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Test your basic knowledge |
Retirement Plan Fundamentals
Start Test
Study First
Subject
:
Instructions:
Answer 38 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. Legtal entity that includes state - local - and municipal government bodies.
457(b)
Required Minimum Distribution
Plan Participant
Defined Benefit Plan
2. The agreement between the Plan Sponsor and the Plan Provider.
Forfeiture
Safe Harbor 401(k) Plan
Contract
Testing
3. Amount of time the employee must work to earn a non-forfeitable right to the benefit accrued by the employee in the plan.
Vesting
Hardship Distribution
Defined Contribution Plan
Testing
4. Pay-out of funds from a retirement plan to a participant.
Distribution
Required Minimum Distribution
457(b)
403(b)
5. Pay-out of funds from a retirement plan to a participant.
Plan Participant
Contract
Elective Deferral Limit
Distribution
6. Legal entity that establishes the retirement plan for participants. Retirement plan sponsors are usually the employer of the participants.
457(b)
Forfeiture
Plan Sponsor
Elective Deferral Limit
7. IRS form to report income other than wages.
Catch-up Contributions
Vesting
401(a)
1099
8. Deposit of assets into the retirement plan - usually by a participant or sponsor.
Catch-up Contributions
Distribution
1099
Contribution
9. The person who will benefit from the assets of the plan - once they retire. Usually the employees of the plan sponsor.
Plan Sponsor
Testing
Plan Participant
Vesting
10. The agreement between the Plan Sponsor and the Plan Provider.
Forfeiture
1099
Testing
Contract
11. IRC-specified maximum amount of employee salary that may finance contributions to a retirement plan in a pre-tax manner.
Vesting
Required Minimum Distribution
Elective Deferral Limit
Safe Harbor 401(k) Plan
12. Legal entity that is a traditional non-profit organization.
457(b)
Plan Sponsor
Required Minimum Distribution
403(b)
13. Legal entity that establishes the retirement plan for participants. Retirement plan sponsors are usually the employer of the participants.
401(a)
Distribution
Plan Sponsor
Forfeiture
14. Annual testing of plan's activities to ensure nondiscrimination of non highly compensated employees.
401(a)
Testing
403(b)
Defined Benefit Plan
15. Retirement plan that stipulates the amount the participant will RECEIVE from the plan - but not the amount that will be contributed to the plan. Usually funded by the sponsor. Example: traditional pension plan
Distribution
401(a)
Contribution
Defined Benefit Plan
16. Distribution of plan assets to participant allowed under unusual circumstances such as health issue - death in family - college education funding need - loss of employment - etc.
Defined Contribution Plan
Plan Sponsor
Hardship Distribution
Catch-up Contributions
17. Distribution of plan assets to participant allowed under unusual circumstances such as health issue - death in family - college education funding need - loss of employment - etc.
457(b)
Hardship Distribution
401(a)
Plan Sponsor
18. IRC-specified maximum amount of employee salary that may finance contributions to a retirement plan in a pre-tax manner.
Contract
Elective Deferral Limit
Forfeiture
403(b)
19. Legal entity that is a traditional non-profit organization.
401(a)
Hardship Distribution
Vesting
403(b)
20. Type of legal entity that is for-profit - private.
Safe Harbor 401(k) Plan
401(a)
Forfeiture
Hardship Distribution
21. Retirement plan that stipulates the amount the participant will RECEIVE from the plan - but not the amount that will be contributed to the plan. Usually funded by the sponsor. Example: traditional pension plan
Defined Benefit Plan
Plan Sponsor
401(a)
Elective Deferral Limit
22. Provisions in the regulation that allow older workers to contribute more deferred income to their retirement plan.
403(b)
Vesting
Distribution
Catch-up Contributions
23. Type of legal entity that is for-profit - private.
Distribution
401(a)
Testing
Required Minimum Distribution
24. IRC-specified regulated minimum value of distributions to participants at certain age.
Distribution
Required Minimum Distribution
Hardship Distribution
457(b)
25. Provisions in the regulation that allow older workers to contribute more deferred income to their retirement plan.
Testing
Catch-up Contributions
Distribution
Defined Contribution Plan
26. Have all the limits of a traditional 401(k) plan - but without the required ADP/ACP testing for non-discrimination.
Forfeiture
Plan Sponsor
Testing
Safe Harbor 401(k) Plan
27. Retirement plan that stipulates the amount put IN to the plan - but not the amount that the participant will ultimately receive. Usually funded by participant and/or sponsor of plan. Examples: 401k - IRA
403(b)
Defined Contribution Plan
Contribution
Forfeiture
28. IRS form to report income other than wages.
1099
Contract
Distribution
Plan Sponsor
29. Non-vested portion of sponsor contributions to participant's retirement funds.
403(b)
Elective Deferral Limit
Forfeiture
1099
30. The person who will benefit from the assets of the plan - once they retire. Usually the employees of the plan sponsor.
Hardship Distribution
Plan Participant
Testing
Elective Deferral Limit
31. IRC-specified regulated minimum value of distributions to participants at certain age.
Plan Participant
457(b)
Contract
Required Minimum Distribution
32. Deposit of assets into the retirement plan - usually by a participant or sponsor.
Contribution
Testing
Defined Benefit Plan
Required Minimum Distribution
33. Annual testing of plan's activities to ensure nondiscrimination of non highly compensated employees.
Testing
Vesting
401(a)
Plan Participant
34. Retirement plan that stipulates the amount put IN to the plan - but not the amount that the participant will ultimately receive. Usually funded by participant and/or sponsor of plan. Examples: 401k - IRA
Defined Contribution Plan
Safe Harbor 401(k) Plan
Vesting
457(b)
35. Legtal entity that includes state - local - and municipal government bodies.
457(b)
Defined Contribution Plan
401(a)
Elective Deferral Limit
36. Non-vested portion of sponsor contributions to participant's retirement funds.
Forfeiture
Defined Contribution Plan
Contract
Catch-up Contributions
37. Amount of time the employee must work to earn a non-forfeitable right to the benefit accrued by the employee in the plan.
Hardship Distribution
Catch-up Contributions
Vesting
Plan Participant
38. Have all the limits of a traditional 401(k) plan - but without the required ADP/ACP testing for non-discrimination.
Safe Harbor 401(k) Plan
Forfeiture
Distribution
Required Minimum Distribution