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Test your basic knowledge |
Retirement Plan Fundamentals
Start Test
Study First
Subject
:
Instructions:
Answer 38 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. IRC-specified regulated minimum value of distributions to participants at certain age.
Hardship Distribution
Catch-up Contributions
Required Minimum Distribution
401(a)
2. Type of legal entity that is for-profit - private.
Safe Harbor 401(k) Plan
Elective Deferral Limit
Distribution
401(a)
3. Distribution of plan assets to participant allowed under unusual circumstances such as health issue - death in family - college education funding need - loss of employment - etc.
Contribution
Hardship Distribution
Safe Harbor 401(k) Plan
Safe Harbor 401(k) Plan
4. Amount of time the employee must work to earn a non-forfeitable right to the benefit accrued by the employee in the plan.
Defined Benefit Plan
401(a)
Vesting
Plan Participant
5. Retirement plan that stipulates the amount the participant will RECEIVE from the plan - but not the amount that will be contributed to the plan. Usually funded by the sponsor. Example: traditional pension plan
Distribution
Distribution
Defined Benefit Plan
457(b)
6. The agreement between the Plan Sponsor and the Plan Provider.
Testing
Required Minimum Distribution
Contract
Elective Deferral Limit
7. IRC-specified regulated minimum value of distributions to participants at certain age.
Defined Contribution Plan
Required Minimum Distribution
Catch-up Contributions
401(a)
8. Annual testing of plan's activities to ensure nondiscrimination of non highly compensated employees.
403(b)
Vesting
Testing
Contribution
9. The person who will benefit from the assets of the plan - once they retire. Usually the employees of the plan sponsor.
Plan Participant
Vesting
1099
Forfeiture
10. Type of legal entity that is for-profit - private.
Catch-up Contributions
Catch-up Contributions
401(a)
Contract
11. Legal entity that establishes the retirement plan for participants. Retirement plan sponsors are usually the employer of the participants.
Plan Sponsor
Hardship Distribution
Contribution
403(b)
12. Non-vested portion of sponsor contributions to participant's retirement funds.
457(b)
457(b)
Distribution
Forfeiture
13. IRS form to report income other than wages.
Safe Harbor 401(k) Plan
1099
Catch-up Contributions
Elective Deferral Limit
14. Legal entity that establishes the retirement plan for participants. Retirement plan sponsors are usually the employer of the participants.
401(a)
Hardship Distribution
Testing
Plan Sponsor
15. The agreement between the Plan Sponsor and the Plan Provider.
Contract
457(b)
401(a)
Forfeiture
16. IRC-specified maximum amount of employee salary that may finance contributions to a retirement plan in a pre-tax manner.
Contribution
Elective Deferral Limit
Vesting
1099
17. Pay-out of funds from a retirement plan to a participant.
Safe Harbor 401(k) Plan
Distribution
Vesting
Testing
18. Pay-out of funds from a retirement plan to a participant.
Distribution
Contribution
Required Minimum Distribution
Defined Contribution Plan
19. Retirement plan that stipulates the amount put IN to the plan - but not the amount that the participant will ultimately receive. Usually funded by participant and/or sponsor of plan. Examples: 401k - IRA
Defined Contribution Plan
Plan Participant
Defined Benefit Plan
Required Minimum Distribution
20. Have all the limits of a traditional 401(k) plan - but without the required ADP/ACP testing for non-discrimination.
Safe Harbor 401(k) Plan
Distribution
Catch-up Contributions
Hardship Distribution
21. Amount of time the employee must work to earn a non-forfeitable right to the benefit accrued by the employee in the plan.
Catch-up Contributions
Vesting
Defined Benefit Plan
Elective Deferral Limit
22. Distribution of plan assets to participant allowed under unusual circumstances such as health issue - death in family - college education funding need - loss of employment - etc.
403(b)
Safe Harbor 401(k) Plan
Hardship Distribution
401(a)
23. Retirement plan that stipulates the amount put IN to the plan - but not the amount that the participant will ultimately receive. Usually funded by participant and/or sponsor of plan. Examples: 401k - IRA
Testing
Required Minimum Distribution
Defined Contribution Plan
Catch-up Contributions
24. Retirement plan that stipulates the amount the participant will RECEIVE from the plan - but not the amount that will be contributed to the plan. Usually funded by the sponsor. Example: traditional pension plan
Testing
Defined Benefit Plan
Safe Harbor 401(k) Plan
Hardship Distribution
25. Deposit of assets into the retirement plan - usually by a participant or sponsor.
Required Minimum Distribution
Contribution
Defined Benefit Plan
Testing
26. IRC-specified maximum amount of employee salary that may finance contributions to a retirement plan in a pre-tax manner.
Elective Deferral Limit
Defined Contribution Plan
Catch-up Contributions
Plan Sponsor
27. Provisions in the regulation that allow older workers to contribute more deferred income to their retirement plan.
Catch-up Contributions
Safe Harbor 401(k) Plan
Vesting
Plan Participant
28. Legtal entity that includes state - local - and municipal government bodies.
457(b)
Plan Sponsor
Defined Benefit Plan
Elective Deferral Limit
29. Legal entity that is a traditional non-profit organization.
Testing
Required Minimum Distribution
401(a)
403(b)
30. Legal entity that is a traditional non-profit organization.
401(a)
403(b)
Testing
1099
31. IRS form to report income other than wages.
Plan Participant
Defined Benefit Plan
1099
Distribution
32. The person who will benefit from the assets of the plan - once they retire. Usually the employees of the plan sponsor.
Required Minimum Distribution
Catch-up Contributions
Contract
Plan Participant
33. Have all the limits of a traditional 401(k) plan - but without the required ADP/ACP testing for non-discrimination.
Safe Harbor 401(k) Plan
Testing
Distribution
Elective Deferral Limit
34. Provisions in the regulation that allow older workers to contribute more deferred income to their retirement plan.
Plan Sponsor
Safe Harbor 401(k) Plan
Catch-up Contributions
Safe Harbor 401(k) Plan
35. Deposit of assets into the retirement plan - usually by a participant or sponsor.
Plan Participant
Contract
Contribution
401(a)
36. Annual testing of plan's activities to ensure nondiscrimination of non highly compensated employees.
Catch-up Contributions
Elective Deferral Limit
Required Minimum Distribution
Testing
37. Non-vested portion of sponsor contributions to participant's retirement funds.
Plan Sponsor
Contract
457(b)
Forfeiture
38. Legtal entity that includes state - local - and municipal government bodies.
Defined Contribution Plan
Defined Benefit Plan
Safe Harbor 401(k) Plan
457(b)