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Test your basic knowledge |
CSM Financial Management
Start Test
Study First
Subjects
:
certifications
,
csm
,
business-skills
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. A marketable U.S. government debt security with a fixed interest rate and a maturity between one and 10 years
Advantages of mutual funds
Blue chip
Your role in the investment process
Treasury notes
2. A market that exists between companies and financial institutions that is used to raise equity capital for the companies
Provisions for repayment
Long term techniques
Short term techniques
Equity capital
3. Aggressive growth funds - equity income funds - global stock funds - growth stock funds - index funds - international funds - large cap funds - mid cap funds - small cap funds - regional funds - sector funds - socially responsible funds
Convertible preferred stock
Aggressive risk
Financial check up
Stock funds
4. Interest income: -paid semiannually on most bonds registered bonds - bearer bonds - zero coupon bonds - dollar appreciation of bond value - bond repayment at maturity: -bond laddering
Diversification
Investment Goals
Conservative risk
Why investors purchase corporate bonds
5. Close ended funds (2%): shares are traded limited and must purchase from another investor -exchange trade funds (6%): tied to a specfic index - open end funds (92%): shares issued and redeemed by the company at net asset value (NAV)
Characteristics of a mutual fund
Market risk systematic
Aggressive risk
Bond laddering
6. An investment vehicle that is made up of a pool of funds collected from many investors for the purpose of investing in securities such as stocks and bonds
Short term techniques
Mutual fund
Speculative investment
Disadvantages of stocks
7. Cash dividends - price appearance - hedge against inflation - low minimum investment - limited liability - liquidity
Investment Goals
Other funds
Provisions for repayment
Advantages of stocks
8. Direct: primary and secondary residences - commercial property - undeveloped land - foreclosures - Indirect: real estate syndicates - limited partnerships - real estate investment trusts - mortgages - participation certificates
Classification of real estate investments
Conservative risk
Why investors purchase common stock
Moderate risk
9. A stock that provides a constant dividend and stable earnings regardless of the state of the overall stock market
Risk return trade-off
Equity capital
Bond funds
Defensive stock
10. To raise money for start up - on going activities or expansion - no repayment required - dividends are not mandatory - they lose some control of the company through voting rights
Why corp issue common stock
Mutual fund
Conservative risk
Disadvantages of stocks
11. 1. What will you use money for 2. how much will you need 3. how long will it take 4. are there obstacles 5. will you make sacrifices 6. what if you don't reach the goal
Market risk systematic
Defensive stock
Investment Goals
Treasury bonds
12. A portfolio management strategy and model for investing in fixed income that involves purchasing multiple bonds - each with different maturity dates
Interest rate risk
Why investors purchase mutual funds
Stock funds
Bond laddering
13. Corporate earnings - earnings per share - price earnings rato (PE) - dividend payout - dividend yield - total return - beta - market to book ratio
Numerical measures for stocks
Short term techniques
Bond funds
Government bond
14. A nationally recognized - well-established and financially sound company
Blue chip
Other funds
Why investors purchase mutual funds
Stock funds
15. The risk that an investments value will change due to the change due to the change in the absolute level of interest rates
Iinvestors choose precious metals
Advantages of bonds
Interest rate risk
Advantages of real estate
16. Pay yourself and make investing automatic - save extra funds like gifts - partcipate in your employeers retirement plan - make installment payments to yourself - break a habit - get a part-time job
Treasury bonds
Obtaining money to inves
Long term techniques
Financial check up
17. Medium amount of risk is involved
Treasury bills
Moderate risk
Cumulative stock
Obtaining money to inves
18. Debenture bond - mortage bond - subordinated debenture bond - convertible bond - high yield bond
Types of bonds
Global investment risk
Characteristics of corporate bonds
Classification of real estate investments
19. Online research about listed companies
Defensive stock
Features of real estate
Google Fimamce
Global investment risk
20. High interest rate than savings account - safe return of principles - less volatile than stocks - regular income - diversification of portfolio - low purchase price - ease of management - municipal bonds are tax free
Advantages of bonds
Characteristics of corporate bonds
Why corp issue common stock
Convertible preferred stock
21. An order to buy or sell a security when it's price surpasses a certain point
Defensive stock
Characteristics of corporate bonds
Global investment risk
Stop order
22. Call feature - sinking fund - serial redemption
Your role in the investment process
Provisions for repayment
Features of real estate
Advantages of real estate
23. Shares in a company whose earnings are expected to grow at an above average rate relative to the market
Disadvantage of real estate
Market order
Advantages of bonds
Growth stock
24. A debt security issued by a corporation and sold to investors - higher risk higher risk and government bond
Google Fimamce
Global investment risk
Corporate bond
Government bond
25. Evaluate potential investments - seek assistance if needed - monitor the value of investments - keep accurate and current records - consider tax consequences of selling
Corporate bond
Your role in the investment process
Google Fimamce
Long term techniques
26. Stocks buy& hold - dollar cost averaging - direct investment and DRIPS
Primary markets
Long term techniques
Stop order
Disadvantages of stocks
27. Preferred stock that includes an option for the holder to convert the preferred shares into a fixed number of common shares after a predetermined date
Global investment risk
Disadvantage of real estate
Convertible preferred stock
Iinvestors choose precious metals
28. Combines funds of investors and invests those monies in a diversified portfolio of securities issued by corporations or governments that meet the fund objective
Treasury notes
Blue chip
Government bond
Why investors purchase mutual funds
29. Primary residence: you hold legal title - place to live - mortage interest is tax deductible - usually an inflation hedge - beware of housing bubbles
Income stock
Treasury notes
Features of real estate
Defensive stock
30. Income from dividends - potential stock split - appreciation of stock value
Secondary markets
Treasury bills
Asset allocation
Why investors purchase common stock
31. An order placed with a brokerage to buy or sell a set number of shares at a specific price or better
Equity capital
Income stock
Short term techniques
Limit order
32. An equity security that pays regular often steadily increases dividends and offers a high yield that may generate the majority of overall returns
Stop order
Defensive stock
Asset allocation
Income stock
33. Asset allocation funds - balanced funds - value funds - money market funds - life cycle funds - funds of funds
Other funds
Growth stock
Why investors purchase corporate bonds
Income stock
34. Investing stock in a company and having the risk that it will shut down
Investment Goals
Business failure risk
Disadvantages of stocks
Cumulative stock
35. A lot of risk is involved
Global investment risk
Long term techniques
Treasury bonds
Aggressive risk
36. Balance your budget including an account for investments - pay off credit cards - start an emergency fund - have access to other cash for emergencies
Cumulative stock
Characteristics of corporate bonds
Characteristics of a mutual fund
Financial check up
37. The uncertainty over the future real value (after inflation) of your investment
Market order
Disadvantages of stocks
Aggressive risk
Inflation risk
38. A marketable fixed interest U.S. government debt security with a maturity of more than 10 years
Treasury bonds
Interest rate risk
Your role in the investment process
Treasury bills
39. A risk management technique that mixes a wide variety of invests within a portfolio
Market order
Income stock
Moderate risk
Diversification
40. Not much risk is involved
Conservative risk
Short term techniques
Disadvantage of real estate
Convertible preferred stock
41. A short term debt obligation backed by the U.S. government with a maternity of less than one year
Treasury bills
Asset allocation
Aggressive risk
Advantages of bonds
42. Written promise to pay with legal conditions (indenture) - face value - maturity date - interest rate=coupon rate - trustee
Types of bonds
Numerical measures for stocks
Inflation risk
Characteristics of corporate bonds
43. An order that an investor makes through a broker or brokerage service to buy or sell an investment immediately at the best available current price
Market order
Business failure risk
Iinvestors choose precious metals
Limit order
44. Initial public offerings - investment banks
Primary markets
Disadvantage of real estate
Investment Goals
Treasury bills
45. Interest rate risk - face value volatility - no hedge against inflation - principal does not appreciate - difficult to compound
Disadvantages of bonds
Defensive stock
Mutual fund
Business failure risk
46. The degree to which an asset or security can be bought or sold in the market without affecting the asset's price
Limit order
Treasury bills
Liquidity
Risk return trade-off
47. Diversification - affordability - professional management - liquidity - low transaction costs - no disadvantages
Secondary markets
Advantages of bonds
Features of real estate
Advantages of mutual funds
48. A stock that rises quickly when economic growth is strong and falls rapidly when growth is slowing down
Conservative risk
Risk return trade-off
Types of bonds
Cyclical stock
49. By make a risky investment you can be returned with a lot of money or losing some
Other funds
Risk return trade-off
Bond funds
Treasury notes
50. Fundamental analysis - technical analysis - efficient market theory
Investment theories
Advantages of bonds
Market risk systematic
Treasury bonds