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Test your basic knowledge |
Banking Industry
Start Test
Study First
Subject
:
industries
Instructions:
Answer 32 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. Total capital must exceed 6% of total risk-weighted assets adn Tier 1 capital must exceed 3% of total risk-weighted assets; leverage ration must exceed 4%
ways FDIC handles bank failures
universal banking
Gramm-Leach-Bliley Financial Services Modernizaton Act of 1999
what banks have to do to avoid prompt corrective action
2. Supervised by Office of Comptroller of the Currency (OCC) in US Treasury department; originally issued banks notes as currency
federally chartered banks (national banks)
Federal Deposit Insurance Corporation
benefits of geographic restrictions
Tier 2 capital
3. Account against which checks convertible to currency can be written
demand deposit
ways FDIC handles bank failures
federal deposit insurance
bank holding companies
4. Most permanent types of capital (common stockholders' equity) ; help absorb loss
Federal Deposit Insurance Corporation
federal deposit insurance
benefits of geographic restrictions
Tier 1 capital
5. Pays off depositors - purchases and assumes control of the bank
Tier 1 capital
ways FDIC handles bank failures
forms of competitive restriction
contagion
6. Spreading of bad news about one bank to include other banks
automated teller machines (ATMS)
branching restrictions
forms of competitive restriction
contagion
7. Grade regulators will give after examining a bank
forms of competitive restriction
ways FDIC handles bank failures
CAMELS rating
automated teller machines (ATMS)
8. Banks have less ability to diversify assets; raise exposure to credit risk
forms of competitive restriction
disadvantages of geographic restrictions
Gramm-Leach-Bliley Financial Services Modernizaton Act of 1999
risk based capital requirement
9. Offer some protection against loss but have a limited life and may carry an interest obligation
Federal Deposit Insurance Corporation
contagion
what banks have to do to avoid prompt corrective action
Tier 2 capital
10. When banks can participate in non-financial activities
federal deposit insurance
universal banking
limited branching
automated teller machines (ATMS)
11. Allowed banks to get around branching restrictions even further (80s-90s)
disadvantages of geographic restrictions
Tier 1 capital
unit banking
automated teller machines (ATMS)
12. Repealed Glass- Steagall by allowing ownership of banks by securities and insurance firms and allowed banks to participate in securities - insurance -and real estate
benefits of geographic restrictions
Gramm-Leach-Bliley Financial Services Modernizaton Act of 1999
automated teller machines (ATMS)
what banks need to be well capitalized
13. Ratios of capital to risk weighted assets
lender of last resort
unit banking
what banks have to do to avoid prompt corrective action
risk based capital requirement
14. Restricting banks to branches within a single state
universal banking
statewide branching
what banks have to do to avoid prompt corrective action
Federal Home Loan Bank System (FHLBs)
15. Made after several bank failures - began insuring deposits up to $2500 - now insures up to $100 - 000 - allows banks to hold less equity capital and earn higher returns FDIC
ways FDIC handles bank failures
forms of state branching regulations
branching restrictions
Federal Deposit Insurance Corporation
16. Capital to total average assets
leverage ratio
Tier 1 capital
CAMELS rating
forms of state branching regulations
17. Companies that own more than one bank
disadvantages of geographic restrictions
statewide branching
bank holding companies
lender of last resort
18. Total of capital of at least 10% of risk-weighted assets and Tier 1 capital of at least 6% of risk-weighted assets; leverage ratio must exceed 5%
branching restrictions
what banks need to be well capitalized
countries that allow full universal banking
leverage ratio
19. Geographic branching restrictions -restrictions on permissible activities of banks
forms of competitive restriction
risk based capital requirement
lender of last resort
demand deposit
20. Will reimburse the saver for funds lost
federal deposit insurance
regulatory interventions that have shaped the modern banking industry
Tier 2 capital
forms of state branching regulations
21. Restricting banks to branches within a narrow geographic area
Federal Home Loan Bank System (FHLBs)
countries that allow full universal banking
benefits of geographic restrictions
limited branching
22. Restricting bank to a single bank (unit banking) -restricting banks to branches within a narrow geographic area (limited branching) -restricting banks to branches within a single state (statewide branching)
forms of state branching regulations
benefits of geographic restrictions
Tier 1 capital
benefits of competitive restrictions
23. Protected small banks from large banks
CAMELS rating
Federal Deposit Insurance Corporation
benefits of competitive restrictions
Gramm-Leach-Bliley Financial Services Modernizaton Act of 1999
24. Creation of Federal Reserve System (1913) - Federal Deposit Insurance Corporation (FDIC-1934) - restrictions on bank competition
benefits of geographic restrictions
universal banking
disadvantages of geographic restrictions
regulatory interventions that have shaped the modern banking industry
25. Germany - France - Luxembourg - Netherlands
Tier 2 capital
countries that allow full universal banking
universal banking
bank holding companies
26. Ultimate source of credit to banks for panic waves; illiquid loans become collateral in exchange for the cash needed now;
federal deposit insurance
automated teller machines (ATMS)
lender of last resort
Tier 1 capital
27. Federal gov't guarantee of certain types of bank deposits
federal deposit insurance
regulatory interventions that have shaped the modern banking industry
federally chartered banks (national banks)
what banks need to be well capitalized
28. Most savings and loan associations are members of the ________
federally chartered banks (national banks)
Tier 2 capital
Federal Home Loan Bank System (FHLBs)
federal deposit insurance
29. Push banks to local lending; lower costs of risk -liquidity -and info
contagion
leverage ratio
benefits of geographic restrictions
regulatory interventions that have shaped the modern banking industry
30. Geographic limitations on banks' ability to open more than one office or branch (no longer exist)
federally chartered banks (national banks)
Gramm-Leach-Bliley Financial Services Modernizaton Act of 1999
lender of last resort
branching restrictions
31. Allowed banks to get around branching restrictions (1950s); large firm with many different banks as subsidiaries
Tier 1 capital
bank holding companies (BHC)
federal deposit insurance
regulatory interventions that have shaped the modern banking industry
32. Restricting bank to a single bank
ways FDIC handles bank failures
benefits of geographic restrictions
Tier 1 capital
unit banking