.) Evaluation Tools
The 4-item focus of a Balanced Scorecard
Volumes of COSO framework
Grid Computing
Sampling Risk
35. A database term - which means that the database will not permit a program (or user) to deleted rows from a table if there are records in other tables whose foreign keys reference the row to be deleted.
Data Link Layer Standards
Sampling Risk
An IS audit
Referential Integrity
36. An audit that is performed in support of an anticipated or active legal proceeding.
The 4-item focus of a Balanced Scorecard
Function Point Analysis
Configuration Management
A Forensic Audit
37. A quantitative risk analysis is __________________ because: It is difficult to get accurate figures on the frequency of specific threats. It is difficult to determine the probability that a threat will be realized. It is relatively easy to determine
Audit Methodologies
The audit program
More difficult to perform
Organizational culture and maturity
38. An organization has chosen to open a business office in another country where labor costs are lower and has hired workers to perform business functions there. - The organization is ___________ - while they may have opened the office in a foreign coun
Insourcing
Stop-or-go Sampling
Application Layer protocols
Control Unit
39. An IS auditor is examining the IT standards document for an organization that was last reviewed two years earlier. The best course of action for the IS auditor is: Report that the ____________________________. Two years is far too long between revie
IT standards are not being reviewed often enough
Service Continuity Management
Inherent Risk
TCP/IP Internet Layer
40. One of a database table's fields - whose value is unique.
Rating Scale for Process Maturity
Disaster Recovery
Database primary key
Background checks performed
41. (1.) Physical (2.) Technical (4.) Administrative
Project change request
The Release process
Three Types of Controls
Organizational culture and maturity
42. The risk that there are material weaknesses in existing business processes and no compensating controls to detect or prevent them
The 5 types of Evidence that the auditor will collect during an audit.
Blade Computer Architecture
OSI Layer 6: Presentation
Inherent Risk
43. Requires that a password be broken into two or more parts - with each part in the possession of a separate person.
Grid Computing
Split custody
Vulnerability in the organization's PBX
A Service Provider audit
44. (1.) Operational (2.) Financial (3.) Integrated (4.) IS (5.) Administrative (6.) Compliance (7.) Forensic (8.) Service Provider
Background checks performed
Application Controls
The Eight Types of Audits
Data Link Layer Standards
45. The purpose of an auditor doing interviews - To observe personnel to better understand their discipline - as well as ______________.
Compliance Testing
Segregation of duties issue in a high value process
Categories of risk treatment
Organizational culture and maturity
46. A dynamically scalable and usually virtualized computing environment that is provided as a service. Clout computing services may be rented or leased so that an organization can have a scalable application without the need for supporting hardware.
Cloud computing
Information security policy
The two Categories of Controls
Control Unit
47. To determine effectiveness of a disaster recovery program - an IT auditor should examine _____________.
Documentation and interview personnel
An Administrative
Assess the maturity of its business processes
A gate process
48. ____________________ of the hot site is most important consideration for site selection. IF they are too close together then a single event may involve both locations
IT Service Management
IT executives and the Board of Directors
Information systems access
Geographic location
49. The process of recording the configuration of IT systems. Each configuration setting is known in ITSM parlance as a Configuration Item.
BCP Plans
Dimensions of the COSO cube
Cloud computing
Configuration Management
50. PERT: shows the ______________ critical path.
Options for Risk Treatment
Employee termination process
Inform the auditee
Current and most up-to-date