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Test your basic knowledge |
CISA: Certified Information Systems Auditor
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Study First
Subjects
:
certifications
,
cisa
,
it-skills
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. Used to translate or transform data from lower layers into formats that the application layer can work with.
Variable Sampling
Control Unit
OSI Layer 6: Presentation
Detection Risk
2. During an audit - the auditor should obtain 6 types of documents - (1.) Org charts (2.) ___________ (3.) third-party contracts (4.) policies and procedures (5.) standards (6.) system documentation
A Financial Audit
Examples of Application Controls
Department Charters
Service Level Management
3. The main hardware component of a computer system - which executes instructions in computer programs.
Statistical Sampling
Service Level Management
The 7 phases and their order in the SDLC
CPU
4. An organization experiences frequent malware infections on end-user workstations that are received through email - despite the tact that workstations have anti-virus software. To reducing malware - Implementing ________________ will provide an effect
Antivirus software on the email servers
ISO 20000 Standard:
Registers
Foreign Key
5. A sampling technique used to study the characteristics of a population to determine how many samples possess a specific characteristic.
Attribute Sampling
Detection Risk
A Service Provider audit
Gantt Chart
6. An audit that is performed in support of an anticipated or active legal proceeding.
The 5 types of Evidence that the auditor will collect during an audit.
Critical Path Methodology
Capability Maturity Model Integration (CMMI)
A Forensic Audit
7. (1.) Monitoring (2.) Control Environment (3.) Risk Assessment and Control (4.) Information and Communication
A Server Cluster
Personnel involved in the requirements phase of a software development project
TCP/IP Network Model
Elements of the COSO pyramid
8. (1.) Developers (2.) Architects (3.) Analysts (4.) Users
Vulnerability in the organization's PBX
Critical Path Methodology
Balanced Scorecard
Personnel involved in the requirements phase of a software development project
9. An organization has chosen to open a business office in another country where labor costs are lower and has hired workers to perform business functions there. - The organization is ___________ - while they may have opened the office in a foreign coun
Insourcing
Three Types of Controls
Application Controls
Overall audit risk
10. An audit of a third-party organization that provides services to other organizations.
Application Controls
Statement of Impact
A Service Provider audit
The Internet Layer in the TCP/IP model
11. One of a database table's fields - whose value is unique.
Database primary key
Department Charters
Release management
Audit logging
12. (1.) Feasibility Study (2.) Definition of Requirements (3.) Design (4.) Development (5.) Testing (6.) Implementation (7.) Post-implementation phase
TCP/IP Transport Layer
Elements of the COSO pyramid
WAN Protocols
SDLC Phases
13. Consists of 11 distinct activities: (1.) Service Desk (2.) Incident Management (3.) Problem Management (4.) Change Management (5.) Configuration Management (6.) Release Management (7.) Service-level Management (8.) Financial Management (9.) Capacity
Database primary key
IT Service Management
Insourcing
The audit program
14. The first major task in a disaster recovery or business continuity planning project.
Transport Layer Protocols
Business impact analysis
Main types of Controls
Prblem Management
15. A collection of two or more servers that is designed to appear as a single server.
Cloud computing
Capability Maturity Model Integration (CMMI)
Server cluster
Incident Management
16. (1.) LAN protocols (2.) 80 (2.) 11 MAC/LLC (WiFi) (3.) Common Carrier packet networks (4.) ARP (5.) PPP and SLIP (6.) Tunneling - PPTP - L2TP
Dimensions of the COSO cube
The first step in a business impact analysis
Data Link Layer Standards
Audit logging
17. An IS auditor has discovered a high-risk exception during control testing. The best course of action for the IS auditor to take - The IS auditor should immediately ________________ when any high-risk situation is discovered.
The appropriate role of an IS auditor in a control self-assessment
Sampling Risk
Inform the auditee
TCP/IP Internet Layer
18. The party that performs strategic planning - addresses near-term and long-term requirements aligning business objectives - and technology strategies.
List of systems examined
The Steering Committee
Buffers
Sampling Risk
19. A database term - which means that the database will not permit a program (or user) to deleted rows from a table if there are records in other tables whose foreign keys reference the row to be deleted.
OSI: Physical Layer
Segregation of duties issue in a high value process
Referential Integrity
The best approach for identifying high risk areas for an audit
20. An organization that has experienced a sudden increase in its long-distance charges has asked an auditor to investigate. The auditor is most likely to suspect that intruders have discovered a ______________________and is committing toll fraud.
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21. A sampling technique where items are chosen at random; each item has a statistically equal probability of being chosen.
Security Awareness program
Resource details
Statistical Sampling
Elements of the COBIT Framework
22. A programmer is updating an application that saves passwords in plaintext. In this case - Passwords should be stored in a _____. This makes it impossible for any person to retrieve a password - which could lead to account compromise.
A Service Provider audit
Tolerable Error Rate
Hash
The Eight Types of Audits
23. The inventory of all in-scope business processes and systems
Information security policy
The first step in a business impact analysis
Elements of the COSO pyramid
Employees with excessive privileges
24. A software developer has informed the project manager that a portion of the application development is going to take five additional days to complete. The project manager make a __________________ to document the reason for the change.
Project change request
TCP/IP Internet Layer
Formal waterfall
Capability Maturity Model
25. A four-step quality control process known as PDSA - or PDCA. Steps: (1.) Plan (2.) Do (3.) Study (4.) Act
Business Continuity
Structural fires and transportation accidents
BCP Plans
Deming Cycle
26. The result of strategic planning - process development - and systems development - which all contribute towards a launch of business operations to reach a set of business objectives.
Service Level Management
Judgmental sampling
The appropriate role of an IS auditor in a control self-assessment
Business Realization
27. (1.) Objectives (2.) Components (3.) Business Units / Areas
Department Charters
Dimensions of the COSO cube
Stratified Sampling
Information security policy
28. An external IS auditor has discovered a _______________________ - The external auditor can only document the finding in the audit report. An external auditor is not in a position to implement controls.
Segregation of duties issue in a high value process
Service Level Management
ITIL definition of PROBLEM
A Virtual Server
29. To communication security policies - procedures - and other security-related information to an organization's employees.
The appropriate role of an IS auditor in a control self-assessment
Security Awareness program
The Steering Committee
OSI Layer 6: Presentation
30. An auditor is examining a key management process and has found that the IT department is not following its split-custody procedure. As a result - Someone may be in possession of the _________________.
Power system controls
A Financial Audit
Structural fires and transportation accidents
Entire password for an encryption key
31. A quantitative risk analysis is __________________ because: It is difficult to get accurate figures on the frequency of specific threats. It is difficult to determine the probability that a threat will be realized. It is relatively easy to determine
Judgmental sampling
Sampling Risk
More difficult to perform
Input validation checking
32. (1.) Access controls (2.) Encryption (3.) Audit logging
The Software Program Library
Antivirus software on the email servers
Control Risk
Primary security features of relational databases
33. The maximum period of downtime for a process or application
Business Continuity
Service Level Management
Current and most up-to-date
Recovery time objective
34. Change Management includes a _____________ of six steps: (1.) Proposal or Request (2.) Review (3.) Approval (4.) Implementation (5.) Verification (6.) Post-change Review
OSI: Data Link Layer
Service Continuity Management
Documentation and interview personnel
Formal waterfall
35. During the development phase - Developers should only be performing Unit Testing - to verify that the individual sections of code they have written are performing properly.
Incident Management
Structural fires and transportation accidents
The typical Configuration Items in Configuration Management
Testing activities
36. Any event which is not part of the standard operation of service and which causes or may cause an interruption to or reduction in quality of that service. Includes THREE incident types: (1.) Service Outage (2.) Service Slowdown (3.) Software Bug
Hash
Incident Management
Categories of risk treatment
Sampling Risk
37. Should include 4 steps: (1.) Emergency Approval (2.) Implementation (3.) Verification (4.) Review
PERT Diagram?
Risk Management
Emergency Changes
Grid Computing
38. To ensure that input values are within established ranges - of the correct character types - and free of harmful contents.
Input validation checking
Statistical Sampling
Business impact analysis
More difficult to perform
39. The means by which management establishes and measures processes by which organizational objectives are achieved
Change management
Elements of the COSO pyramid
Annualized Loss Expectance (ALE)
Controls
40. (1.) Access Control (2.) Change Management (3.) Security Controls (4.) Incident Management (5.) SDLC (6.) Source code and versioning controls (7.) Monitoring and logging (8.) Event Management
Examples of IT General Controls
Statistical Sampling
The Eight Types of Audits
Attribute Sampling
41. Used to estimate the effort required to develop a software program.
A Forensic Audit
Change management
Function Point Analysis
BCP Plans
42. Consists of two main packet transport protocols: TCP and UDP.
ITIL definition of PROBLEM
Power system controls
Network Layer Protocols
TCP/IP Transport Layer
43. A sampling technique where at least one exception is sought in a population
Discovery Sampling
Service Level Management
The Requirements
Information security policy
44. Outsourcing is an opportunity for the organization to focus on core competencies. When an organization oursources a business function - it no longer needs to be concerned about training employees in that function. Outsources does not always reduce co
Advantages of outsourcing
Structural fires and transportation accidents
OSI Layer 6: Presentation
Transport Layer Protocols
45. A dynamically scalable and usually virtualized computing environment that is provided as a service. Clout computing services may be rented or leased so that an organization can have a scalable application without the need for supporting hardware.
(1.) Man-made (2.) Natural
IT Strategy
Audit Methodologies
Cloud computing
46. The IS auditor should act as a SME in the control self-assessment - but should not play a major role in the process.
Segregation of duties issue in a high value process
Service Level Management
Stay current with technology
The appropriate role of an IS auditor in a control self-assessment
47. ____________________ of the hot site is most important consideration for site selection. IF they are too close together then a single event may involve both locations
Geographic location
Input validation checking
Information systems access
Expected Error Rate
48. Risk Mitigation Risk Avoidance Risk Transfer Risk Acceptance
Options for Risk Treatment
A Sample Mean
Transport Layer Protocols
The 5 types of Evidence that the auditor will collect during an audit.
49. Focuses on: post-event recovery and restoration of services
Business impact analysis
A Problem
Disaster Recovery
An Administrative
50. (1.) Statistical (2.) Judgmental (3.) Attribute (4.) Variable (5.) Stop-or-Go (6.) Discovery (7.) Stratified
Types of sampling an auditor can perform.
Rating Scale for Process Maturity
Current and most up-to-date
Database primary key