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Test your basic knowledge |
CFA Level2 Vocab
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certifications
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cfa
Instructions:
Answer 50 questions in 15 minutes.
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study here
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Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. Depreciatiolil methods that allocate a relatively large proportion of the cost of an asset to the early years of the asset's useful life.
Decentralized risk management
Amortization
Accelerated methods of depreciation
Cash settlement
2. A series of call options on an interest rate - with each option expiring at the date on which the floating loan rate will be reset - and with each option having the same exercise rate. A cap in general can have an underlying other than an interest ra
Interest rate cap or cap
Cash-flow-statement-based accruals ratio
Earnings at risk (EAR)
Bottom-up analysis
3. An option strategy involving the hold-ing of an asset and sale of a call on the asset.
Alternative hypothesis
Balance of payments accounts
Currency option
Covered call
4. A transaction whereby the target company management team converts the target to a privately held company by using heavy borrowing to finance the purchase of the target company's outstanding shares.
Liruit down
Income statement (statement of operations or profit and loss statement)
omparable company
Leveraged buyout (LBO)
5. A money measure of the goods and services produced within a country's borders over a stated time period.
Gross domestic product
Dumping
Treasury shares
Other comprehensive income
6. The price paid to buy an asset.
Entry price
Hurdle rate
Interest rate collar
Exchange for physicals (EFP)
7. An estimate of a parameter that involves combining (pooling) observations from two or more samples.
Pooled estimate
Capital market line (CML)
Percentage-of-completion
Nonparametric test
8. The sample autocorrela-tions of the residuals.
Entry price
Residual autocorrelations
Corporate raider
Sales-type lease
9. A combination of a European call and a risk-free bond that matures on the option expiration day and has a face value equal to the exer-cise price of the call.
Protective put
Mark-ta-market
Exercise price (strike price - striking price - or strike)
Fiduciary call
10. A company's operating profit with adjustments to normalize the effects of capital structure.
asis swap
Net operating profit less adjusted taxes - or NOPLAT
Longitudinal data
White-corrected standard errors
11. The naturalloga-rithm of 1 plus the holding period return - or equivalently - the natural logarithm of the ending price over the beginning price.
Implied volatility
Conditional expected value
Official settlements account
Continuously compounded return
12. With respect to inventory accounting - the planned or target unit cost of inventory items or services.
Accumulated depreciation
Standard cost
Equity charge
Liquidity ratios
13. Accounting method in which the only relevant transactions for the financial statements are those that involve cash.
Linear association
Cash basis
Justified price multiple (or warranted price multiple or intrinsic price multiple)
Vesting date
14. Economic characteristics of a busi-ness such as profitability - financial strength - and risk.
Fundamentals
Random number
Yield spread
Linear association
15. The day that the corporation issues a statement d eclaring a specific dividend.
Butterfly spread
Price to cash flow
Declaration date
Inventory turnover
16. An investment decision rule that states that an investment should be undertaken if its NPV is positive but not undertaken if its NPV is negative.
NPV rule
Per unit contribution margin
Settlement price
Proxy statement
17. The process of accumulating interest on interest.
Debt covenants
Compounding
Unclassified balance sheet
Breakup value or private market value
18. Costs of inven tories including costs of purchase - costs of conversion - other costs to bring the inventories to their present location and condition - and the allocated portion of) fixed production overhead costs.
Capitalized inventory costs
Defined-contribution pension plans
Capitalization rate
Conditional expected value
19. With respect to the format of the income statement - a format that presents a subtotal for gross profit (revenue minus cost of goods sold).
Current rate method
Discrintinant analysis
Multi-step format
Money market
20. CMT A hypothetical U.S. Treasury note with a constant maturity. A CMT exists for various years in the range of 2 to
Constant maturity treasury or
Subsistence real wage rate
Empirical probability
Income tax recoverable
21. The slope coefficients in a multiple regression.
Interest rate floor or floor
Classified balance sheet
Benchmark value of the multiple
Partial regression coefficients or partial slope coeffi-cients
22. The most recent quarterly dividend multiplied by four.
Dividend rate
Noncurrent assets
Probability density function
Dividends per share
23. The system of principles - policies - procedures - and clearly defined responsi-bilities and accountabilities used by stakeholders to overcome the conflicts of interest inherent in the corporate form.
Guideline public companies
Forward dividend yield
Maturity premium
Corporate governance
24. A European-style option with a value at maturity equal to the difference between the stock price at maturity and the average stock price during the life of the option - or $0 - whichever is greater.
Asian call option
Type I error
Floored swap
Buy-side analysts
25. The date on which the parties to a swap make payments.
Losses
Settlement date or payment date
Foreign currency
Active factor risk
26. A level of inventory beyond anticipated needs that provides a cushion in the event that it takes longer to replenish inventory than expected or in the case of greater than expected demand.
First-order serial correlation
Safety stock
Accrual basis
Standardized unexpected earnings (SUE)
27. The effect of an investment on other things besides the investment itself.
Caplet
Externality
Going-concern assumption
Available-for-sale investments
28. Investments in which investors exert significant influence - but not con-trol - over the investee. Typically - the investor has 20 to 50 % ownership in the investee.
Synthetic call
Financial distress
Off-balance sheet imancing
Minority active investments
29. An active investment strategy whereby the timing of cash outflows is not matched with investment maturities.
Percentiles
Treasury stock method
Focus
Mismatching strategy
30. The condition in which supply equals demand.
Box spread
Model specification
Interest rate cap or cap
Equilibrium
31. Aka also enterprise risk management.
Accrued expenses (accrued liabilities)
Centralization permits economies of scale and allows a company to use some of its risks to offset other risks.
Elasticity
Tax risk
32. The expansion of production pos-sibilities that results from capital accumulation and technological change.
Conventional cash flow
Effective annual rate
Economic growth
Growth option or expansion option
33. An Activity ratio calculated as total revenue divided by average net fixed assets.
Fixed asset turnover
Futures contract
Normal contango
Market rate
34. A comparison portfolio; a point of refer-ence or comparison.
Holding period return
Economic value added (EVA)
Benchmark
Dividend discount model based approach
35. The value of an asset given a hypothetically complete understand-ing of the asset's investment characteristics; the value obtained if an option is exercised based on current conditions.
Ratio scales
Time series
Intrinsic value or exercise value
Null hypothesis
36. A measurement scale that categorizes data but does not rank them.
Net profit margin (profit margin or return on sales)
Nominal scale
Daily settlement
Price to book value
37. The market price of an asset or lia-bility that trades regularly.
Fair market value
Net present value (NPV)
Forward price or forward rate
Nondeliverable forwards (NDFs)
38. A time series regressed on its own past values - in which the independent vari-able is a lagged value of the dependent variable.
Autoregressive (AR) model
Price discovery
Backward integration
Minority active investments
39. A means of settling payments in which the amount owed by the first party to the second is netted with the amount owed by the sec-ond party to the first; only the net difference is paid.
Payment netting
Held-for-trading securities (trading securities)
Relative valuation models
Bond indentnre
40. With reference to equity investors - investors who are focused on paying a relatively low share price in relation to earnings or assets per share.
Skewed
Value investors
Liquidation value
Real options
41. Individual accounts to which an employee and typically the employer makes contributions - generally on a tax-advantaged basis. The amounts of contributions are defined at the outset - but the future value of the benefit is unknown. The employee bears
Ordinal scale
Orderly liquidation value
Defined-contribution pension plans
Option price - option premium - or premium
42. An extra return that compen-sates investors for the risk of loss relative to an investment's fair value if the investment needs to be converted to cash quickly.
Terms of trade
Liquidity premium
Portfolio possibilities curve
Earnings at risk (EAR)
43. An approach to recognizing credit losses on customer receivables in which the company waits until such time as a customer has defaulted and only then recognizes the loss.
Debt-to-assets ratio
Direct write-off method
Permanent differences
Investment constraints
44. Said of a sale in which proceeds are to be paid in installments over an extended period of time.
Sinking fund factor
Equity forward
Installment
Standard deviation
45. A possible value of a random variable.
Definition of value (or standard of value)
Factor
Qualifying special purpose entities
Outcome
46. Cash and investments (specifi-cally cash - cash equivalents - and short-term investments) .
Real exchange rate
Growth accounting
Historical equity risk premium approach
Nonearning assets
47. An approach to investing that typically begins with macroeconomic forecasts.
Return on equity (ROE)
Top-down investing
Modified duration
Debt rating approach
48. The buyer of a derivative contract. Also refers to the position of owning a derivative.
Abandonment option
Backtesting
Long
Leptokurtic
49. A measure of the time needed to convert raw materials into cash from a sale; it con-sists of the number of days of inventory and the number of days of receivables.
Operating cycle
Free cash flow to equity model
U.S. GAAP and uniting of interests under IFRS
No-growth company
50. A feature of futures markets in which futures prices provide valuable information about the price of the underlying asset.
Complement
Segment ROA
Price discovery
Accounting estimates