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Test your basic knowledge |
CFA Level2 Vocab
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Study First
Subjects
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certifications
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cfa
Instructions:
Answer 50 questions in 15 minutes.
If you are not ready to take this test, you can
study here
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Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. A system that allows individual units within an organization to manage risk. Decentralization results in duplication ofeffort but has the advantage of having people closer to the risk be more d irectly involved in its management.
Segment margin
Direct sales-comparison approach
Mispricing
Decentralized risk management
2. The probability of correctly rejecting the null-that is - rejecting the null hypothesis when it is false.
Contingent clain
Power of a test
Cash-flow-statement-based aggregate accruals
Tariff
3. A general strategy usually thought of as reducing - if not eliminating - risk.
Hedging
Statement of changes in shareholders' equity (state-ment of owners' equity)
Sharpe ratio
Trimmed mean
4. The condition of being of sufficient importance so that omission or misstatement of the item in a financial report could make a differ-ence to users' decisions.
Cash flow at risk (CFAR)
Money-weighted rate of return
Materiality
Prior transaction method
5. A probability based on logical analysis rather than on observation or personal judgment.
A priori probability
Securities offering
Exchange rate
Semilogarithmic
6. An option that gives the holder the right to sellan underlying asset to another party at a fixedprice over a specific period of time.
No-growth company
Upstream
Versioning
Put
7. A procedure for determining the interest on a loan or bond in which the interest is deducted from the face value in advance.
Efficiency
Discount interest
Capital account
Multiple
8. The quoted interest rate per period; the stated annual interest rate divided by the number of compounding periods per year.
Liquidation
Owners' equity
Periodic rate
Method based on forecasted fundamentals
9. In using the method of com parables - the value of a price mul-tiple for the comparison asset; when we have com-parison assets (a group) - the mean or median value of the multiple for the group of assets.
Net operating assets
Historical simulation (or back simulation)
Deferred tax liabilities
Benchmark value of the multiple
10. The difference between the fixed rate on an interest rate swap and the rate on a Trea-sury note with equivalent maturity; it reflects the general level of credit risk in the market.
Fiduciary call
Swap spread
Income
Hypothesis testing
11. A measurement scale that has all the characteristics of interval measurement scales as well as a true zero point as the origin.
Other comprehensive income
Bargain purchase
Abandonment option
Ratio scales
12. A si gle numerical estimate of an unknown quantity - such as a population parameter.
Point estimate
Flip-in pill
Net exports
Sector neutral
13. The difference between the yield on a bond and the yield on a default-free security - usu-ally a government note - of the same maturity. The yield spread is primarily determined by the mar-ket's perception of the credit risk on the bond.
Molodovsky effect
Yield spread
Multivariate normal distribution
Operating risk
14. An unlimited funds environment assumes that the company can raise the funds it wants for all profitable projects simply by paying the required rate of return.
Unlimited funds
Conversion factor
Single-payment loan
Daily settlement
15. The number of shares that would beoutstanding if all potentially dilutive claims oncommon shares (e.g. - convertible debt - convert-ible preferred stock - and employee stock options)were exercised.
Diluted shares
Cost structure
Double taxation
Takeover premium
16. The accounting principle that expenses should be recognized when the associ-ated revenue is recognized.
Other post-employment benefits
Short
Matching principle
Synthetic index fund
17. A diagram with branches emanating from nodes representing either mutually exclu-sive chance events or mutually exclusive decisions.
Estimation
Pairs arbitrage
Bottom-up analysis
Tree diagram
18. A non-operating entity created to carry out a specified purpose - such as leasing assets or securitizing receivables; can be a corporation - partnership - trust - limited liability - or partnership formed to facilitate a specific type of business act
Future value (FV)
Special purpose entity (special purpose vehicle or variable interest entity)
LIFO method
Sell-side analysts
19. An amount equal to net taxes minus government expenditure on goods and services.
Growth option or expansion option
Point of sale
Government sector surplus or deficit
Matrix pricing
20. The expected return on an invest-ment minus the risk-free rate.
Risk premium
Hypothesis
Variation margin
Dividends per share
21. The hypothesis accepted when the null hypothesis is rejected.
Fixed exchange rate
Alternative hypothesis
Earnings expectation management
Corporate governance
22. With respect to the format of the income statement - a format that presents a subtotal for gross profit (revenue minus cost of goods sold).
Multi-step format
Venturers
Expiration date
Direct format (direct method)
23. The annual return that an investor earns on a bond if the investor purchases the bond today and holds it until maturity.
Real risk-free interest rate
Justified (fundamental)
Error autocorrelation
Yield to maturity
24. Assets and liabili-ties that are not monetary assets and liabilities. Nonmonetary assets include inventory - fixed assets - and intangibles - and nonmonetary liabili-ties include deferred revenue.
Nonmonetary assets and liabilities
Market approach
Discrete random variable
Minority active investments
25. Any outcome or specified set of outcomes of a random variable.
Linear trend
Equity options
Event
FIFO method
26. The risk that govern-mental laws and regulations directly or indirectly affecting a company's operations will change with potentially severe adverse effects on the com-pany's continued profitabiliny and even its long-term sustainability.
Working capital management
World Trade Organization
Sample skewness
Legislative and regulatory risk
27. A payment system in which cus-tomer payments are mailed to a post office box and the banking institution retrieves and deposits these payments several times a day - enabling the company to hav use of the fund sooner than in a centralized system in wh
Dependent variable
Expiration date
Lockbox system
Earnings game
28. Changes to equity that bypass (are not reported in) the income statement; the diffe rence between comprehensive income and net income.
Outliers
Period costs
Other comprehensive income
Dummy variable
29. A continuous - symmetric prob-ability distribution that is completely described by its mean and its variance.
Target balance
Orthogonal
Intergenerational data mining
Normal distribution
30. The combination of the underlying - puts - calls - and risk-free bonds that replicates a forward contract.
Synthetic forward contract
Probit model
Frequency polygon
Current assets - or liquid assets
31. A graphical representa-tion of the expected return and risk of all portfo-lios that can be formed using two assets.
Chain rule of forecasting
Financial distress
Portfolio possibilities curve
Poison puts
32. Segment profit (loss) divided by seg-ment assets.
Segment ROA
Data mining
Standardized beta
Cash flow from operations (cash flow from operating activities or operating cash flow)
33. A spontaneous form of credit in which a purchaser of the goods or service is financing its purchase by delaying the date on which payment is made.
Monopolization
Delta-normal method
Traditional efficient markets formulation
Trade credit
34. The ability to terminate a proj-ect at some future time if the financial results are disappointing.
Abandonment option
Trailirig dividend yield
Adjusted R2
Asset-based valuation
35. An approach to investment analysis and security selection.
Independent variable
Investment strategy
Total invested capital
Pecking order theory
36. A function that specifies the probability that the random variable takes on a specific value.
In-process research and development
Normal distribution
Probability function
Segment margin
37. A transaction between two affiliates - an investor company and an associate company such that the investor company records a profit on its income statement. An example is a sale of inven-tory by the investor company to the associate.
Downstream
Frequency polygon
Statistics
Normal contango
38. For accounting purposes - the spot exchange rate on the balance sheet date.
Cash
Guideline public companies
Current exchange rate
Managerialism theories
39. The number of units pro-duced and sold at which the company's operating profit is zero (revenues = operating costs).
Operating breakeven
Probability
Cross-sectional analysis
Net asset balance sheet exposure
40. The feature of a futures contract giv-ing the short the right to make decisions about what - when - and where to deliver.
Skewness
asis swap
Capital allocation line (CAL)
Deliveryoption
41. Aka Harmonic mean.
Weighted harmonic mean
Venturers
Marking to market
Dividend discount model (DDM)
42. The ratio of the percentage change in net income to the percent-age change in operating income; the sensitivity ofthe cash flows available to owners when operating income changes.
Simple random sample
Friendly transaction
Adjusted present value (APV)
Degree of financial leverage (DFL)
43. Reward-to-volatility ratio; ratio of portfolio excess return to standard deviation.
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44. A financial statement that reconciles beginning-of-period and end-of-period balance sheet values of cash; provides information about an entity's cash inflows and cash outflows as they pertain to oper-ating - investing - and financing activities.
Synthetic index fund
Acquisition method
Covariance matrix
Statement of cash flows (cash flow statement)
45. A descriptive measure computed from or used to describe a population of data - convention-ally represented by Greek letters.
Parameter
Salvage value
Negative serial correlation
Forward rate agreement (FRA)
46. Real CDP divided by the population.
Percentage-of-completion
Exercise rate or strike rate
Real GDP per person
Sample standard deviation
47. For data grouped into intervals - the fraction of total observations that are less than the value of the upper limit of a stated interval.
Currency option
Build-up method
Time-series data
Cumulative relative frequency
48. The fixed price or rate at which the transaction scheduled to occur at the expiration of a forward contract will take place. This price is agreed on at the initiation date of the contract.
Inventory blanket lien
Market efficiency
Discrete time
Forward price or forward rate
49. A financial statement that reconciles beginning-of-period and end-of-period balance sheet values of cash; consists of three parts: cash flows from oper-ating activities - cash flows from investing activities - and cash flows from financing activities
Solvency ratios
Assets
Pseudo-random numbers
Cash flow statement (statement of cash flows)
50. Assets that are expected to bene-fit the company over an extended period of time (usually more than one year).
Noncurrent assets
Credit analysis
Geometric mean
Finance lease (capital lease)