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Test your basic knowledge |
CFA Level2 Vocab
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Subjects
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certifications
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cfa
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
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Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. Accounting in which some income items are reported as part of stockholders' equity rather than as gains and losses on the income statement; certain items of comprehensive income bypass the income statement and appear as direct adjustments to sharehol
Accounting estimates
Dirty surplus accounting
Double declining balance depreciation
Cyclical businesses
2. The owners' remaining claim on the company's assets after the liabilities are deducted.
Cheapest to deliver
Residual claim
Joint venture
Standard deviation
3. The elimination or phasing out of reg-ulations on economic activity.
Economic exposure
Trade receivables (commercial receivables or accounts receivable)
Deregulation
Voluntary export restraint
4. The Eurodollar rate at which London banks lend dollars to other London banks; considered to be the best representative rate on a dollar borrowed by a private - high-quality borrower.
Mesokurtic
London Interbank Offer Rate (LIBOR)
Growth accounting
Liquidity ratios
5. A weighted average of the after-tax required rates of return on a company's common stock - preferred stock - and long-term debt - where the weights are the fraction of each source of financing in the company's target capital structure.
Mean-variance analysis
Forward P/E (also leading P/E or prospective P/E)
Weighted-average cost of capital (WACC)
Weighted mean
6. PIE The price-to-earnings ratio that is fair - warranted - or justified on the basis of forecasted fundamentals.
Historical simulation (or back simulation)
Justified (fundamental)
Vested benefit obligation
Cost of capital
7. An option contract that can be exercised at any time until its expiration date.
American option
Working capital management
Macroeconomic factor
Net realizable value
8. Managers who hold portfolios that differ from their benchmark port-folio in an attempt to produce positive risk-adjusted returns.
Active investment managers
Serially correlated
Subjective probability
Random number generator
9. The theory that managers take into account how their actions might be inter-preted by outsiders and thus order their prefer-ences for various forms of corporate financing. Forms of financing that are least visible to out-siders (e.g. - internally gen
Delivery
Mature phase
Lemons problem
Pecking order theory
10. A function with non-negative values such that probability can be described by areas under the curve graphing the function.
General Agreement on Tariffs and Trade
Installment method (installment-sales method)
Semideviation
Probability density function
11. Heteroskedasticity in the error variance that is correlated with the values of the independent variable(s) in the regression.
Conditional heteroskedasticity
Compiled f'mancial statements
Net operating cycle
Historical simulation (or back simulation)
12. A model of stock val-uation that views a stock's intrinsic value as the present value of expected future free cash flows to equity.
Free cash flow to equity model
Finance lease (capital lease)
Equity forward
Debt covenants
13. The value of the middle item of a set of items that has been sorted into ascending or descending order; the 50th percentile.
Factor risk premium (or factor price)
Median
Double-entry accounting
Independent projects
14. Approach to translating for-eign currency financial statements for consolida-tion in which all assets and liabilities are translated at the current exchange rate. The cur-rent rate method is the prevalent method of translation.
Current rate method
Conglomerate merger
Active specific risk or asset selection risk
Minority passive investments (passive investments)
15. Uncorrelated; at a right angle.
Initial margin requirement
Money market yield (or CD equivalent yield
Income tax payable
Orthogonal
16. A portfolio with sensitivity of 1to the factor in question and a sensitivity of 0 to allother factors.
Pure factor portfolio
Current rate method
Internal rate of return (IRR)
Going-concern assumption
17. An unlimited funds environment assumes that the company can raise the funds it wants for all profitable projects simply by paying the required rate of return.
Operating profit (operating income)
Accelerated methods of depreciation
Corporate governance
Unlimited funds
18. The owners of a joint venture. Each is active in the management and shares control of the joint venture.
Trust receipt arrangement
Synthetic call
Risk-neutral valuation
Venturers
19. The number of indepen-dent observations used.
Contingent consideration
Combination
Degrees of freedom (df)
Deregulation
20. An extra return that compen-sates investors for the possibility that the borrower will fail to make a promised payment at the con-tracted time and in the contracted amount.
Default risk premium
Accumulated benefit obligation
Operating breakeven
Taxable temporary differences
21. The restatement of financial statement items using a common denominator or reference item that allows one to identify trends and major differences; an example is an income statement in which all items are expressed as a percent of revenue.
Aging schedule
Common-size analysis
Portfolio selection/composition problem
Offsetting
22. When a company is acquired and the purchase price is less than the fai r value of the net assets. The current treatment of the excess of fair value over the purchase price is diffe re t under IFRS and U.S. CAAP. The excess is never accounted for as n
Bargain purchase
Standardizing
Her rmdahl-
Unbilled revenue (accrued revenue)
23. An annualized return that accounts for the effect of interest on interest; EAY is computed by compounding 1 plus the holding period yield forward to one year - then subtracting 1.
Receivables turnover
Effective annual yield (EAY)
Residual loss
Cash flow additivity principle
24. PIE PI Es based on normalized EPS data.
Fiduciary call
Discount for lack of marketability
Normalized
Before-tax cash flow
25. A measure of disper-sion relating to a population in the same unit of measurement as the observations - calculated as the positive square root of the population variance.
Robust
Deliveryoption
Population standard deviation
Pure discount instruments
26. A ratio in property valua-tion; net operating income divided by sale price. Also known as the going-in rate.
Exports
Infant-industry argument
Overall capitalization rate
Payment netting
27. The potential for asymmetric information to bring about a general decline in product quality in an industry.
Completed contract
Lemons problem
Node
Residual dividend approach
28. An activity ratio equal to the number of days in a period divided by the inventory ratio for the period; an indication of the number of days a company ties up funds in inventory.
Break point
Derivative
Number of days of inventory
Cost of equity
29. Economic characteristics of a busi-ness such as profitability - financial strength - and risk.
Fundamentals
Focus
Exposure to foreign exchange risk
Internal rate of return (IRR)
30. An indicator of profitability - calculated as net income divided by revenue; indicates how much of each dollar of revenues is left after all costs and expenses.
Safety-first Rules
Statutory merger
Discount for lack of marketability
Net profit margin (profit margin or return on sales)
31. A merger involving companies at different positions of the same production chain; for example - a supplier or a distributor.
Valuation allowance
Cash settlement
Acquisition
Vertical merger
32. The difference between net operating assets at the end and the beginning of the period compared to the average net operating assets over the period.
Balance-sheet-based accruals ratio
Flotation cost
Data mining
Net liability balance sheet exposure
33. In accounting - a liability of uncertain tim-ing or amount.
Reconciliation
Provision
Cherry-picking
Common size statements
34. In reference to corporate taxes - a system that imputes - or attributes - taxes at only one level of taxation. For countries using an imputation tax system - taxes on dividends are effectively levied only at the shareholder rate. Taxes are paid at th
Mark-ta-market
Imputation
Lessee
Discount
35. A combination of a long cap and a short floor - or a short cap and a long floor. A col-lar in general can have an underlying other than an interest rate.
Pure factor portfolio
Ope ating profit margin (operating margin)
Guideline public companies
Interest rate collar
36. A test of a strategy or model using a sample outside the time period on which the strategy or model was developed.
Out-of-sample test
Sales-type lease
Liquidation value
Flexible exchange rate
37. When settling a contract - the risk that one party could be in the process of paying the counterparty while the counterparty is declar-ing bankruptcy.
Reputational risk
Operating profit (operating income)
Dividend displacement of earnings
Settlement risk
38. A solvency ratio calculated as total debt divided by total debt plus total share-holders ' equi ty.
Asset-based loan
Corporate governance
Outliers
Debt-to-capital ratio
39. Another term for the historical method of estimating VAR. This term is somewhat misleading in that the method involves not a simulation of the past butrather what actually happened in the past - some-times adjusted to reflect the fact that a differen
Cherry-picking
Financial flexibility
Cost of goods sold
Historical simulation (or back simulation)
40. A strategic corporate goal repre-senting the long-term proportion of earnings that the company intends to distribute to shareholders as dividends.
Segment ROA
Manufacturing resource planning (MRP)
Target payout ratio
Dumping
41. Projects in which influential managers want the corporation to invest. Often - unfortu-nately - pet projects are selected without undergo-ing normal capital budgeting analysis.
Collar
Pet projects
Free cash flow to the
Two-sided hypothesis test (or two-tailed hypothesis test)
42. A third party that is sought out by the target company's board to purchase the target in lieu of a hostile bidde .
Population standard deviation
Futures contract
Historical equity risk premium approach
White knight
43. The difference between the actual value per share and the no-growth value per share.
Conventional cash flow
ecurity market line (SML)
Free cash flow to the
Present value of growth opportunities (or value of growth)
44. A measure of central tendency computed by taking the nth root of the product of n non-negative values.
Losses
Payables turnover
Put
Geometric mean
45. The number of shares that target stockholders are to receive in exchange for each of their shares in the target company.
Pure factor portfolio
Exchange ratio
Monitoring costs
Payment netting
46. The company in a merger or acquisition that is being acquired.
Target company - or target
Per unit contribution margin
Normal backwardation
Cost of goods sold
47. Correlation between adj acent observations in a time ser ies.
Neoclassical growth theory
General Agreement on Tariffs and Trade
First-order serial correlation
After-tax cash flow (ATCF)
48. The residuals from a fitted time-series model within the sample period used to fit the model.
Quartiles
Dispersion
In-sample forecast errors
Portfolio performance attribution
49. A transaction in which a position in the underlying is protected by buying a put and selling a call with the premium from the sale of the call offsetting the premium from the purchase of the put. It can also be used to protect a floating-rate borrowe
American option
Present (price) value of a basis point (PVBP)
Random number generator
Zero-cost collar
50. A valuation indicator based on past pdce movement.
Mutually exclusive projects
Cost structure
IRR rule
Price momentum