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Test your basic knowledge |
Banking Industry
Start Test
Study First
Subject
:
industries
Instructions:
Answer 32 questions in 15 minutes.
If you are not ready to take this test, you can
study here
.
Match each statement with the correct term.
Don't refresh. All questions and answers are randomly picked and ordered every time you load a test.
This is a study tool. The 3 wrong answers for each question are randomly chosen from answers to other questions. So, you might find at times the answers obvious, but you will see it re-enforces your understanding as you take the test each time.
1. Account against which checks convertible to currency can be written
risk based capital requirement
limited branching
universal banking
demand deposit
2. Grade regulators will give after examining a bank
universal banking
bank holding companies
CAMELS rating
benefits of competitive restrictions
3. Total capital must exceed 6% of total risk-weighted assets adn Tier 1 capital must exceed 3% of total risk-weighted assets; leverage ration must exceed 4%
benefits of geographic restrictions
what banks have to do to avoid prompt corrective action
universal banking
ways FDIC handles bank failures
4. Allowed banks to get around branching restrictions even further (80s-90s)
ways FDIC handles bank failures
automated teller machines (ATMS)
forms of state branching regulations
demand deposit
5. Repealed Glass- Steagall by allowing ownership of banks by securities and insurance firms and allowed banks to participate in securities - insurance -and real estate
what banks have to do to avoid prompt corrective action
statewide branching
Gramm-Leach-Bliley Financial Services Modernizaton Act of 1999
universal banking
6. Companies that own more than one bank
benefits of geographic restrictions
bank holding companies
CAMELS rating
contagion
7. Creation of Federal Reserve System (1913) - Federal Deposit Insurance Corporation (FDIC-1934) - restrictions on bank competition
regulatory interventions that have shaped the modern banking industry
branching restrictions
federal deposit insurance
Federal Deposit Insurance Corporation
8. Made after several bank failures - began insuring deposits up to $2500 - now insures up to $100 - 000 - allows banks to hold less equity capital and earn higher returns FDIC
unit banking
demand deposit
Federal Deposit Insurance Corporation
what banks have to do to avoid prompt corrective action
9. Ultimate source of credit to banks for panic waves; illiquid loans become collateral in exchange for the cash needed now;
bank holding companies
lender of last resort
benefits of competitive restrictions
regulatory interventions that have shaped the modern banking industry
10. Capital to total average assets
ways FDIC handles bank failures
regulatory interventions that have shaped the modern banking industry
Tier 2 capital
leverage ratio
11. Most savings and loan associations are members of the ________
Tier 2 capital
Federal Home Loan Bank System (FHLBs)
ways FDIC handles bank failures
contagion
12. Will reimburse the saver for funds lost
bank holding companies
bank holding companies (BHC)
CAMELS rating
federal deposit insurance
13. Spreading of bad news about one bank to include other banks
branching restrictions
contagion
risk based capital requirement
ways FDIC handles bank failures
14. Germany - France - Luxembourg - Netherlands
branching restrictions
federally chartered banks (national banks)
regulatory interventions that have shaped the modern banking industry
countries that allow full universal banking
15. Ratios of capital to risk weighted assets
Federal Deposit Insurance Corporation
risk based capital requirement
Federal Home Loan Bank System (FHLBs)
forms of competitive restriction
16. Geographic branching restrictions -restrictions on permissible activities of banks
forms of competitive restriction
regulatory interventions that have shaped the modern banking industry
bank holding companies (BHC)
CAMELS rating
17. Geographic limitations on banks' ability to open more than one office or branch (no longer exist)
branching restrictions
CAMELS rating
disadvantages of geographic restrictions
unit banking
18. Federal gov't guarantee of certain types of bank deposits
federal deposit insurance
unit banking
Federal Home Loan Bank System (FHLBs)
demand deposit
19. When banks can participate in non-financial activities
bank holding companies
lender of last resort
federal deposit insurance
universal banking
20. Push banks to local lending; lower costs of risk -liquidity -and info
regulatory interventions that have shaped the modern banking industry
benefits of competitive restrictions
benefits of geographic restrictions
leverage ratio
21. Restricting bank to a single bank (unit banking) -restricting banks to branches within a narrow geographic area (limited branching) -restricting banks to branches within a single state (statewide branching)
branching restrictions
forms of state branching regulations
what banks need to be well capitalized
risk based capital requirement
22. Supervised by Office of Comptroller of the Currency (OCC) in US Treasury department; originally issued banks notes as currency
Tier 2 capital
federally chartered banks (national banks)
statewide branching
countries that allow full universal banking
23. Most permanent types of capital (common stockholders' equity) ; help absorb loss
regulatory interventions that have shaped the modern banking industry
universal banking
what banks have to do to avoid prompt corrective action
Tier 1 capital
24. Banks have less ability to diversify assets; raise exposure to credit risk
Federal Home Loan Bank System (FHLBs)
disadvantages of geographic restrictions
risk based capital requirement
demand deposit
25. Restricting bank to a single bank
Tier 2 capital
unit banking
universal banking
forms of competitive restriction
26. Offer some protection against loss but have a limited life and may carry an interest obligation
Gramm-Leach-Bliley Financial Services Modernizaton Act of 1999
regulatory interventions that have shaped the modern banking industry
Tier 2 capital
contagion
27. Pays off depositors - purchases and assumes control of the bank
Tier 1 capital
federally chartered banks (national banks)
Federal Deposit Insurance Corporation
ways FDIC handles bank failures
28. Restricting banks to branches within a narrow geographic area
federal deposit insurance
universal banking
limited branching
what banks need to be well capitalized
29. Protected small banks from large banks
Tier 2 capital
disadvantages of geographic restrictions
benefits of competitive restrictions
forms of state branching regulations
30. Allowed banks to get around branching restrictions (1950s); large firm with many different banks as subsidiaries
universal banking
bank holding companies (BHC)
leverage ratio
Federal Deposit Insurance Corporation
31. Restricting banks to branches within a single state
statewide branching
unit banking
Gramm-Leach-Bliley Financial Services Modernizaton Act of 1999
federally chartered banks (national banks)
32. Total of capital of at least 10% of risk-weighted assets and Tier 1 capital of at least 6% of risk-weighted assets; leverage ratio must exceed 5%
risk based capital requirement
benefits of competitive restrictions
what banks need to be well capitalized
branching restrictions