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CSM Financial Management
Start Test
Study First
Subjects
:
certifications
,
csm
,
business-skills
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. Corporate earnings - earnings per share - price earnings rato (PE) - dividend payout - dividend yield - total return - beta - market to book ratio
Numerical measures for stocks
Disadvantages of stocks
Bond funds
Why corp issue common stock
2. An order placed with a brokerage to buy or sell a set number of shares at a specific price or better
Blue chip
Convertible preferred stock
Limit order
Obtaining money to inves
3. High interest rate than savings account - safe return of principles - less volatile than stocks - regular income - diversification of portfolio - low purchase price - ease of management - municipal bonds are tax free
Advantages of stocks
Advantages of bonds
Risk return trade-off
Equity capital
4. Direct: primary and secondary residences - commercial property - undeveloped land - foreclosures - Indirect: real estate syndicates - limited partnerships - real estate investment trusts - mortgages - participation certificates
Classification of real estate investments
Blue chip
Other funds
Your role in the investment process
5. To raise money for start up - on going activities or expansion - no repayment required - dividends are not mandatory - they lose some control of the company through voting rights
Why corp issue common stock
Provisions for repayment
Convertible preferred stock
Investment theories
6. A nationally recognized - well-established and financially sound company
Blue chip
Market risk systematic
Why investors purchase corporate bonds
Short term techniques
7. Interest income: -paid semiannually on most bonds registered bonds - bearer bonds - zero coupon bonds - dollar appreciation of bond value - bond repayment at maturity: -bond laddering
Your role in the investment process
Disadvantages of bonds
Why investors purchase corporate bonds
Diversification
8. 1. What will you use money for 2. how much will you need 3. how long will it take 4. are there obstacles 5. will you make sacrifices 6. what if you don't reach the goal
Types of bonds
Google Fimamce
Mutual fund
Investment Goals
9. Online research about listed companies
Provisions for repayment
Google Fimamce
Treasury bills
Moderate risk
10. An investment vehicle that is made up of a pool of funds collected from many investors for the purpose of investing in securities such as stocks and bonds
Financial check up
Mutual fund
Provisions for repayment
Your role in the investment process
11. The uncertainty over the future real value (after inflation) of your investment
Classification of real estate investments
Inflation risk
Moderate risk
Why investors purchase corporate bonds
12. Close ended funds (2%): shares are traded limited and must purchase from another investor -exchange trade funds (6%): tied to a specfic index - open end funds (92%): shares issued and redeemed by the company at net asset value (NAV)
Market risk systematic
Characteristics of a mutual fund
Bond laddering
Long term techniques
13. Shares in a company whose earnings are expected to grow at an above average rate relative to the market
Speculative investment
Cyclical stock
Growth stock
Advantages of real estate
14. Not much risk is involved
Conservative risk
Bond laddering
Why investors purchase common stock
Long term techniques
15. Stocks buy& hold - dollar cost averaging - direct investment and DRIPS
Your role in the investment process
Interest rate risk
Long term techniques
Primary markets
16. A marketable fixed interest U.S. government debt security with a maturity of more than 10 years
Inflation risk
Treasury bonds
Liquidity
Why investors purchase common stock
17. Stocks Day trading - margin buying - selling short - option trading
Market risk systematic
Google Fimamce
Short term techniques
Cyclical stock
18. Income from dividends - potential stock split - appreciation of stock value
Characteristics of corporate bonds
Why investors purchase common stock
Financial check up
Advantages of stocks
19. Written promise to pay with legal conditions (indenture) - face value - maturity date - interest rate=coupon rate - trustee
Stop order
Growth stock
Bond funds
Characteristics of corporate bonds
20. Call feature - sinking fund - serial redemption
Long term techniques
Provisions for repayment
Risk return trade-off
Why investors purchase common stock
21. The degree to which an asset or security can be bought or sold in the market without affecting the asset's price
Liquidity
Treasury notes
Growth stock
Iinvestors choose precious metals
22. A type of preferred stock with a provision that stipulates that if any dividends have been omitted in the past they must be paid out to preferred stockholders before common shareholders can receive dividends
Cumulative stock
Why investors purchase corporate bonds
Characteristics of a mutual fund
Advantages of mutual funds
23. Initial public offerings - investment banks
Primary markets
Advantages of stocks
Cyclical stock
Characteristics of a mutual fund
24. A debt security issued by a corporation and sold to investors - higher risk higher risk and government bond
Diversification
Stop order
Your role in the investment process
Corporate bond
25. Securities exchanges - over the counter market
Other funds
Secondary markets
Google Fimamce
Inflation risk
26. Possible hedge against inflation - easy purchase on indirect ownership - limited financial responsibility for indirect ownership - financial leverage - positive cash flow - no management concerns on indirect ownership
Investment theories
Aggressive risk
Blue chip
Advantages of real estate
27. By make a risky investment you can be returned with a lot of money or losing some
Stock funds
Advantages of bonds
Risk return trade-off
Why corp issue common stock
28. A stock that provides a constant dividend and stable earnings regardless of the state of the overall stock market
Defensive stock
Business failure risk
Features of real estate
Other funds
29. Aggressive growth funds - equity income funds - global stock funds - growth stock funds - index funds - international funds - large cap funds - mid cap funds - small cap funds - regional funds - sector funds - socially responsible funds
Secondary markets
Stock funds
Treasury bonds
Limit order
30. Illiquidity - declining property values - lack of diversification - long depreciation period - management problems - syndicate investment is not a tax shelter
Disadvantage of real estate
Cumulative stock
Interest rate risk
Limit order
31. High yield funds ( junk bonds) - long term corporate - long term U.S. - intermediate corporate - intermediate U.S. - short term corporate - short term U.S. - municipal bonds - world bond funds
Disadvantages of bonds
Blue chip
Bond funds
Google Fimamce
32. The process of selecting investments with a higher risk in order to profit from an anticipated price movement
Characteristics of corporate bonds
Moderate risk
Classification of real estate investments
Speculative investment
33. Fundamental analysis - technical analysis - efficient market theory
Convertible preferred stock
Stock funds
Interest rate risk
Investment theories
34. Primary residence: you hold legal title - place to live - mortage interest is tax deductible - usually an inflation hedge - beware of housing bubbles
Investment theories
Features of real estate
Speculative investment
Asset allocation
35. Interest rate risk - face value volatility - no hedge against inflation - principal does not appreciate - difficult to compound
Disadvantages of bonds
Market order
Blue chip
Stop order
36. Combines funds of investors and invests those monies in a diversified portfolio of securities issued by corporations or governments that meet the fund objective
Disadvantages of bonds
Secondary markets
Convertible preferred stock
Why investors purchase mutual funds
37. A marketable U.S. government debt security with a fixed interest rate and a maturity between one and 10 years
Treasury notes
Asset allocation
Bond laddering
Advantages of bonds
38. A portfolio management strategy and model for investing in fixed income that involves purchasing multiple bonds - each with different maturity dates
Corporate bond
Other funds
Growth stock
Bond laddering
39. Diversification - affordability - professional management - liquidity - low transaction costs - no disadvantages
Convertible preferred stock
Advantages of stocks
Advantages of mutual funds
Cumulative stock
40. A short term debt obligation backed by the U.S. government with a maternity of less than one year
Google Fimamce
Iinvestors choose precious metals
Treasury bills
Speculative investment
41. The risk inherent to the entire market or entire market segment unsystematic: company or industry specific risk that is inherent in each investment
Market risk systematic
Obtaining money to inves
Characteristics of a mutual fund
Blue chip
42. Investing in something that could have a risk of a world wide issue
Limit order
Global investment risk
Equity capital
Advantages of mutual funds
43. An order to buy or sell a security when it's price surpasses a certain point
Financial check up
Treasury bonds
Stock funds
Stop order
44. Balance your budget including an account for investments - pay off credit cards - start an emergency fund - have access to other cash for emergencies
Financial check up
Advantages of real estate
Characteristics of corporate bonds
Cyclical stock
45. Evaluate potential investments - seek assistance if needed - monitor the value of investments - keep accurate and current records - consider tax consequences of selling
Interest rate risk
Your role in the investment process
Moderate risk
Investment Goals
46. Medium amount of risk is involved
Convertible preferred stock
Moderate risk
Types of bonds
Mutual fund
47. Cash dividends - price appearance - hedge against inflation - low minimum investment - limited liability - liquidity
Why investors purchase common stock
Interest rate risk
Advantages of stocks
Aggressive risk
48. An investment strategy that aims to balance risk and reward by apportioning a portfolio's assets according to an individual's goal
Asset allocation
Treasury bonds
Stop order
Bond funds
49. Preferred stock that includes an option for the holder to convert the preferred shares into a fixed number of common shares after a predetermined date
Inflation risk
Google Fimamce
Characteristics of corporate bonds
Convertible preferred stock
50. An order that an investor makes through a broker or brokerage service to buy or sell an investment immediately at the best available current price
Liquidity
Aggressive risk
Inflation risk
Market order