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Test your basic knowledge |
CFA Level2 Vocab
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Study First
Subjects
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certifications
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cfa
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
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Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. A company's operating profit with adjustments to normalize the effects of capital structure.
Due diligence
Tie-in sales
Inflation premium
Net operating profit less adjusted taxes - or NOPLAT
2. The party obtaining the use of an asset through a lease.
Lessee
Equity swap
Clean surplus relation
Company fundamental factors
3. Bias that may result when failed or defunct companies are excluded from member-ship in a group.
Survivorship bias
Independent and identically distributed (l
Time series
Catalyst
4. A valuation ratio calculated as price per share divided by book value per share.
Heteroskedastic
Paired comparisons test
Transition phase
Price to book value
5. With reference to assets - the amount of cash or cash equivalents that would have to be paid to buy the same or an equivalent asset today; with reference to liabilities - the un discounted amount of cash or cash equivalents that would be required to
Economic growth rate
Current cost
Current assets - or liquid assets
Market value of invested capital
6. A finance perspective on capital markets that deals with the relationship of price to intrinsic value. The traditional efficient mar-kets formulation asserts that an asset's price is the best available estimate of its intrinsic value. The rational ef
Unearned revenue (deferred revenue)
Market efficiency
Asset-based loan
Real risk-free interest rate
7. Temporary differ-ences that result in a red uction of or deduction from taxal:J e income in a future period when the balance sheet item is n~ covered or settled.
Deductible temporary differences
Mark-ta-market
Completed contract
Population mean
8. A measure of disper-sion relating to a population in the same unit of measurement as the observations - calculated as the positive square root of the population variance.
Capital structure
Bond-equivalent basis
Futures contract
Population standard deviation
9. Earnings per share divided by price; the reciprocal of the PIE ratio.
Earnings yield
Call
Deep out of the money
Sample selection bias
10. Aka 'Market efficiency. '
Initial public offering (IPO)
Rational efficient markets formulation
Built-up method
Quintiles
11. Shares that were issued and subse-quently repurchased by the company.
Arbitrage portfolio
Vested benefit obligation
Treasury shares
Statement of cash flows (cash flow statement)
12. The compound rate of growth of one unit of currency invested in a port-folio during a stated measurement period; a mea-sure of investment performance that is not sensitive to the timing and amount of withdrawals or additions to the portfolio.
Expenses
Time-weighted rate of return
Interest coverage
Measure of central tendency
13. An agreement between two parties in which one party - the buyer - agrees to buy from the other party - the seller - an underlying asset at a later date for a price established at the start of the contract.
Independent
Forward contract
Hostile transaction
Legal risk
14. Above average or abnormally high growth rate in earnings per share.
Supernormal growth
Fixed-rate perpetual preferred stock
Delta
Top-down analysis
15. Mean active return divided by active risk; or alpha divided by the standarddeviation of diversifiable risk.
Delta
Systematic sampling
Presentation currency
Information ratio (IR)
16. The ratio of the percentage change in net income to the percent-age change in operating income; the sensitivity ofthe cash flows available to owners when operating income changes.
Alternative hypothesis
Capital allocation line (CAL)
Degree of financial leverage (DFL)
Assignment of accounts receivable
17. A rule that states that the number of years it takes for the level of a variable to double is approximately 70 divided by the annual percent-age growth rate of the variable.
Constant maturity treasury or
Diluted earnings per share (diluted
Rule of 70
Focus
18. The hypothesis that higher debt levels discipline managers by forcing them to make fixed debt service payments and by reducing the company's free cash flow.
Arithmetic mean
Free cash flow hypothesis
Outliers
Accelerated methods of depreciation
19. The probability of a Type I error in testing a hypothesis.
Level of significance
Expanded
Cherry-picking
Volatility
20. The combination of puts - the underly-ing - and risk-free bonds that replicates a call option.
Conversion factor
Investment strategy
Fundamentals
Synthetic call
21. A valuation multiple that relates the total market value of all sources of a company's capital (net of cash) to a measure of fundamental value for the entire company (such as a pre-interest earnings measure).
Interest rate call
Strip
P Value
Enterprise value multiple
22. The assumption that the business will maintain its business activities into the foreseeable future.
Going-concern assumption
European-style option or
Prior probabilities
Nominal risk-free interest rate
23. The part of the execution step of the portfolio manage-ment process in which investment strategies are integrated with expectations to select a portfolio of assets.
Minority interest (noncontrolling interest)
Profitability ratios
Presentation currency
Portfolio selection/composition problem
24. With reference to portfolio strategies - the application of a strategy's portfolio selection rules to historical data to assess what would have been the strategy's historical performance.
Inverse floater
Backtesting
Segment ROA
White knight
25. A numerical measure of how sensitive an option's delta is to a change in the underlying.
Gamma
Laddering strategy
Purchasing power loss
Single-payment loan
26. A company's chosen propor-tions of debt and equity.
Target capital structure
Trimmed mean
Delta
Covariance
27. Futures contracts in which the underlying is a traditional agricultural - metal - or petroleum product.
Netting
Data mining
Commodity futures
Long-term liability
28. The ability to react and adapt to financial adversities and opportunities.
Exposure to foreign exchange risk
Error term
Free cash flow to equity model
Financial flexibility
29. Describes a distribution with kurtosis identical to that of the normal distribution.
Carried interest
Economic growth rate
Mesokurtic
Lessee
30. An illiquidity discount that occurs when an investor sells a large amount of stock rela-tive to its trading volume (assuming it is not large enough to constitute a controlling ownership).
Equilibrium
Prior transaction method
Blockage factor
Return on total capital
31. A regression that expresses the dependen t and independent vari-ables as natural logarithms.
Log-log regression model
Salvage value
Synthetic index fund
Storage costs or carrying costs
32. Analysis that shows the changes in key financial quantities that result from given (economic) events - such as the loss of customers - the loss of a supply source - or a catastrophic event; a risk management technique involving examina-tion of the pe
Posterior probability
Permanent differences
Scenario analysis
Infant-industry argument
33. The difference between current assets and current liabilities.
Sample mean
Working capital
Dividends per share
Translation exposure
34. A financial statement that reconciles the beginning-of-period and end-of-period balance sheet values of shareholders' equity; provides information about all factors affecting shareholders' equity.
35. An activity ratio calculated as purchases divided by average trade payables.
Cost of carry model
Prior transaction method
Mismatching strategy
Payables turnover
36. Reward-to-volatility ratio; ratio of portfolio excess return to standard deviation.
37. A procedure of selecting every kth member until reaching a sample of the desired size. The sample that results from this procedure should be approximately random.
Financial distress
Cost of goods sold
Systematic sampling
Out-of-sample test
38. The percentage of total earnings paid out in dividends in any given year (in per-share terms - DPS/ EPS).
Payout ratio
Theory of contestable markets
Functional currency
Estimation
39. When a bankrupt company is allowed to enforce contracts that are favorable to it while walking away from contracts that are unfa-vorable to it.
Correlation analysis
VISibility
Completed contract
Cherry-picking
40. The earnings per share that a busi-ness could achieve currently under mid-cyclical conditions.
Balance of payments accounts
Normalized earnings per share (or normal earnings per share)
Synthetic call
Gross profit (gross margin)
41. A method for accounting forthe effect of convertible securities on earnings pershare (EPS) that specifies what EPS would havebeen if the convertible securities had been con-verted at the beginning of the period - taking account of the effects of conv
Cost averaging
Absolute valuation model
If-converted method
Real GDP per person
42. The rule that - on the average - with no change in technology - a 1 percent increase in capital per hour of labor brings a 1/3 percent increase in labor productivity.
One third rule
Trailing P/E (or current PIE)
Long-term liability
Acquisition method
43. The amount at which an asset or liability is valued for tax purposes.
Off-market
Cost of carry
Tax base (tax basis)
Constant maturity swap or
44. Estimates of items such as the useful lives of assets - warranty costs - and the amount of uncollectible receivables.
Cash-flow-statement-based accruals ratio
Historical simulation (or back simulation)
Conditional heteroskedasticity
Accounting estimates
45. Securities held by banks or other financial intermediaries for trading purposes.
Purchasing power loss
Contango
Platykurtic
Dealing securities
46. With reference to the presen-tation of expenses in an income statement - the grouping together of expenses serving the same function - e.g. - all items that are costs of good sold.
Treasury shares
Price momentum
Equity forward
Grouping by function
47. The probability of correctly rejecting the null-that is - rejecting the null hypothesis when it is false.
Discount rate
Power of a test
Equity dividend rate
Winsorized mean
48. An option strategy in which a long position in a certain number of options is offset by a short position in a certain number of other options on the same underlying - resulting in a risk-free position.
Illiquidity discount
Active investment managers
Forward integration
Ratio spread
49. Costs that remain at the same level regardless of a company's level of production and sales.
Asset purchase
Interval
Fixed costs
Stock-out losses
50. The argument that it is necessary to protect a new industry to enable it to grow into a mature industry that can compete in world markets.
Exercise rate or strike rate
Securities Act of 1933
Infant-industry argument
Common size statements