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Test your basic knowledge |
CFA Level2 Vocab
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certifications
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cfa
Instructions:
Answer 50 questions in 15 minutes.
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study here
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Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. The risk of a change in value between the transaction date and the settlement date of an asset or liability denominated in a for-eign currency.
Disbursement float
Spearman rank correlation coefficient
Transaction exposure
Net operating cycle
2. A transaction in which a company buys back its own shares. Unlike stock dividends and stock splits - share repurchases use corporate cash.
Available-for-sale investments
Securities Act of 1933
Debt rating approach
Share repurchase
3. A post-offer takeover defense mechanism that involves the assumption of a large amount of debt that is then used to finance share repurchases; the effect is to dramat-ically change the company's capital structure while attempting to deliver a value t
Arbitrage opportunity
Trading securities (held-for-trading securities)
Interest rate forward
Leveraged recapitalization
4. Not symmetrical.
Investment strategy
Skewness
Skewed
Objective probabilities
5. With reference to investment selection processes - an approach that starts with macro selection (i.e. - identifying attractive geo-graphic segments andVor industry segments) and then addresses selection 0 the most attractive investments within those
Top-down analysis
Population
Adjusted R2
Account format
6. Futures contracts in which the underlying is a traditional agricultural - metal - or petroleum product.
Macroeconomic factor
Sample kurtosis
Commodity futures
Multivariate distribution
7. A loan that is secured with com-panyassets.
Asset-based loan
Roy's safety first criterion
Likelibood
Spin-off
8. A transaction between two affiliates - an investor company and an associate company such that the associate company records a profit on its income statement. An example is a sale of inven-tory by the associate to the investor company.
Static trade-off theory of capital structure
Straddle
American
Upstream
9. The interest earned each period on the original investment; interest calculated on the principal only.
Simple interest
Financial analysis
Commodity swap
Write-down
10. Shares that were issued and subse-quently repurchased by the company.
Residual income method (or excess earnings method)
Translation exposure
Normal backwardation
Treasury shares
11. A situation in a futures market where the current futures price is greater than the current spot price for the underlying asset.
Contango
Statistical inference
Minimum-variance portfolio
Linear trend
12. For accounting purposes - the spot exchange rate on the balance sheet date.
Classified balance sheet
Current exchange rate
Monitoring costs
Out-of-the-money
13. A poison pill takeover defense that dilutes an acquirer's ownership in a target by giv-ing other existing target company shareholders the right to buy additional target company shares at a discount.
Trailing P/E (or current PIE)
Debit
Relative dispersion
Flip-in pill
14. A procedure used in certain deriva-tive transactions that specifies that the long and short parties engage in the equivalent cash value of a delivery transaction.
Expanded
Regression coefficients
Cash settlement
Weighted mean
15. A permissible delivery procedure used by futures market participants - in which the long and short arrange a delivery pro-cedure other than the normal procedures stipu-lated by the futures exchange.
Exchange for physicals (EFP)
Pretax margin
Mesokurtic
Revenue
16. The relationship between the option price and the underlying price - which reflects the sensi-tivity of the price of the option to changes in the price of the underlying.
Enhanced derivatives products companies (EDPC)
Delta
Risk management
Monopolization
17. An annuity with a first cash flow that is paid one period from the present.
Ordinary annuity
Financial reporting quality
Diminishing balance method
Sector neutralizing
18. A quantitative restriction on the import of a particular good - which specifies the maximum amount that can be imported in a given time period.
Screening
Financial distress
Quota
First-differencing
19. The seller of a derivative contract. Also refers to the position of being short a derivative.
Enhanced derivatives products companies (EDPC)
Direct format (direct method)
Short
Breakeven point
20. Options originally created with expirations of sev-eral years.
Breakeven point
Long-term equity anticipatory securities (LEAPS)
Accounting profit (income before taxes or pretax income)
Justified (fundamental)
21. The process of valuing long-lived assets at fair value - rather than at cost less accumulated depreciation. Any resulting profit or loss is either reported on the income statement and/or through equity under revaluation surplus.
Revaluation
Historical method
Market risk
Collar
22. The system of principles - policies - procedures - and clearly defined responsi-bilities and accountabilities used by stakeholders to overcome the conflicts of interest inherent in the corporate form.
Relative strength (RSTR) indicators
Managerialism theories
Relative frequency
Corporate governance
23. A rule that states that the number of years it takes for the level of a variable to double is approximately 70 divided by the annual percent-age growth rate of the variable.
Parameter
Portfolio performance attribution
Broker
Rule of 70
24. An option strategy involving the purchase of one option and sale of another option that is identical to the first in all respects except either exercise price or expiration.
Company share-related factors
Direct debit program
Earnings game
Spread
25. A measure of the time needed to convert raw materials into cash from a sale; it con-sists of the number of days of inventory and the number of days of receivables.
Degrees of freedom (df)
Statistics
Operating cycle
Direct income capitalization approach
26. Assets that can be most readily con-verted to cash (e.g. - cash - short-term marketable investments - receivables) .
Quick assets
Centralized risk management or companywide risk management
Dirty surplus accounting
Opportunity cost
27. A financial statement that reconciles the beginning-of-period and end-of-period balance sheet values of shareholders' equity; provides information about all factors affecting shareholders' equity.
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28. The ability to terminate a proj-ect at some future time if the financial results are disappointing.
Treasury stock method
Credit analysis
Terminal share price
Abandonment option
29. Ratios that measure a company's ability to generate profitable sales from its resources (assets).
Profitability ratios
Asset retirement obligations (AROs)
Frequency distribution
Price-setting option
30. The amount of money that a trader deposits in a margin account. The term is derived from the stock market practice in which an investor bor-rows a portion of the money required to purchase a certain amount of stock. In futures markets - there is no b
Lower bound
Index amortizing swap
Tenor
Margin
31. Aka 'Market efficiency. '
Sharpe's measure
Asset purchase
Rational efficient markets formulation
Purchasing power parity
32. A function that specifies the probability that the random variable takes on a specific value.
Probability function
Profitability ratios
Off-market
Direct write-off method
33. A reduction in proportional ownership inter-est as a result of the issuance of new shares.
Expected value
Operating cycle
Dilution
Prior probabilities
34. An equation describing the expected return on any asset (or portfolio) as a linear function of its beta relative to the market portfolio.
Interest rate put
Capital asset pricing model (CAPM)
Constant maturity treasury or
Credit
35. Revenue after adjustments (e.g. - for estimated returns or for amounts unlikely to be collected).
Net revenue
Company fundamental factors
Momentum indicators
Binomial tree
36. The difference between reported earnings per share and expected earnings per share.
Equity method
Accounting risk
Unexpected earnings (also earnings surprise)
Accumulated depreciation
37. The periodic investment of a fixed amount of money.
Dirty surplus accounting
Floor
Cost averaging
Interval scale
38. A normal operating expense that has been paid in advance of when it is due.
Inverse price ratio
Diff swaps
Taxable temporary differences
Prepaid expense
39. A trader who offers to buy or sell futures contracts - holding the position for only a brief period of time. Scalpers attempt to profit by buy-ing at the bid price and selling at the higher ask price.
Cap
Sample mean
Scalper
Current rate method
40. A form of restructuring that involves the creation of a new legal entity and the sale of equity in it to outsiders.
Equity carve-out
Ratio spread
Semilogarithmic
Valuation ratios
41. Public-company com-parables for the company being valued.
Divestiture
Guideline public companies
Free cash flow hypothesis
Receivables turnover
42. Independent projects are projects whose cash flows are independent ofeach other.
Portfolio implementation problem
In-the-money
Independent projects
Statistical factor models
43. A solvency ratio calculated as total debt divided by total debt plus total share-holders ' equi ty.
Activity ratios (asset utilization or operating efficiency ratios)
Debt-to-capital ratio
Accounts receivable turnover
Bull spread
44. A rule explaining the expected value of a random vari-able in terms of expected values of the random variable conditional on mutually exclusive and exhaustive scenarios.
Orthogonal
Total probability rule for expected value
Accrual basis
Fixed charge coverage
45. Research and development costs relating to projects that are not yet completed - such as have been incurred by a company that is being acquired.
Nominal risk-free interest rate
Cash flow from operations (cash flow from operating activities or operating cash flow)
In-process research and development
Accrued expenses (accrued liabilities)
46. CMT swap A swap in which the floating rate is the rate on a security known as a constant maturity treasury or CMT security.
Convertible debt
Constant maturity swap or
Risk-neutral probabilities
Chart of accounts
47. An option that gives the holder the right to sellan underlying asset to another party at a fixedprice over a specific period of time.
Translation exposure
Generalized least squares
Adjusted R2
Put
48. An option in which the asset underlying the futures is a commodity - such as oil - gold - wheat - or soybeans.
Double taxation
Commodity option
Two-sided hypothesis test (or two-tailed hypothesis test)
Economic sectors
49. The difference between the actual value per share and the no-growth value per share.
Present value of growth opportunities (or value of growth)
Capital allocation line (CAL)
Kurtosis
Tree diagram
50. A type of qualitative variable that takes on a value of 1 if a particular condition is true and 0 if that condition is false.
Dummy variable
Retail method
Multicollinearity
Risk-neutral valuation