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Test your basic knowledge |
CSM Financial Management
Start Test
Study First
Subjects
:
certifications
,
csm
,
business-skills
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. Income from dividends - potential stock split - appreciation of stock value
Investment Goals
Types of bonds
Convertible preferred stock
Why investors purchase common stock
2. Not much risk is involved
Advantages of real estate
Why investors purchase mutual funds
Conservative risk
Liquidity
3. Asset allocation funds - balanced funds - value funds - money market funds - life cycle funds - funds of funds
Other funds
Risk return trade-off
Cyclical stock
Primary markets
4. Primary residence: you hold legal title - place to live - mortage interest is tax deductible - usually an inflation hedge - beware of housing bubbles
Your role in the investment process
Disadvantages of stocks
Bond funds
Features of real estate
5. Direct: primary and secondary residences - commercial property - undeveloped land - foreclosures - Indirect: real estate syndicates - limited partnerships - real estate investment trusts - mortgages - participation certificates
Iinvestors choose precious metals
Why investors purchase common stock
Classification of real estate investments
Financial check up
6. An order that an investor makes through a broker or brokerage service to buy or sell an investment immediately at the best available current price
Cyclical stock
Numerical measures for stocks
Market order
Advantages of bonds
7. Hedge against inflation - safe haven during political or economic upheavals - need a storage place - can be risky-not easy to turn to cash - difficult to appraise
Iinvestors choose precious metals
Financial check up
Convertible preferred stock
Investment Goals
8. An investment vehicle that is made up of a pool of funds collected from many investors for the purpose of investing in securities such as stocks and bonds
Why investors purchase mutual funds
Mutual fund
Google Fimamce
Short term techniques
9. The risk inherent to the entire market or entire market segment unsystematic: company or industry specific risk that is inherent in each investment
Investment Goals
Advantages of bonds
Market risk systematic
Disadvantages of bonds
10. Close ended funds (2%): shares are traded limited and must purchase from another investor -exchange trade funds (6%): tied to a specfic index - open end funds (92%): shares issued and redeemed by the company at net asset value (NAV)
Characteristics of a mutual fund
Financial check up
Mutual fund
Advantages of stocks
11. Investing in something that could have a risk of a world wide issue
Why corp issue common stock
Global investment risk
Types of bonds
Disadvantage of real estate
12. To raise money for start up - on going activities or expansion - no repayment required - dividends are not mandatory - they lose some control of the company through voting rights
Disadvantage of real estate
Bond laddering
Cyclical stock
Why corp issue common stock
13. Fundamental analysis - technical analysis - efficient market theory
Investment theories
Disadvantages of bonds
Market risk systematic
Secondary markets
14. Investing stock in a company and having the risk that it will shut down
Google Fimamce
Treasury bonds
Business failure risk
Market risk systematic
15. Possible hedge against inflation - easy purchase on indirect ownership - limited financial responsibility for indirect ownership - financial leverage - positive cash flow - no management concerns on indirect ownership
Characteristics of corporate bonds
Mutual fund
Moderate risk
Advantages of real estate
16. An equity security that pays regular often steadily increases dividends and offers a high yield that may generate the majority of overall returns
Types of bonds
Advantages of bonds
Blue chip
Income stock
17. A short term debt obligation backed by the U.S. government with a maternity of less than one year
Government bond
Moderate risk
Treasury bills
Defensive stock
18. Combines funds of investors and invests those monies in a diversified portfolio of securities issued by corporations or governments that meet the fund objective
Limit order
Advantages of real estate
Why investors purchase mutual funds
Inflation risk
19. A debt security issued by a corporation and sold to investors - higher risk higher risk and government bond
Treasury notes
Corporate bond
Primary markets
Asset allocation
20. An investment strategy that aims to balance risk and reward by apportioning a portfolio's assets according to an individual's goal
Advantages of bonds
Stock funds
Diversification
Asset allocation
21. Balance your budget including an account for investments - pay off credit cards - start an emergency fund - have access to other cash for emergencies
Market risk systematic
Financial check up
Cyclical stock
Iinvestors choose precious metals
22. A risk management technique that mixes a wide variety of invests within a portfolio
Market order
Diversification
Why investors purchase common stock
Global investment risk
23. Debenture bond - mortage bond - subordinated debenture bond - convertible bond - high yield bond
Investment theories
Types of bonds
Short term techniques
Disadvantages of stocks
24. Medium amount of risk is involved
Cumulative stock
Government bond
Moderate risk
Risk return trade-off
25. A lot of risk is involved
Moderate risk
Growth stock
Bond laddering
Aggressive risk
26. The degree to which an asset or security can be bought or sold in the market without affecting the asset's price
Defensive stock
Cyclical stock
Treasury bonds
Liquidity
27. An order to buy or sell a security when it's price surpasses a certain point
Stop order
Corporate bond
Financial check up
Short term techniques
28. A debt security issued by a government spending most often issued in the country's domestic currency
Conservative risk
Iinvestors choose precious metals
Government bond
Bond laddering
29. A portfolio management strategy and model for investing in fixed income that involves purchasing multiple bonds - each with different maturity dates
Features of real estate
Bond laddering
Equity capital
Bond funds
30. Corporate earnings - earnings per share - price earnings rato (PE) - dividend payout - dividend yield - total return - beta - market to book ratio
Advantages of real estate
Long term techniques
Numerical measures for stocks
Investment Goals
31. The process of selecting investments with a higher risk in order to profit from an anticipated price movement
Defensive stock
Speculative investment
Characteristics of corporate bonds
Income stock
32. Diversification - affordability - professional management - liquidity - low transaction costs - no disadvantages
Advantages of mutual funds
Long term techniques
Disadvantages of stocks
Short term techniques
33. A marketable U.S. government debt security with a fixed interest rate and a maturity between one and 10 years
Income stock
Risk return trade-off
Treasury notes
Market risk systematic
34. Call feature - sinking fund - serial redemption
Provisions for repayment
Characteristics of corporate bonds
Financial check up
Convertible preferred stock
35. A nationally recognized - well-established and financially sound company
Blue chip
Moderate risk
Aggressive risk
Conservative risk
36. Illiquidity - declining property values - lack of diversification - long depreciation period - management problems - syndicate investment is not a tax shelter
Limit order
Types of bonds
Disadvantage of real estate
Other funds
37. The uncertainty over the future real value (after inflation) of your investment
Inflation risk
Asset allocation
Liquidity
Financial check up
38. Preferred stock that includes an option for the holder to convert the preferred shares into a fixed number of common shares after a predetermined date
Conservative risk
Bond laddering
Convertible preferred stock
Advantages of real estate
39. Stocks buy& hold - dollar cost averaging - direct investment and DRIPS
Long term techniques
Advantages of stocks
Global investment risk
Why investors purchase common stock
40. The risk that an investments value will change due to the change due to the change in the absolute level of interest rates
Characteristics of corporate bonds
Iinvestors choose precious metals
Interest rate risk
Growth stock
41. Interest income: -paid semiannually on most bonds registered bonds - bearer bonds - zero coupon bonds - dollar appreciation of bond value - bond repayment at maturity: -bond laddering
Disadvantage of real estate
Defensive stock
Why investors purchase corporate bonds
Provisions for repayment
42. Online research about listed companies
Aggressive risk
Corporate bond
Investment theories
Google Fimamce
43. Securities exchanges - over the counter market
Disadvantages of stocks
Diversification
Secondary markets
Short term techniques
44. Initial public offerings - investment banks
Other funds
Why investors purchase mutual funds
Stop order
Primary markets
45. High yield funds ( junk bonds) - long term corporate - long term U.S. - intermediate corporate - intermediate U.S. - short term corporate - short term U.S. - municipal bonds - world bond funds
Bond laddering
Conservative risk
Bond funds
Primary markets
46. A market that exists between companies and financial institutions that is used to raise equity capital for the companies
Equity capital
Investment theories
Features of real estate
Disadvantages of bonds
47. Stocks Day trading - margin buying - selling short - option trading
Disadvantages of stocks
Obtaining money to inves
Short term techniques
Mutual fund
48. By make a risky investment you can be returned with a lot of money or losing some
Risk return trade-off
Advantages of mutual funds
Business failure risk
Types of bonds
49. An order placed with a brokerage to buy or sell a set number of shares at a specific price or better
Limit order
Advantages of real estate
Advantages of mutual funds
Iinvestors choose precious metals
50. A type of preferred stock with a provision that stipulates that if any dividends have been omitted in the past they must be paid out to preferred stockholders before common shareholders can receive dividends
Cumulative stock
Iinvestors choose precious metals
Interest rate risk
Provisions for repayment