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Test your basic knowledge |
CFA Level2 Vocab
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Subjects
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certifications
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cfa
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
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Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. Offering two or more products for sale as a set.
Straddle
Efficient frontier
Daily settlement
Bundling
2. A value at or below which a stated fraction of the data lies.
Quantile (or fractile)
Covariance matrix
Overnight index swap (OIS)
Straddle
3. Future benefits promised to the employee regardless of continuing service. Bene-fits typically vest after a specified period of service or a specified period of service combined with age.
Consolidation
Accrual basis
Beta
Vested benefits
4. Ratios that measure a company's ability to generate profitable sales from its resources (assets).
Identifiable intangible
Semivariance
Profitability ratios
Add-on interest
5. Ratios that measure a company's ability to meet its long-term obligations.
Solvency ratios
Commodity futures
Prior probabilities
Comparables (comps - guideline assets - guideline com-panies)
6. The share price at a particular point in the future.
Semivariance
Terminal share price
Industry structure
Accrued interest
7. The value to a specific buyer - tak-ing account of potential synergies based on the investor's requirements and expectations.
Investment value
Chart of accounts
Notes payable
Clearinghouse
8. The differences between actual and predicted value of time series outside the sample period used to fit the model.
Out-of-sample forecast errors
Capital rationing
Sampling error
Fixed costs
9. The smaller the stake that managers have in the company - the less is their share in bearing the cost of excessive perquisite consumption or not giving their best efforts in running the company.
Agency costs of equity
Value
Interest rate cap or cap
Opportunity set
10. The square root of the average squared forecast error; used to compare the out-of-sample forecasting perfor-mance of forecasting models.
Root mean square(l er ror (RMSE)
Accrued expenses (accrued liabilities)
Inventory turnover
Elasticity
11. Analysis that shows the range of possible outcomes as specific assumptions are changed.
Sensitivity analysis
Exchange for physicals (EFP)
Quick assets
Active specific risk or asset selection risk
12. The combining of the results of oper-ations of subsidiaries with the parent compaIL y to present financial statements as if they were a sin-gle economic unit. The asset - iabilities - revenues and expenses of the subsidiaries are combined with those
Risk-neutral valuation
Consolidation
Net book value
Nonearning assets
13. An amount equal to net taxes minus government expenditure on goods and services.
Credit spread option
Required rate of return
Government sector surplus or deficit
Yield
14. Systems that capture transaction data at the physical location in which the sale is made.
Absolute valuation model
Point of sale
ackwardation
Buy-side analysts
15. A regression that expresses the dependen t and independent vari-ables as natural logarithms.
Price multiple
Interest rate
Expiration date
Log-log regression model
16. The value of exports of goods and ser-vices minus the value of imports of goods and services.
Abandonment option
Random walk
Market value of invested capital
Net exports
17. The amount charged for the delivery of goods or services in the ordinary activities of a business over a stated period; the inflows of eco-nomic resources to a company over a stated period.
Horizontal analysis
Grouping by nature
Revenue
Top-down forecasting approach
18. An option strategy in which a long position in an asset is combined with a long posi-tion in a put.
Equity swap
Protective put
Sampling error
Present (price) value of a basis point (PVBP)
19. Quantiles that divide a distribution into four equal parts.
Accumulated benefit obligation
Quartiles
Retail method
Joint probability
20. A beta that is based at least in part on fundamental data for a company.
Fundamental beta
Transaction exposure
Positive serial correlation
Fixed-rate perpetual preferred stock
21. The risk associated with the conversion of foreign financial statements into domestic currency.
Synthetic index fund
Sampling
Percentiles
Translation exposure
22. An active investment strategy whereby the timing of cash outflows is not matched with investment maturities.
Leading
Securities Act of 1933
Harmonic mean
Mismatching strategy
23. A combination of a European call and a risk-free bond that matures on the option expiration day and has a face value equal to the exer-cise price of the call.
Prior transaction method
Account
Fiduciary call
Dummy variable
24. Analysts who work for investment management fi rms - trusts - a d bank trust depart-ments - and similar institutions.
Semideviation
Buy-side analysts
Swap
Active specific risk or asset selection risk
25. An arrangement whereby a customer authorizes a debit to a demand account; typically used by companies to collect routine pay-ments for services.
Autocorrelation
Recapture premium
Direct debit program
Mesokurtic
26. An attempt to take control of a company through a shareholder vote.
Liabilities
Paired comparisons test
Proxy fight
Solvency ratios
27. Above average or abnormally high growth rate in earnings per share.
Liquidity premium
Measure of location
Supernormal growth
Pure discount instruments
28. Any departure of the market price of an asset from the asset's estimated intrinsic value.
Mispricing
Lemons problem
Unlimited funds
Net exports
29. Financial ratios involving bal-ance sheet items only.
Alternative hypothesis
Segment turnover
Balance sheet ratios
Theory of contestable markets
30. A stage of growth in which the com-pany reaches an equilibrium in which investment opportunities on average just earn their opportu-nity cost of capital.
Mature phase
Statistical factor models
Double taxation
Entry price
31. An entity associated with a futures market that act~ as middleman between the con-tracting parties and guarantees to each party the performance of the other.
Statistically significant
Clearinghouse
Prepaid expense
Daily settlement
32. An activity ratio equal to the number of days in a period divided by the inventory ratio for the period; an indication of the number of days a company ties up funds in inventory.
Cash basis
Number of days of inventory
Labor productivity
Interval
33. A sample measure of the degree of a distribution's peakedness in excess of the normal distribution's peakedness.
Debt-to-equity ratio
Weighted harmonic mean
Sample excess kurtosis
Autoregressive (AR) model
34. A method of accounting in which combined companies were portrayed as if they had always operated as a single economic entity. Called pooling of interests under U.S. GAAP and uniting of interests under IFRS. (No longer allowed under U.S. GAAP or IFRS.
Efficiency
Revaluation
Pooling of interests accounting method
Matching principle
35. The system of principles - policies - procedures - and clearly defined responsi-bilities and accountabilities used by stakeholders to overcome the conflicts of interest inherent in the corporate form.
Corporate governance
Information ratio (IR)
Settlement date or payment date
Trade-weighted index
36. The required rate of return on com-mon stock.
Conditional expected value
Stock options (stock option grants)
Cost of equity
Just-in-time method
37. Observations on characteristic(s) of the same observational unit through time.
Synthetic call
Longitudinal data
Pairs trading
Strip
38. The use of inven-tory as collateral for a loan; similar to a trust receipt arrangement except there is a third party (i.e. - a warehouse company) that supervises the inventory.
Standardizing
Cash flow additivity principle
Top-down forecasting approach
Warehouse receipt arrangement
39. An intangible that cannot be acquired singly and that typically possesses an indefinite benefit period; an example is account-ing goodwill.
Commodity swap
Unidentifiable intangible
Contribution margin
Offsetting
40. A list of accounts used in an entity's accounting system.
Benchmark
Multiple linear regression
Grouping by function
Chart of accounts
41. A swap in which one party agrees to pay the total return on a security. Often used as a credit derivative - in which the underlying is a bond.
Company fundamental factors
Just-in-time method
Total return swap
Definition of value (or standard of value)
42. The portion of an entity's income that is subject to income taxes under the tax laws of its jurisdiction.
Taxable income
Absolute frequency
Unidentifiable intangible
Normal contango
43. CMT swap A swap in which the floating rate is the rate on a security known as a constant maturity treasury or CMT security.
Constant maturity swap or
No-growth company
Compiled f'mancial statements
Spurious correlation
44. In the context ofmerger analysis - it is an estimate of a target com-pany's value found by discounting the company's expected future free cash flows to the present.
Portfolio selection/composition problem
LIFO method
Dealing securities
Discounted cash flow analysis
45. With reference to equity investors - investors who are focused on paying a relatively low share price in relation to earnings or assets per share.
Direct f'mancing lease
Value investors
Combination
Government sector surplus or deficit
46. An offset to property - plant - and equipment (PPE) reflecting the amount of the cost of PPE that has been allocated to current and previous accounting periods.
Presentation currency
Accumulated depreciation
Functional currency
Empirical probability
47. The portion of the minimum-variance frontier beginning with the global mmlmum-variance portfolio and continuing above it; the graph of the set of portfolios offering the maximum expected return for their level of variance of return.
Segment debt ratio
Efficient frontier
Correlation analysis
Vested benefits
48. The annual return that an investor earns on a bond if the investor purchases the bond today and holds it until maturity.
Liquidity ratios
Futures commission merchants (FCMs)
Yield to maturity
Vertical common-size analysis
49. A transaction between two affiliates - an investor company and an associate company such that the investor company records a profit on its income statement. An example is a sale of inven-tory by the investor company to the associate.
Broker
Deep in the money
Quintiles
Downstream
50. Short-term obligations - such as accounts payable - wages payable - or accrued liabil-ities - that are expected to be settled in the near future - typically one year or less.
Model risk
Current liabilities
Discount for lack of marketability
Settlement period